13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-04, with 671 holding rows worth $1,377,786,944.
- Accession
- 0001376474-24-000642
- Filer
- CIK 1109767
- Filed
- 2024-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 671 entries on the cover page, a total value of $1,377,786,944 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,377,786,944 with VALUE read as dollars as filed, 13F file number 028-17213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,325 | $389,879 | dollars as filed | |
| AMERICAN BEACON GLG NATURAL RESOURCES ETF | 02368W408 | ETF | 12,800 | $389,583 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,368 | $388,660 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 6,608 | $388,509 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 16,872 | $388,408 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 786 | $386,138 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,428 | $383,595 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,969 | $382,575 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,543 | $381,529 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,751 | $381,525 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,756 | $381,146 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 11,529 | $380,942 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,061 | $379,363 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 13,700 | $376,202 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 73,600 | $370,944 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,208 | $370,866 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,169 | $370,269 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 6,859 | $369,220 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,283 | $368,801 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 19,043 | $368,672 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 4,794 | $368,563 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,679 | $366,427 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,229 | $360,368 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,172 | $358,539 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,858 | $354,865 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 7,555 | $354,729 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,366 | $352,212 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 37,791 | $349,945 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U570 | CMN | 11,222 | $349,469 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 10,859 | $349,008 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,868 | $348,188 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 26,980 | $347,513 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,145 | $345,848 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 5,329 | $345,039 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 12,435 | $342,855 | dollars as filed | |
| SPDW | 78463X889 | COM | 9,120 | $342,547 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,591 | $342,188 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 7,051 | $339,224 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,196 | $336,530 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,231 | $334,034 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 26,090 | $333,952 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 9,277 | $333,415 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 25,104 | $331,875 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 670 | $331,261 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D820 | FT VEST SMID | 14,876 | $328,166 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 8,737 | $327,812 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 5,600 | $326,536 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,455 | $325,000 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 799 | $324,898 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,178 | $324,299 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 3,895 | $323,927 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,754 | $321,187 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 8,164 | $315,865 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,900 | $315,044 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,250 | $314,136 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 8,973 | $311,991 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,123 | $310,863 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 9,315 | $309,286 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,177 | $309,284 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,430 | $307,740 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 8,130 | $305,072 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,064 | $304,863 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 3,495 | $301,409 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,597 | $301,276 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 27,193 | $299,123 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 7,090 | $297,496 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 4,434 | $297,211 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 13,350 | $297,038 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 34,659 | $296,337 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 6,305 | $296,209 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 3,400 | $292,400 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,704 | $291,076 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,194 | $288,602 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 12,566 | $285,518 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 53,932 | $280,449 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,461 | $279,891 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 9,007 | $277,958 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 598 | $275,046 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,422 | $275,026 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 15,187 | $274,888 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 7,477 | $273,060 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 6,492 | $272,360 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 5,370 | $271,991 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,803 | $269,071 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 10,500 | $267,120 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 6,117 | $265,294 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 10,922 | $263,766 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 5,742 | $262,609 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,552 | $261,694 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,020 | $261,459 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,735 | $261,135 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,453 | $260,054 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 6,237 | $258,274 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,386 | $256,727 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,344 | $256,413 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,433 | $255,429 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,545 | $254,914 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,657 | $254,567 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,265 | $253,368 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,307 | $250,713 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 2,970 | $248,886 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 6,688 | $248,593 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 20,000 | $248,000 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,912 | $246,975 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,627 | $246,686 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F292 | FT VEST US SMALL | 11,469 | $244,185 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 838 | $243,901 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,054 | $243,286 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,852 | $242,791 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,574 | $239,047 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 4,927 | $236,545 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 5,488 | $236,418 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 442 | $233,550 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,053 | $233,496 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 21,500 | $232,630 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 4,115 | $232,495 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,672 | $230,452 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,244 | $229,953 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,055 | $229,561 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,001 | $228,938 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 930 | $228,269 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 198 | $228,017 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 2,171 | $225,089 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,036 | $224,795 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,836 | $224,407 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,285 | $224,233 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,493 | $222,174 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 16,170 | $220,081 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,643 | $219,688 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,785 | $218,269 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,570 | $216,716 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,562 | $215,330 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,171 | $214,124 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,280 | $213,623 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,664 | $213,286 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 373 | $212,924 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,552 | $212,375 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,466 | $212,033 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 5,075 | $211,831 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,209 | $211,652 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,238 | $209,924 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,030 | $209,873 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U302 | COM NEW | 494 | $205,702 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,128 | $203,245 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 3,760 | $202,461 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 10,204 | $197,449 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,000 | $189,600 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 21,610 | $183,901 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,167 | $181,554 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,700 | $176,436 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,474 | $166,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,180 | $156,341 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,503 | $154,733 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 22,718 | $131,765 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,668 | $127,192 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 14,970 | $123,509 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,749 | $96,905 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,949 | $81,192 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 16,059 | $72,266 | dollars as filed | |
| INNOVID CORP COMMON STOCK | G49393104 | Stock | 40,000 | $72,000 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,094 | $71,673 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 22,500 | $70,875 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 10,000 | $62,900 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 90,900 | $46,959 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 11,500 | $43,930 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 15,000 | $41,550 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,798 | $35,703 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 23,386 | $20,255 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,000 | $15,900 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 10,000 | $10,600 | dollars as filed | |
| GABELLI UTIL TR | 36240A184 | RIGHT 10/21/2024 | 54,940 | $1,511 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-24-000642 | this filing | 2024-11-04 | acceptance time not in the bulk data set |