13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 619 holding rows worth $1,080,232,848.
- Accession
- 0001376474-24-000089
- Filer
- CIK 1109767
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 619 entries on the cover page, a total value of $1,080,232,848 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,080,232,848 with VALUE read as dollars as filed, 13F file number 028-17213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,600 | $318,132 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 6,412 | $318,005 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 6,295 | $317,268 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,974 | $316,146 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,161 | $316,123 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 9,630 | $314,420 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,705 | $313,001 | dollars as filed | |
| SPDW | 78463X889 | COM | 9,191 | $312,586 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,611 | $308,564 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,577 | $306,015 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,076 | $304,610 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,000 | $304,400 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 6,897 | $303,871 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,900 | $299,166 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,389 | $298,603 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,731 | $298,018 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,444 | $297,654 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 11,018 | $296,495 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,058 | $295,653 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,171 | $295,432 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,549 | $293,489 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,818 | $291,807 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,557 | $290,287 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 33,033 | $290,030 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,886 | $289,721 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,521 | $287,852 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,430 | $287,777 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,272 | $284,255 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 11,717 | $283,317 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,645 | $278,896 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 8,200 | $277,677 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,416 | $277,364 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 13,350 | $276,078 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 12,444 | $275,403 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 6,559 | $272,986 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,127 | $272,562 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 2,812 | $272,061 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,333 | $271,889 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,410 | $271,453 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 7,814 | $266,941 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,621 | $266,330 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 7,906 | $265,642 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,059 | $262,847 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,562 | $262,817 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,942 | $259,143 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 4,286 | $259,003 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 20,827 | $254,929 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 10,000 | $253,700 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 24,500 | $253,575 | dollars as filed | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 5,595 | $253,146 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,239 | $252,762 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,575 | $252,548 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,716 | $250,578 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 45,808 | $248,279 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,401 | $247,803 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,524 | $246,610 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 6,967 | $245,587 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,193 | $244,520 | dollars as filed | |
| BUNGE GLOBAL SA COM SHS | H11356104 | Stock | 2,411 | $243,390 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 132,304 | $242,116 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,325 | $240,760 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 5,696 | $238,298 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,309 | $235,659 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,372 | $235,509 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,586 | $234,220 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,831 | $231,519 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 493 | $231,160 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,665 | $231,148 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,041 | $228,905 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,635 | $228,820 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,650 | $228,344 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,855 | $227,427 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,375 | $223,440 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,523 | $223,148 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 1,620 | $223,139 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 4,753 | $220,302 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 2,773 | $219,233 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,344 | $218,631 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 5,037 | $218,023 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,000 | $216,590 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,979 | $216,150 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,237 | $215,869 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,830 | $213,978 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,311 | $213,957 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 4,356 | $212,628 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,552 | $211,875 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 20,000 | $211,800 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,362 | $207,455 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 7,345 | $207,372 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,749 | $203,444 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 5,554 | $203,443 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,834 | $203,373 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,640 | $201,599 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,695 | $200,936 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,058 | $200,323 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 16,014 | $182,239 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 67,059 | $180,389 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,292 | $179,085 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,594 | $178,617 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,000 | $161,520 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,474 | $152,526 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,177 | $138,448 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,400 | $132,512 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,990 | $125,069 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,931 | $119,963 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 22,503 | $118,594 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,124 | $87,557 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,949 | $85,891 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 40,500 | $84,240 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,055 | $64,155 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,000 | $58,200 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 10,000 | $42,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,000 | $40,800 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $21,240 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $13,125 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 15,000 | $12,419 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 12,000 | $11,952 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,652 | $7,960 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 10,000 | $5,480 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-24-000089 | this filing | 2024-02-09 | acceptance time not in the bulk data set |