13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 613 holding rows worth $993,322,975.
- Accession
- 0001376474-23-000490
- Filer
- CIK 1109767
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 613 entries on the cover page, a total value of $993,322,975 stated on the cover page (in dollars after the unit check, H1), rows summing to $993,322,975 with VALUE read as dollars as filed, 13F file number 028-17213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,933 | $296,732 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 11,140 | $296,222 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 10,486 | $296,028 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,171 | $294,412 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,410 | $286,865 | dollars as filed | |
| SPDW | 78463X889 | COM | 9,191 | $285,013 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,430 | $283,964 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 4,084 | $283,430 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 6,074 | $282,574 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,757 | $280,388 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 4,290 | $276,233 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,532 | $274,940 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 845 | $273,601 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,201 | $272,593 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 951 | $272,092 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,675 | $270,698 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 3,050 | $270,596 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 14,295 | $268,889 | dollars as filed | |
| PGIM ETF TR | 69344A800 | TOTA RETU BD ETF | 6,611 | $262,687 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 11,717 | $259,649 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 6,374 | $258,976 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 13,550 | $258,941 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,993 | $257,739 | dollars as filed | |
| BUNGE GLOBAL SA COM SHS | H11356104 | Stock | 2,371 | $256,661 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,074 | $256,641 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,136 | $255,948 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,689 | $255,879 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 11,765 | $255,787 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 8,200 | $254,820 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 6,579 | $252,306 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,247 | $250,388 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,597 | $248,974 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,857 | $248,500 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 7,777 | $245,965 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,331 | $243,598 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,959 | $243,518 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 34,161 | $243,226 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 7,868 | $242,783 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,373 | $241,598 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,562 | $241,558 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,850 | $240,931 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 3,227 | $240,121 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,600 | $239,760 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 4,286 | $238,516 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 11,908 | $237,342 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 7,109 | $234,313 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,629 | $233,305 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 13,735 | $233,220 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,217 | $232,681 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 43,736 | $231,801 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,164 | $230,144 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,203 | $228,931 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,977 | $227,482 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 2,873 | $226,967 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 8,890 | $226,917 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 7,363 | $226,736 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,325 | $225,897 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,789 | $225,256 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,678 | $225,247 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,550 | $222,404 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,781 | $221,892 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 3,723 | $221,557 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,234 | $221,401 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 24,500 | $220,255 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,193 | $220,243 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 6,409 | $220,037 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,239 | $219,642 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,248 | $219,219 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,665 | $217,958 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 494 | $217,604 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,665 | $216,316 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,948 | $215,372 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,586 | $214,056 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 6,684 | $214,035 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 7,267 | $213,940 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,007 | $213,519 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,073 | $213,328 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,375 | $210,900 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,280 | $209,244 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 144,779 | $205,587 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 10,000 | $204,300 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,344 | $201,208 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,367 | $195,996 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,337 | $192,815 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,019 | $188,986 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,481 | $183,353 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,640 | $181,412 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 20,000 | $180,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 16,094 | $174,787 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 14,251 | $170,728 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,273 | $164,368 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,000 | $149,640 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 68,359 | $148,339 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,474 | $148,079 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18,960 | $143,717 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,822 | $134,506 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 17,176 | $129,855 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,200 | $128,622 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 22,428 | $111,920 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,796 | $103,637 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,369 | $83,766 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,705 | $66,177 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,423 | $61,709 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 10,100 | $56,459 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,000 | $49,050 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,459 | $38,072 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $19,800 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,000 | $18,750 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 15,000 | $16,950 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 12,500 | $14,750 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 12,000 | $11,796 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,642 | $6,983 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 12,500 | $4,375 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-23-000490 | this filing | 2023-11-14 | acceptance time not in the bulk data set |