13F-HR filed by Wakefield Asset Management LLLP
Wakefield Asset Management LLLP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-01, with 146 holding rows worth $221,323,237.
- Accession
- 0001376474-23-000472
- Filer
- CIK 1600435
- Filed
- 2023-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 146 entries on the cover page, a total value of $221,323,237 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,323,237 with VALUE read as dollars as filed, 13F file number 028-18951. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWakefield Asset Management Corp 028-19415
- included managerWakefield Wealth Management, LLLP 028-19414
- included managerGervasini, Geoffrey Todd 028-19416
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 268,404 | $13,133,008 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 141,764 | $12,234,234 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 150,609 | $7,167,497 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 126,484 | $5,594,386 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,420 | $4,877,729 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 301,532 | $4,221,448 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 27,115 | $4,117,177 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 163,704 | $3,919,074 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 11,568 | $3,158,064 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 156,938 | $3,099,526 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 34,252 | $3,096,039 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 36,177 | $3,075,769 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 39,646 | $3,042,831 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50,180 | $3,040,908 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 14,721 | $2,987,039 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 86,140 | $2,882,245 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,862 | $2,880,388 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 44,494 | $2,863,220 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 18,295 | $2,768,766 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,187 | $2,690,678 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,431 | $2,678,284 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,877 | $2,651,840 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 74,648 | $2,636,568 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 10,243 | $2,612,580 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 23,849 | $2,589,286 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 32,065 | $2,555,902 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 16,341 | $2,545,111 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 12,575 | $2,517,138 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 56,015 | $2,506,672 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,316 | $2,496,547 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 28,950 | $2,476,094 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,569 | $2,469,177 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 7,127 | $2,448,909 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 43,418 | $2,305,930 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 275,750 | $2,269,423 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 53,461 | $2,261,401 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 23,553 | $2,226,466 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 20,620 | $2,216,032 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 65,602 | $2,206,852 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 34,777 | $2,040,715 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 17,182 | $1,928,455 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 9,020 | $1,804,722 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 27,325 | $1,558,892 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 171,121 | $1,518,172 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 149,092 | $1,512,150 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,471 | $1,497,797 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 142,559 | $1,487,278 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 162,488 | $1,485,492 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 180,392 | $1,484,627 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 152,994 | $1,481,320 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 140,842 | $1,452,459 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,155 | $1,448,051 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 35,296 | $1,300,658 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 7,580 | $1,289,056 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,393 | $1,266,042 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,663 | $1,261,879 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 28,504 | $1,202,869 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 8,072 | $1,117,569 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 8,430 | $1,094,214 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 25,380 | $1,086,264 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 8,551 | $1,064,514 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 45,063 | $1,017,523 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 16,737 | $964,386 | dollars as filed | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 12,368 | $921,788 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 22,137 | $910,938 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,740 | $896,200 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 5,348 | $871,992 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 64,348 | $862,423 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 95,063 | $851,765 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,026 | $813,657 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 9,904 | $806,186 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 6,671 | $805,967 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 26,072 | $798,586 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 3,256 | $788,376 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 2,280 | $786,692 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 58,207 | $777,646 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 17,215 | $775,192 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 13,649 | $769,671 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 20,507 | $762,451 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 8,104 | $753,126 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 22,624 | $751,344 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 20,660 | $742,521 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 16,802 | $741,641 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 105,099 | $735,693 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 9,264 | $725,835 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 15,776 | $722,226 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 12,350 | $717,041 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,152 | $716,521 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 38,030 | $713,443 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 32,802 | $712,788 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 6,319 | $694,016 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,061 | $691,102 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 88,361 | $690,984 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 8,806 | $690,655 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,294 | $671,050 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 22,759 | $670,253 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 24,343 | $666,268 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,483 | $665,987 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,291 | $663,575 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,192 | $661,300 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 10,892 | $659,838 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 50,361 | $648,650 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 22,834 | $647,573 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,822 | $635,069 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 11,435 | $634,300 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 29,273 | $633,552 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 37,754 | $631,625 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 41,815 | $629,316 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 33,383 | $614,582 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 21,858 | $612,899 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,561 | $611,354 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 19,131 | $604,349 | dollars as filed | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 28,062 | $592,670 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 15,576 | $589,708 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,874 | $575,497 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 67,688 | $573,425 | dollars as filed | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 66,556 | $572,508 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 5,681 | $565,203 | dollars as filed | |
| UNITIL CORP COM | 913259107 | Stock | 13,074 | $558,391 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 7,149 | $549,473 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 23,409 | $549,176 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 37,679 | $545,592 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 9,191 | $541,718 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 19,586 | $536,265 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 13,981 | $516,598 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 27,661 | $490,976 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 589 | $489,212 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 12,755 | $442,720 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 33,568 | $433,065 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,120 | $423,841 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,073 | $417,955 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,811 | $417,692 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,570 | $406,964 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 21,696 | $376,873 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,529 | $367,857 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,765 | $366,597 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,122 | $362,445 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,389 | $359,031 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,656 | $357,373 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 8,471 | $348,159 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 1,092 | $293,486 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 16,646 | $288,975 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,520 | $267,342 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,321 | $264,491 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 99,187 | $220,196 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,382 | $216,415 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-23-000472 | this filing | 2023-11-01 | acceptance time not in the bulk data set |