13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 316 holding rows worth $379,777,000.
- Accession
- 0001376474-21-000063
- Filer
- CIK 1109767
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 316 entries on the cover page, a total value of $379,777,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $379,778,000 with VALUE read as thousands by filing date, 13F file number 028-17213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 123,342 | $16,366,000 | thousands by filing date | |
| IJH | 464287507 | COM | 69,306 | $15,929,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 126,699 | $11,644,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 34,429 | $10,802,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 63,177 | $8,214,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 161,574 | $8,097,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 102,631 | $6,967,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30,444 | $6,295,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,753 | $5,709,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,136 | $5,659,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,439 | $5,658,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,220 | $5,616,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 87,349 | $4,458,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 24,808 | $4,425,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 85,593 | $4,041,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 21,297 | $3,859,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 40,491 | $3,705,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 58,512 | $3,630,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,129 | $3,201,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,483 | $3,196,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,436 | $3,158,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 27,082 | $3,063,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 22,963 | $2,929,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 49,038 | $2,881,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 10,974 | $2,780,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 35,530 | $2,741,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 104,535 | $2,699,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 31,985 | $2,652,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 30,331 | $2,615,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,631 | $2,453,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 24,824 | $2,305,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 51,580 | $2,267,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 19,482 | $2,258,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,669 | $2,152,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $2,087,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,327 | $2,041,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,022 | $1,990,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,593 | $1,983,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,244 | $1,969,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 25,730 | $1,948,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 30,160 | $1,925,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 16,306 | $1,862,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 26,451 | $1,828,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,467 | $1,824,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 21,061 | $1,818,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 27,404 | $1,798,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,400 | $1,733,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,004 | $1,701,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 86,326 | $1,691,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 32,833 | $1,665,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,887 | $1,659,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,239 | $1,646,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 11,094 | $1,624,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,240 | $1,620,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,224 | $1,618,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,781 | $1,570,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,920 | $1,553,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,238 | $1,552,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,847 | $1,550,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,736 | $1,539,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,844 | $1,520,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 26,262 | $1,515,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,882 | $1,489,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,007 | $1,475,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,049 | $1,446,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,056 | $1,434,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,273 | $1,421,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,182 | $1,415,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,513 | $1,411,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 11,024 | $1,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 20,723 | $1,399,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,941 | $1,387,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,199 | $1,384,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,866 | $1,356,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,080 | $1,315,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,696 | $1,304,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 44,895 | $1,291,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,850 | $1,288,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,238 | $1,275,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,637 | $1,270,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,922 | $1,260,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,909 | $1,248,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,135 | $1,219,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 7,486 | $1,213,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,414 | $1,202,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,246 | $1,156,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 15,001 | $1,155,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 54,890 | $1,155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,845 | $1,153,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,815 | $1,132,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 21,781 | $1,122,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,314 | $1,104,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,102 | $1,102,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,222 | $1,093,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,688 | $1,088,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 11,923 | $1,082,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,608 | $1,074,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,731 | $1,074,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,519 | $1,073,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,981 | $1,071,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,472 | $1,070,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,912 | $1,053,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 9,528 | $1,038,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,053 | $1,032,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,237 | $1,029,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,748 | $1,024,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,205 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 5,102 | $1,007,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,353 | $1,005,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 3,513 | $1,002,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 24,376 | $999,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,383 | $997,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10,055 | $975,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,535 | $969,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 12,834 | $941,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,016 | $939,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,948 | $935,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,787 | $929,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,915 | $917,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,124 | $916,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,686 | $915,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,141 | $913,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,200 | $912,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,127 | $910,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,474 | $890,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 16,887 | $886,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,953 | $885,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 44,005 | $851,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,468 | $848,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,587 | $843,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,121 | $834,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,529 | $831,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,130 | $830,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 9,878 | $801,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,788 | $795,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 10,889 | $794,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,051 | $792,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 12,651 | $788,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,403 | $783,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 15,661 | $780,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,366 | $774,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10,440 | $754,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 68,621 | $749,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,305 | $707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 14,154 | $705,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,133 | $701,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,554 | $699,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 86,932 | $699,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,320 | $689,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 42,254 | $680,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,489 | $673,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,924 | $672,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 37,007 | $671,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,244 | $666,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 379 | $664,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 7,231 | $662,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 5,716 | $654,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,885 | $653,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,307 | $652,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 9,157 | $651,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,544 | $644,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,263 | $640,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 10,340 | $639,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 13,258 | $638,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,944 | $626,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 9,096 | $623,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 22,119 | $622,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 11,910 | $620,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,228 | $619,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,824 | $615,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 17,175 | $601,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,023 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,765 | $584,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,724 | $583,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,999 | $577,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 37,350 | $568,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,389 | $556,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 11,900 | $554,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,100 | $553,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,233 | $544,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,986 | $542,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 983 | $541,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 16,092 | $536,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,208 | $529,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,180 | $526,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 39,115 | $526,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,475 | $523,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 14,600 | $523,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 59,194 | $520,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,582 | $518,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,608 | $516,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,822 | $515,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 17,673 | $513,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,429 | $512,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,369 | $509,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 10,942 | $507,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,854 | $503,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,026 | $496,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 5,095 | $490,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,039 | $477,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 16,100 | $477,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,106 | $475,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,220 | $471,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,136 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,058 | $460,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 9,551 | $453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 11,123 | $453,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,505 | $450,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 15,420 | $449,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,662 | $448,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,418 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,087 | $444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,624 | $441,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,500 | $439,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 27,593 | $436,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 18,900 | $431,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,996 | $429,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,067 | $421,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 239 | $419,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,400 | $418,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 14,992 | $417,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 42,260 | $412,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 500 | $409,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 8,999 | $409,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 8,234 | $402,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,555 | $400,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,841 | $395,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,505 | $391,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,615 | $387,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,039 | $371,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,300 | $371,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,061 | $370,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,342 | $368,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 24,094 | $368,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,193 | $362,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 11,400 | $359,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,004 | $357,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,203 | $355,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 987 | $352,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,318 | $351,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 999 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,961 | $348,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,591 | $346,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,184 | $344,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,155 | $340,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 11,964 | $334,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,343 | $333,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,771 | $330,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,775 | $328,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 912 | $324,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 900 | $319,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,437 | $319,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,948 | $314,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 3,352 | $313,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,622 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,220 | $307,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,798 | $304,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,926 | $304,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 4,477 | $303,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,709 | $302,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 9,210 | $302,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,751 | $295,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 17,684 | $292,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,575 | $284,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 859 | $281,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,039 | $281,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,148 | $280,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 8,432 | $280,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,337 | $278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,935 | $278,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,502 | $277,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 15,065 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 11,732 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 932 | $267,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,632 | $264,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,491 | $263,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 8,118 | $263,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,006 | $262,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,205 | $261,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,147 | $261,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,951 | $261,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,271 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 2,512 | $258,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,652 | $255,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,733 | $255,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,343 | $254,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,136 | $250,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,577 | $244,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,753 | $242,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,902 | $242,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,603 | $239,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,369 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,385 | $238,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,471 | $237,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,258 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,535 | $236,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,546 | $229,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,276 | $228,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,653 | $227,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,804 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,817 | $224,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 198 | $224,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,045 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,333 | $220,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,466 | $219,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,229 | $218,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,753 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,896 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,484 | $209,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 13,009 | $199,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,565 | $181,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 33,802 | $175,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,272 | $136,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,525 | $93,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,925 | $57,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-21-000063 | this filing | 2021-02-16 | acceptance time not in the bulk data set |