13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 296 holding rows worth $471,161,000.
- Accession
- 0001376474-18-000127
- Filer
- CIK 1633697
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 296 entries on the cover page, a total value of $471,161,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $471,161,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 98,282 | $27,923,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 170,966 | $18,500,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 86,097 | $17,983,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 178,860 | $15,530,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 105,851 | $11,251,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 27,767 | $9,395,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 142,359 | $8,924,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 145,964 | $7,622,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 164,352 | $7,532,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 58,931 | $7,216,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 90,227 | $7,088,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 209,553 | $6,750,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 138,049 | $6,688,000 | thousands by filing date | |
| IJH | 464287507 | COM | 33,653 | $6,674,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,487 | $6,612,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,596 | $6,328,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 104,853 | $6,184,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 118,873 | $6,108,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,541 | $5,870,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 133,351 | $5,834,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 45,204 | $5,443,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 101,937 | $5,281,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 29,661 | $5,055,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 86,539 | $4,986,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 39,457 | $4,662,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 27,420 | $4,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 73,602 | $4,560,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 68,532 | $4,063,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 26,535 | $3,983,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 85,681 | $3,896,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 33,590 | $3,811,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 56,841 | $3,779,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 38,858 | $3,761,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,927 | $3,647,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 85,023 | $3,629,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,488 | $3,509,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 38,428 | $3,198,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 10 | $3,102,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 14,928 | $3,063,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,141 | $2,939,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 20,527 | $2,899,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 110,399 | $2,876,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,561 | $2,830,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 13,767 | $2,738,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 48,211 | $2,735,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 65,793 | $2,640,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 43,975 | $2,632,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,375 | $2,615,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,321 | $2,602,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 23,667 | $2,506,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,189 | $2,397,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,754 | $2,361,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 107,738 | $2,357,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,732 | $2,342,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,757 | $2,257,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 19,359 | $2,233,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 21,459 | $2,201,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 43,572 | $2,138,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 21,454 | $2,136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 76,082 | $2,123,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,267 | $2,117,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,328 | $2,045,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 113,626 | $1,870,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 25,065 | $1,828,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 27,192 | $1,763,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 41,673 | $1,737,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,486 | $1,686,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,346 | $1,663,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,749 | $1,647,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 130,652 | $1,627,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 32,293 | $1,619,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 23,954 | $1,595,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36,086 | $1,533,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 18,742 | $1,467,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 12,890 | $1,403,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,594 | $1,382,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 58,812 | $1,371,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,632 | $1,365,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,418 | $1,355,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,899 | $1,355,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,847 | $1,319,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,793 | $1,307,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 24,152 | $1,283,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,513 | $1,274,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,445 | $1,260,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 11,231 | $1,260,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 13,379 | $1,256,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 15,406 | $1,243,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,764 | $1,238,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,134 | $1,226,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,927 | $1,225,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,053 | $1,207,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,930 | $1,188,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 15,696 | $1,174,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 123,972 | $1,173,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 938 | $1,171,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,959 | $1,166,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,607 | $1,154,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,723 | $1,144,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 31,122 | $1,132,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 31,414 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 18,613 | $1,119,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 35,357 | $1,093,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,094 | $1,092,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,663 | $1,092,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 42,741 | $1,070,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,957 | $1,069,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 9,144 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,909 | $1,028,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 49,441 | $1,026,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,412 | $996,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,493 | $965,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 28,078 | $952,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 41,117 | $948,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,060 | $934,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,589 | $925,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,545 | $918,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,368 | $908,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,846 | $901,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,542 | $898,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,969 | $833,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,200 | $825,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,802 | $820,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,627 | $808,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 37,049 | $785,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,659 | $781,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 31,560 | $770,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,619 | $743,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 48,154 | $719,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,990 | $716,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,741 | $708,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,236 | $707,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 25,103 | $695,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,274 | $695,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,204 | $691,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,024 | $691,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 27,927 | $687,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 59,605 | $682,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,848 | $665,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,290 | $657,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,428 | $650,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 27,943 | $648,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,253 | $638,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 12,940 | $629,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,695 | $626,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,088 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 12,871 | $619,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,572 | $618,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,231 | $618,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,468 | $607,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 24,987 | $607,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 18,639 | $606,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,121 | $603,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 18,396 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 6,330 | $602,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,761 | $599,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 12,622 | $598,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,592 | $589,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 13,125 | $588,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,397 | $579,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,989 | $565,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,312 | $564,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,473 | $543,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,820 | $542,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,710 | $538,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,642 | $532,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,001 | $528,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,299 | $527,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,756 | $522,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,253 | $501,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,292 | $492,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 9,783 | $484,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,555 | $480,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,315 | $478,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,098 | $477,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,426 | $477,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,139 | $473,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,731 | $467,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,846 | $467,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,797 | $461,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,522 | $450,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 20,196 | $446,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,912 | $439,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,152 | $433,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,200 | $431,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,704 | $429,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,223 | $427,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 17,931 | $426,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 19,475 | $424,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,319 | $418,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,188 | $418,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,025 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,078 | $411,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,547 | $396,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,018 | $394,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,522 | $390,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,943 | $389,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,837 | $388,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,550 | $388,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,936 | $388,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,642 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,638 | $379,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 13,327 | $376,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,068 | $372,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,891 | $368,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,639 | $366,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,507 | $365,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,560 | $364,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,561 | $354,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,635 | $354,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,939 | $351,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,452 | $351,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,826 | $332,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,281 | $319,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 23,960 | $317,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 41,397 | $315,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,548 | $314,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,463 | $313,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,814 | $312,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,249 | $309,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,345 | $309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,793 | $308,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,688 | $304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,043 | $303,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,274 | $298,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 4,517 | $292,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 854 | $291,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,695 | $287,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,570 | $286,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,538 | $284,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,034 | $284,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 23,519 | $283,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,720 | $281,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,377 | $277,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,515 | $276,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,615 | $276,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,135 | $267,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,029 | $265,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,856 | $263,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,307 | $262,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,382 | $262,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 8,671 | $255,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,778 | $255,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,641 | $253,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,540 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,396 | $245,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,914 | $240,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,840 | $238,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,643 | $238,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,312 | $238,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,727 | $236,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,743 | $236,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,641 | $233,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,169 | $231,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,645 | $230,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,307 | $229,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,142 | $220,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 8,395 | $219,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,058 | $219,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,951 | $217,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,088 | $213,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 5,299 | $212,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,105 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,315 | $211,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4,830 | $209,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 16,458 | $209,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,360 | $208,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,954 | $207,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,855 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,957 | $202,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,490 | $199,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,775 | $194,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,737 | $186,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,285 | $184,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,574 | $174,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,642 | $171,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,897 | $156,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,400 | $140,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 66,445 | $138,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,817 | $133,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 20,793 | $125,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 15,714 | $110,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 10,189 | $107,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,432 | $96,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,480 | $93,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 90,000 | $90,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 88,000 | $89,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,672 | $85,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 83,000 | $83,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,410 | $77,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 57,000 | $70,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 65,000 | $56,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $55,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 209,802 | $29,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,800 | $28,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 14,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-18-000127 | this filing | 2018-08-14 | acceptance time not in the bulk data set |