13F-HR filed by Sowell Financial Services LLC
Sowell Financial Services LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-31, with 252 holding rows worth $338,661,000.
- Accession
- 0001376474-17-000187
- Filer
- CIK 1633697
- Filed
- 2017-05-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 252 entries on the cover page, a total value of $338,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $338,661,000 with VALUE read as thousands by filing date, 13F file number 028-17985. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 58,904 | $14,262,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 165,267 | $11,365,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 68,543 | $10,510,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 113,228 | $10,031,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 132,769 | $9,120,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 103,736 | $6,408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 105,661 | $6,088,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 53,370 | $5,840,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 125,217 | $5,640,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 52,906 | $5,620,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 141,107 | $5,383,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 73,580 | $5,360,000 | thousands by filing date | |
| IJH | 464287507 | COM | 29,863 | $5,151,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 114,131 | $5,139,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 101,893 | $5,101,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,510 | $5,038,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,168 | $4,951,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 25,637 | $4,749,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 34,326 | $4,694,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 38,649 | $4,571,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 156,924 | $4,367,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,123 | $4,361,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,039 | $4,194,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 105,942 | $3,827,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 54,693 | $3,606,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,658 | $3,572,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 386,396 | $3,555,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 54,490 | $3,372,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 31,900 | $3,313,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 79,947 | $3,262,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 101,614 | $3,200,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 58,019 | $3,080,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,887 | $2,960,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 70,379 | $2,913,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 123,499 | $2,912,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 88,557 | $2,806,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 29,370 | $2,719,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 72,990 | $2,693,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,079 | $2,626,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 47,841 | $2,545,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,655 | $2,427,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,975 | $2,409,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 53,009 | $2,331,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,275 | $2,284,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,852 | $2,228,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 45,424 | $2,174,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 14,154 | $2,161,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,967 | $1,928,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 38,851 | $1,870,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 74,376 | $1,856,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,945 | $1,823,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,191 | $1,811,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 109,522 | $1,775,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,794 | $1,759,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 21,016 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 18,117 | $1,660,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 44,343 | $1,656,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 31,178 | $1,596,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,023 | $1,580,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 38,889 | $1,515,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,131 | $1,451,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,371 | $1,448,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,123 | $1,355,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,206 | $1,315,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 16,976 | $1,307,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 27,718 | $1,298,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,533 | $1,298,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 24,153 | $1,219,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 28,004 | $1,171,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 37,566 | $1,154,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,484 | $1,143,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,232 | $1,103,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,560 | $1,091,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,248 | $1,070,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 9,266 | $1,054,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 29,708 | $1,037,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,042 | $1,030,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 9,156 | $1,000,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,794 | $997,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,378 | $991,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $990,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,395 | $977,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 9,185 | $973,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 9,180 | $933,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 89,383 | $933,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 78,164 | $906,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,059 | $882,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,295 | $881,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 35,423 | $880,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 23,835 | $871,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,012 | $851,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,278 | $832,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,846 | $821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 16,671 | $809,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 37,312 | $802,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,065 | $789,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 43,573 | $787,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,276 | $783,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 33,482 | $778,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 18,642 | $762,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 17,281 | $754,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,865 | $750,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,094 | $742,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 24,675 | $729,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,076 | $716,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,882 | $714,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,551,874 | $714,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,119 | $712,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 28,337 | $709,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,513 | $704,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 28,162 | $704,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 57,893 | $701,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 27,540 | $695,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 27,409 | $685,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,990 | $682,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 14,178 | $667,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,845 | $664,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 26,559 | $658,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 11,914 | $655,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,724 | $655,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,188 | $647,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,963 | $642,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,222 | $636,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,667 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,577 | $615,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,714 | $610,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,846 | $607,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,933 | $600,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 20,008 | $584,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,854 | $579,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 34,747 | $576,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,544 | $575,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,123 | $571,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,795 | $549,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,789 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,660 | $538,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,634 | $537,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 55,447 | $534,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,955 | $531,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,556 | $529,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,069 | $524,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,791 | $523,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,381 | $513,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,549 | $511,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,287 | $475,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,991 | $474,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,863 | $460,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,405 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,831 | $448,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,709 | $447,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 16,949 | $433,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,403 | $432,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 18,341 | $430,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,779 | $427,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,822 | $422,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,169 | $413,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,081 | $413,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,568 | $410,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,209 | $404,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,537 | $398,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 10,325 | $382,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,120 | $381,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,013 | $370,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,751 | $369,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,489 | $368,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,176 | $367,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,145 | $365,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 14,362 | $362,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,306 | $354,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,984 | $348,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,125 | $345,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,595 | $343,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,272 | $338,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,386 | $338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,345 | $337,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 11,229 | $332,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 11,556 | $331,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,082 | $326,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,762 | $325,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,395 | $322,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,741 | $322,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,073 | $319,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 12,235 | $312,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,977 | $311,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,150 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,782 | $306,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,615 | $305,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,541 | $304,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 30,116 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,563 | $298,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 18,720 | $297,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,818 | $295,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 24,317 | $291,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,877 | $289,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,454 | $289,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 11,530 | $289,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,809 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,541 | $281,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,449 | $280,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,926 | $276,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,258 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,094 | $274,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,358 | $273,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,424 | $271,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,071 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,515 | $269,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,540 | $265,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,640 | $259,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,896 | $259,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,104 | $257,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,339 | $255,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,716 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,142 | $253,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,611 | $246,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,100 | $246,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,614 | $243,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,563 | $242,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,618 | $240,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,560 | $235,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,748 | $234,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 972 | $229,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,708 | $226,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,443 | $224,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,117 | $224,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,129 | $220,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,901 | $219,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 14,533 | $219,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,703 | $218,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 774 | $217,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,538 | $215,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,653 | $214,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,590 | $212,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,176 | $206,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 6,101 | $204,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,773 | $203,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,246 | $202,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 8,351 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74348A194 | ULTRASHORT GOLD | 13,000 | $202,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,135 | $201,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,876 | $197,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 17,490 | $196,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,352 | $178,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,567 | $175,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,245 | $160,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,400 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,796 | $141,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,083 | $106,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,410 | $101,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 23,500 | $86,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 48,844 | $67,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,029 | $44,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 15,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-17-000187 | this filing | 2017-05-31 | acceptance time not in the bulk data set |