13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 159 holding rows worth $101,030,000.
- Accession
- 0001376474-16-000896
- Filer
- CIK 1109767
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 159 entries on the cover page, a total value of $101,030,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,032,000 with VALUE read as thousands by filing date, 13F file number 028-17213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 37,886 | $4,498,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 76,680 | $3,540,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 74,577 | $2,806,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 266,191 | $2,731,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 18,335 | $2,649,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APPLE INC | 37833100 | COM | 23,121 | $2,614,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 45,902 | $2,287,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,491 | $1,932,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 77,232 | $1,664,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 25,224 | $1,548,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,564 | $1,487,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 32,068 | $1,463,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,048 | $1,430,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 47,492 | $1,407,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,730 | $1,337,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 53,949 | $1,266,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,847 | $1,240,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,241 | $1,210,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,283 | $1,150,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,535 | $1,118,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 222,413 | $1,112,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,185 | $1,076,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 43,861 | $1,072,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,877 | $1,037,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,712 | $989,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,963 | $973,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,869 | $965,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,761 | $932,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,259 | $916,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,258 | $883,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,059 | $883,000 | thousands by filing date | |
| ALLIANT ENERGY CORP | 18802108 | COM | 22,975 | $880,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,565 | $869,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 4 | $865,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 29,125 | $863,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,368 | $859,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,639 | $847,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,453 | $830,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,152 | $818,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,737 | $808,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 6,053 | $797,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Real Estate | 922908553 | SHS | 9,143 | $793,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,669 | $754,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 29,751 | $732,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,758 | $723,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,917 | $719,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,934 | $716,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,920 | $680,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,728 | $670,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,127 | $631,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,993 | $620,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,016 | $602,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,293 | $598,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,126 | $576,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 9,218 | $561,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,190 | $539,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,422 | $537,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,968 | $523,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,448 | $510,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,737 | $506,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,894 | $505,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,574 | $499,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,701 | $487,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,168 | $474,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,799 | $469,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,911 | $468,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,715 | $459,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 546 | $457,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 14,205 | $446,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,135 | $436,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,999 | $435,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,224 | $429,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,263 | $429,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,578 | $425,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,554 | $421,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,230 | $417,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,177 | $416,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 20,118 | $408,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,691 | $405,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,385 | $397,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,428 | $392,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,724 | $387,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,781 | $385,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,968 | $380,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 14,740 | $375,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,177 | $370,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,977 | $364,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,021 | $362,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 22,901 | $358,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Home Depot, Inc | 437076102 | COM | 2,761 | $355,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,772 | $350,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 25,653 | $347,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,980 | $345,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 5,200 | $342,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AON PLC | G0408V102 | SHS CL A | 3,000 | $337,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,413 | $332,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,166 | $328,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26,849 | $325,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 12,990 | $325,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,325 | $324,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,275 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,161 | $313,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,823 | $312,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 20,725 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,738 | $304,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 10,247 | $303,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,675 | $296,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,601 | $290,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 11,145 | $288,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 27,839 | $286,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,574 | $283,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 8,907 | $282,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 21,367 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,099 | $277,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,162 | $276,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,401 | $274,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,253 | $274,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC DEP SHS RP PFD B | 200525301 | Preferred | 9,638 | $274,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,568 | $273,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 26,933 | $273,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 10,399 | $272,000 | thousands by filing date | |
| BLACKROCK GLOBAL | 92501105 | COM | 22,110 | $271,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SAFE BULKERS | Y7388L129 | Listed Stock | 16,715 | $263,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,797 | $261,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,217 | $256,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,250 | $253,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 15,485 | $252,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,909 | $250,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 7,122 | $250,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,639 | $249,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,037 | $237,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,819 | $237,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,914 | $235,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,130 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,701 | $233,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,908 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,913 | $230,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 3,574 | $229,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,266 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,903 | $225,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 2,546 | $225,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,661 | $221,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,773 | $221,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,070 | $212,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,140 | $211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 270 | $210,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,295 | $210,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 8,185 | $210,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,998 | $208,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,693 | $206,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,600 | $204,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 2,827 | $203,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287457 | COM | 2,362 | $201,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,688 | $200,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,744 | $194,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,261 | $188,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,572 | $174,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,185 | $165,000 | thousands by filing date | |
| AEGON NV SPONS ADR | 7924103 | COM | 22,398 | $86,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-16-000896 | this filing | 2016-11-14 | acceptance time not in the bulk data set |