13F-HR filed by CAPRIN ASSET MANAGEMENT LLC /ADV
CAPRIN ASSET MANAGEMENT LLC /ADV filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 26 holding rows worth $129,086,000.
- Accession
- 0001376474-16-000879
- Filer
- CIK 1034369
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 26 entries on the cover page, a total value of $129,086,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,086,000 with VALUE read as thousands by filing date, 13F file number 028-17182. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,615,713 | $39,730,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 670,991 | $32,778,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 218,760 | $24,665,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 246,195 | $12,494,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 95,777 | $10,767,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 92,471 | $4,631,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 10,068 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 6,001 | $724,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,051 | $677,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,609 | $382,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,072 | $342,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,666 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,151 | $272,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 114 | $14,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 124 | $14,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,065 | $14,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 89 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 106 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 90 | $13,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,234 | $13,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 638 | $12,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 93 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 64 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 64 | $5,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 179 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 87 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-16-000879 | this filing | 2016-10-31 | acceptance time not in the bulk data set |