13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-11, with 141 holding rows worth $87,000,089.
- Accession
- 0001376474-16-000703
- Filer
- CIK 1109767
- Filed
- 2016-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 141 entries on the cover page, a total value of $87,000,089 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,000,092 with VALUE read as dollars, detected, 13F file number 028-17213. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 38,116 | $4,162,213 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 67,566 | $3,031,020 | dollars, detected | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 264,648 | $2,646,479 | dollars, detected | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 17,659 | $2,505,459 | dollars, detected | The CUSIP as filed is malformed. |
| VWO | 922042858 | SHS | 66,468 | $2,298,472 | dollars, detected | |
| APPLE INC | 37833100 | COM | 19,592 | $2,135,357 | dollars, detected | The CUSIP as filed is malformed. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 42,145 | $2,063,838 | dollars, detected | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 30,606 | $1,802,683 | dollars, detected | |
| IJH | 464287507 | COM | 11,341 | $1,635,327 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,349 | $1,574,287 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 48,326 | $1,536,279 | dollars, detected | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 73,162 | $1,449,340 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 17,027 | $1,401,513 | dollars, detected | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 10,752 | $1,303,499 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 33,227 | $1,301,520 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 23,248 | $1,257,227 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 29,922 | $1,245,355 | dollars, detected | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 49,971 | $1,074,377 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,819 | $1,040,898 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 9,448 | $1,022,320 | dollars, detected | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 43,863 | $1,000,084 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,621 | $971,429 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 209,394 | $956,931 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,642 | $951,238 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,000 | $927,100 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 8,616 | $882,957 | dollars, detected | |
| ALLIANT ENERGY CORP | 18802108 | COM | 11,500 | $854,215 | dollars, detected | The CUSIP as filed is malformed. |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 4 | $853,800 | dollars, detected | The CUSIP as filed is malformed. |
| VTI | 922908769 | COM | 7,973 | $835,746 | dollars, detected | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,565 | $823,642 | dollars, detected | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 27,778 | $795,287 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,870 | $783,867 | dollars, detected | |
| Intel Corp | 458140100 | COM | 23,750 | $768,312 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,487 | $739,837 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 24,826 | $735,837 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,845 | $728,112 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,542 | $719,614 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 9,273 | $709,732 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 4,439 | $672,331 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,206 | $662,520 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 9,534 | $652,970 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 7,669 | $642,700 | dollars, detected | |
| SPY | 78462F103 | SHS | 3,100 | $637,163 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,084 | $637,088 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,129 | $621,112 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,245 | $617,022 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 25,051 | $606,741 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,346 | $600,325 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 5,923 | $581,134 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 9,693 | $578,650 | dollars, detected | |
| BOEING CO. | 97023105 | COM | 4,524 | $574,265 | dollars, detected | The CUSIP as filed is malformed. |
| Chevron Corporation | 166764100 | COM | 5,987 | $571,203 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 9,723 | $560,897 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 6,190 | $509,994 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 2,969 | $494,681 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,158 | $483,601 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 16,183 | $483,224 | dollars, detected | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,239 | $482,811 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 14,305 | $457,193 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,244 | $442,888 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 20,400 | $440,835 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,740 | $436,867 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 32,256 | $435,451 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,541 | $435,301 | dollars, detected | |
| Deere & Company | 244199105 | COM | 5,578 | $429,435 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 3,975 | $426,478 | dollars, detected | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 41,912 | $424,149 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 14,467 | $413,312 | dollars, detected | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,757 | $404,953 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 7,749 | $394,126 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 14,758 | $393,301 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,430 | $386,062 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 8,116 | $376,492 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,428 | $374,749 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,772 | $372,822 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,824 | $369,764 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 2,696 | $359,750 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,952 | $359,163 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,015 | $355,562 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 6,414 | $354,246 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 8,753 | $352,476 | dollars, detected | |
| Medtronic Plc | G5960L103 | COM | 4,482 | $336,167 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 4,553 | $335,769 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 8,222 | $333,744 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,679 | $332,347 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 3,136 | $311,436 | dollars, detected | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 11,889 | $309,120 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,564 | $308,625 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,841 | $307,356 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,702 | $301,231 | dollars, detected | |
| AMAZON.COM INC | 23135106 | COM | 502 | $298,007 | dollars, detected | The CUSIP as filed is malformed. |
| Wells Fargo & Company | 949746101 | COM | 6,111 | $295,511 | dollars, detected | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,892 | $293,617 | dollars, detected | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,472 | $292,495 | dollars, detected | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,500 | $292,005 | dollars, detected | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 23,868 | $291,190 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,817 | $286,996 | dollars, detected | |
| AON PLC | G0408V102 | SHS CL A | 2,700 | $282,015 | dollars, detected | |
| CHS Inc | 12542R803 | Preferred Stock | 9,977 | $277,664 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,250 | $266,338 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,789 | $260,438 | dollars, detected | |
| WISDOMTREE TR | 97717X867 | CMN | 7,054 | $259,715 | dollars, detected | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 17,092 | $254,494 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,537 | $250,348 | dollars, detected | |
| COMMERCE BANCSHARES INC DEP SHS RP PFD B | 200525301 | Preferred | 9,400 | $249,113 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 4,870 | $249,052 | dollars, detected | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,114 | $248,344 | dollars, detected | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 14,265 | $248,216 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,378 | $244,702 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,995 | $243,308 | dollars, detected | |
| BLACKROCK GLOBAL | 92501105 | COM | 20,189 | $239,844 | dollars, detected | The CUSIP as filed is malformed. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,974 | $239,794 | dollars, detected | |
| ISHARES TR | 464287457 | COM | 2,769 | $235,448 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 1,869 | $234,914 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 22,894 | $232,371 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,414 | $231,426 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,592 | $229,589 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,616 | $229,074 | dollars, detected | |
| Automatic Data Processing | 53015103 | COM | 2,548 | $228,538 | dollars, detected | The CUSIP as filed is malformed. |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,174 | $226,513 | dollars, detected | |
| BP PLC ADR | 55622104 | COM | 7,330 | $221,232 | dollars, detected | The CUSIP as filed is malformed. |
| WP CAREY INC COM | 92936U109 | REIT | 3,481 | $216,637 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 3,532 | $215,735 | dollars, detected | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,773 | $214,391 | dollars, detected | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,700 | $211,135 | dollars, detected | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 15,485 | $210,131 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,281 | $208,300 | dollars, detected | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 14,920 | $205,747 | dollars, detected | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,540 | $205,038 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,654 | $203,916 | dollars, detected | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 22,190 | $203,042 | dollars, detected | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,266 | $201,017 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 13,650 | $200,382 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,832 | $200,108 | dollars, detected | |
| Bank of America | 60505104 | COM | 14,800 | $200,101 | dollars, detected | The CUSIP as filed is malformed. |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 10,254 | $196,265 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,346 | $189,648 | dollars, detected | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,566 | $157,299 | dollars, detected | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,317 | $135,686 | dollars, detected | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,599 | $132,040 | dollars, detected | |
| AEGON NV SPONS ADR | 7924103 | COM | 17,156 | $94,358 | dollars, detected | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-16-000703 | this filing | 2016-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001376474-16-000839 | base | 2016-09-06 | acceptance time not in the bulk data set |