13F-HR filed by NATIONS FINANCIAL GROUP INC, /IA/ /ADV
NATIONS FINANCIAL GROUP INC, /IA/ /ADV filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 127 holding rows worth $76,871,554.
- Accession
- 0001376474-16-000565
- Filer
- CIK 1109767
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 127 entries on the cover page, a total value of $76,871,554 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,871,554 with VALUE read as dollars, detected, 13F file number 028-17213. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 31,156 | $3,485,055 | dollars, detected | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 68,403 | $3,182,118 | dollars, detected | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 254,461 | $2,279,970 | dollars, detected | |
| VWO | 922042858 | SHS | 66,730 | $2,182,752 | dollars, detected | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 15,888 | $2,097,852 | dollars, detected | The CUSIP as filed is malformed. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 43,209 | $2,022,195 | dollars, detected | |
| APPLE INC | 37833100 | COM | 17,500 | $1,842,001 | dollars, detected | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 31,563 | $1,833,823 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,674 | $1,621,431 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 49,113 | $1,529,855 | dollars, detected | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 72,944 | $1,391,770 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 17,211 | $1,366,693 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 30,198 | $1,189,501 | dollars, detected | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 50,180 | $1,077,365 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 13,840 | $1,060,726 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 22,509 | $1,040,360 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 29,515 | $1,015,596 | dollars, detected | |
| SPY | 78462F103 | SHS | 4,954 | $1,009,939 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 209,722 | $971,013 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,066 | $943,377 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 9,078 | $932,510 | dollars, detected | |
| IJH | 464287507 | COM | 6,671 | $929,366 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,823 | $905,878 | dollars, detected | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 43,528 | $895,366 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 8,616 | $860,929 | dollars, detected | |
| VTI | 922908769 | COM | 8,029 | $837,462 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 25,270 | $815,705 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,186 | $793,967 | dollars, detected | |
| Intel Corp | 458140100 | COM | 22,261 | $766,902 | dollars, detected | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,193 | $760,164 | dollars, detected | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,485 | $732,505 | dollars, detected | |
| ALLIANT ENERGY CORP | 18802108 | COM | 11,700 | $730,660 | dollars, detected | The CUSIP as filed is malformed. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,541 | $727,289 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,668 | $697,873 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 9,877 | $671,264 | dollars, detected | |
| BOEING CO. | 97023105 | COM | 4,633 | $669,885 | dollars, detected | The CUSIP as filed is malformed. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,206 | $656,813 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,318 | $650,648 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 7,246 | $636,957 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 10,108 | $631,750 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 7,790 | $621,082 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 4,497 | $618,817 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,172 | $616,433 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 10,080 | $605,102 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 25,051 | $600,479 | dollars, detected | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,769 | $599,258 | dollars, detected | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 15,346 | $596,652 | dollars, detected | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 3 | $593,400 | dollars, detected | The CUSIP as filed is malformed. |
| Stryker Corporation | 863667101 | COM | 6,370 | $592,028 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 9,526 | $583,965 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,305 | $538,245 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 21,739 | $510,639 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 6,190 | $504,609 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 3,229 | $486,406 | dollars, detected | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,745 | $467,173 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 9,853 | $460,049 | dollars, detected | |
| Deere & Company | 244199105 | COM | 5,729 | $436,988 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,734 | $435,158 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,322 | $434,071 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 29,117 | $410,262 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 14,467 | $408,393 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,541 | $403,163 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,979 | $402,612 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 15,820 | $398,028 | dollars, detected | |
| Dow Chemical Company | 260543103 | COM | 7,576 | $390,027 | dollars, detected | |
| E M C CORP MASS | 268648102 | COM | 14,816 | $380,475 | dollars, detected | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,643 | $374,541 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,663 | $368,330 | dollars, detected | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 41,912 | $365,892 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,428 | $362,319 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 6,474 | $359,166 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 2,696 | $356,568 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,771 | $352,811 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,157 | $347,572 | dollars, detected | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,830 | $339,922 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 3,761 | $338,311 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,746 | $331,761 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,323 | $328,213 | dollars, detected | |
| ONEOK INC NEW | 682680103 | COM | 13,093 | $322,883 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 4,550 | $317,395 | dollars, detected | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,635 | $308,833 | dollars, detected | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 9,692 | $303,263 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 26,813 | $297,627 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,250 | $290,128 | dollars, detected | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 23,868 | $288,134 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,515 | $278,249 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,193 | $274,726 | dollars, detected | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,612 | $265,959 | dollars, detected | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,825 | $264,996 | dollars, detected | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 24,575 | $263,442 | dollars, detected | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,114 | $258,528 | dollars, detected | |
| BLACKROCK GLOBAL | 92501105 | COM | 19,977 | $254,906 | dollars, detected | The CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 5,051 | $252,474 | dollars, detected | |
| BP PLC ADR | 55622104 | COM | 8,019 | $250,664 | dollars, detected | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 14,799 | $249,075 | dollars, detected | The CUSIP as filed is malformed. |
| AON PLC | G0408V102 | SHS CL A | 2,700 | $248,967 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 5,726 | $245,991 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 4,515 | $245,430 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,959 | $242,015 | dollars, detected | |
| WISDOMTREE TR | 97717X867 | CMN | 7,043 | $241,432 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,025 | $240,367 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 2,176 | $231,484 | dollars, detected | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 23,050 | $230,272 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,257 | $229,602 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,399 | $224,092 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,794 | $222,352 | dollars, detected | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,773 | $221,075 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 1,869 | $220,821 | dollars, detected | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,651 | $219,420 | dollars, detected | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,250 | $216,315 | dollars, detected | |
| Automatic Data Processing | 53015103 | COM | 2,544 | $215,504 | dollars, detected | The CUSIP as filed is malformed. |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,174 | $213,512 | dollars, detected | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 12,768 | $211,955 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,516 | $208,499 | dollars, detected | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,612 | $207,175 | dollars, detected | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 21,966 | $205,383 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,689 | $205,112 | dollars, detected | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,266 | $204,416 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 3,795 | $202,539 | dollars, detected | |
| ABBOTT LABORATORIES | 2824100 | COM | 4,510 | $202,538 | dollars, detected | The CUSIP as filed is malformed. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,070 | $185,986 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,227 | $183,197 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 13,687 | $180,532 | dollars, detected | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,555 | $127,806 | dollars, detected | |
| AEGON NV SPONS ADR | 7924103 | COM | 17,156 | $97,275 | dollars, detected | The CUSIP as filed is malformed. |
| Lineage, Inc. | 536020100 | COM | 16,000 | $20,640 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 11,663 | $12,363 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001376474-16-000565 | this filing | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001376474-16-000838 | base | 2016-09-06 | acceptance time not in the bulk data set |