13F-HR filed by Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 90 holding rows worth $20,734,000.
- Accession
- 0001374022-19-000014
- Filer
- CIK 1374022
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 90 entries on the cover page, a total value of $20,734,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,734,000 with VALUE read as thousands by filing date, 13F file number 028-13570. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMUFG Securities EMEA plc 028-15731
- included managerMitsubishi UFJ Financial Group, Inc. 028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,000,000 | $1,930,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 6,850 | $1,534,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 9,000 | $1,338,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,370,000 | $1,269,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 660 | $1,146,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,700 | $1,071,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,600 | $801,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 800,000 | $787,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,300 | $702,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,100 | $635,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,500 | $537,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,150 | $518,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,300 | $508,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,300 | $507,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,120 | $492,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,000 | $464,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,200 | $457,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,500 | $402,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,100 | $385,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $366,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,400 | $343,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,830 | $326,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 220 | $269,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 500 | $260,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,240 | $232,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,500 | $206,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,550 | $175,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,340 | $172,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 620 | $166,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 690 | $161,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 640 | $148,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 510 | $141,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 520 | $138,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,440 | $110,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 360 | $110,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 380 | $109,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 250 | $103,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 50 | $98,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $97,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,300 | $93,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 700 | $90,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 530 | $90,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 700 | $87,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 310 | $86,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,000 | $79,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 800 | $79,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,200 | $76,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 600 | $66,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 800 | $55,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 840 | $44,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 970 | $42,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 750 | $41,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $40,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 150 | $40,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 650 | $36,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 410 | $36,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $30,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,040 | $29,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $27,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 290 | $24,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 250 | $24,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 290 | $23,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 200 | $22,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 380 | $20,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,110 | $19,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 450 | $18,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 60 | $17,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 180 | $17,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 150 | $16,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 170 | $14,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 610 | $14,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 180 | $11,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 130 | $11,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150 | $11,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 100 | $11,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 90 | $10,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 150 | $10,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 90 | $9,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 130 | $9,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 400 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 90 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 90 | $5,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,900 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 430 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 220 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 60 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 130 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 170 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001374022-19-000014 | this filing | 2019-11-14 | acceptance time not in the bulk data set |