13F-HR filed by Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 211 holding rows worth $19,099,000.
- Accession
- 0001374022-16-000050
- Filer
- CIK 1374022
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 211 entries on the cover page, a total value of $19,099,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,099,000 with VALUE read as thousands by filing date, 13F file number 028-13570. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMUFG Securities EMEA plc 028-15731
- included managerMitsubishi UFJ Financial Group, Inc. 028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,250,000 | $2,794,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 1,510,000 | $1,450,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 4,600 | $995,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 4,100 | $707,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 720 | $603,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 650,000 | $590,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 4,490 | $508,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,600 | $462,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 630 | $457,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,810 | $450,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 380,000 | $383,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 11,470 | $364,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 441 | $343,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,450 | $286,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 290,000 | $273,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 3,770 | $258,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 710 | $222,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,440 | $218,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,100 | $216,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 250 | $201,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,650 | $186,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,740 | $173,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,370 | $165,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 960 | $160,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,300 | $158,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,360 | $150,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,090 | $140,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,630 | $139,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,020 | $134,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,530 | $134,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 460 | $129,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,520 | $121,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 440 | $119,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,520 | $109,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,500 | $106,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,220 | $104,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,290 | $103,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,450 | $103,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,540 | $101,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 410 | $98,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,030 | $98,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,950 | $96,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 770 | $95,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,480 | $94,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,820 | $93,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 850 | $92,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 460 | $92,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,320 | $90,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,070 | $88,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,550 | $86,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 470 | $84,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 800 | $84,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 400 | $82,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,130 | $81,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,880 | $74,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,400 | $74,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,400 | $73,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 620 | $72,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 180 | $72,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 830 | $71,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,030 | $69,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,560 | $63,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 520 | $61,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 750 | $60,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 500 | $59,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 380 | $58,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,380 | $57,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,020 | $57,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 870 | $56,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $48,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 700 | $47,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $46,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,220 | $41,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 550 | $41,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 920 | $40,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 430 | $40,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,240 | $37,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $37,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 570 | $36,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 490 | $35,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 530 | $34,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 800 | $34,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 270 | $33,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 180 | $32,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 250 | $31,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,260 | $31,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 440 | $31,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 230 | $31,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 420 | $30,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 410 | $30,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 300 | $30,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 170 | $30,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 240 | $30,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 500 | $30,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 130 | $29,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 410 | $28,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 340 | $27,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 760 | $27,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 360 | $25,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 310 | $24,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 880 | $24,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 160 | $23,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 240 | $23,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 180 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 410 | $22,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 250 | $22,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $22,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 430 | $22,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 290 | $22,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 260 | $21,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 210 | $21,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 180 | $21,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 160 | $20,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 110 | $20,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 240 | $20,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 680 | $20,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,070 | $20,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,200 | $19,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 190 | $19,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 70 | $19,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $19,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 390 | $19,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 180 | $19,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,450 | $19,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 470 | $19,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $19,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 130 | $19,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,740 | $19,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 540 | $19,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 500 | $19,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 400 | $19,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 610 | $19,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 600 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 240 | $19,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 210 | $19,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 210 | $18,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 460 | $18,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 180 | $18,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,020 | $18,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 370 | $17,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 970 | $17,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 290 | $17,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 200 | $16,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 380 | $15,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10 | $15,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 610 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 180 | $14,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 230 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,430 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 260 | $14,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 190 | $14,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 540 | $14,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 100 | $14,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 300 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,110 | $13,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 390 | $13,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 220 | $12,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 120 | $12,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 280 | $12,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 200 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 150 | $12,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 270 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 160 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70 | $11,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 270 | $10,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 180 | $10,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 140 | $9,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100 | $9,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 180 | $9,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 130 | $9,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 90 | $9,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 150 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 430 | $9,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 70 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150 | $8,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 800 | $8,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 170 | $8,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 130 | $8,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 110 | $7,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 90 | $7,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 40 | $7,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 120 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 220 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 170 | $7,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,900 | $7,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 340 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 250 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 110 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 200 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 90 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 90 | $5,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 70 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50 | $5,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 60 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 130 | $5,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 620 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 140 | $4,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 90 | $4,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 50 | $4,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 220 | $3,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 70 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 60 | $3,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 70 | $3,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 30 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 40 | $2,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 50 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001374022-16-000050 | this filing | 2016-11-08 | acceptance time not in the bulk data set |