13F-HR filed by Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 199 holding rows worth $75,927,000.
- Accession
- 0001374022-16-000034
- Filer
- CIK 1374022
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 199 entries on the cover page, a total value of $75,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,927,000 with VALUE read as thousands by filing date, 13F file number 028-13570. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMitsubishi UFJ Securities International plc 028-15731
- included managerMitsubishi UFJ Financial Group, Inc. 028-13582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 3,388,000 | $13,971,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 100,000 | $6,090,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 41,572 | $4,340,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,451,000 | $3,735,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,442,000 | $3,435,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 47,360 | $3,135,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,180,000 | $2,371,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,381,000 | $2,042,000 | thousands by filing date | principal |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 38,870 | $1,987,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 16,990 | $1,788,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 950,000 | $1,694,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 11,000 | $1,567,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,645,000 | $1,496,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,359,000 | $1,418,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,149,000 | $1,299,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 17,801 | $1,199,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,100,000 | $1,110,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 975,000 | $994,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,426 | $933,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 723,000 | $913,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 345,000 | $894,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 798,000 | $809,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 55,105 | $792,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 836,000 | $761,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,310 | $720,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,590 | $698,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,290 | $624,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 23,678 | $615,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,190 | $566,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 730 | $557,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,364 | $549,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 450,000 | $482,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 601 | $448,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,600 | $347,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 9,268 | $341,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,160 | $317,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $297,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 182,000 | $287,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,172 | $274,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,780 | $274,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 24,140 | $273,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,030 | $271,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,080 | $271,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,040 | $268,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,510 | $268,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,910 | $267,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,760 | $266,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,240 | $263,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 251,000 | $252,000 | thousands by filing date | principal |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 208,000 | $190,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,320 | $187,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,300 | $177,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,580 | $175,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,050 | $157,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,130 | $151,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,710 | $128,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,970 | $120,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,450 | $119,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,630 | $118,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,670 | $116,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 680 | $111,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,760 | $110,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,660 | $110,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,450 | $109,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,290 | $106,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,320 | $106,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,660 | $105,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 800 | $104,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 440 | $103,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 620 | $103,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,550 | $101,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,060 | $101,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,390 | $99,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,700 | $99,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,840 | $97,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,660 | $95,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,210 | $95,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,770 | $92,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,150 | $92,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,320 | $91,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,830 | $88,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,920 | $87,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $84,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,290 | $82,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,310 | $80,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 800 | $80,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,070 | $79,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,690 | $79,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,400 | $78,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,400 | $76,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 950 | $75,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,500 | $74,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,340 | $73,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 770 | $73,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 950 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,220 | $70,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,000 | $64,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 750 | $63,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,220 | $62,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 380 | $60,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,310 | $58,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 520 | $54,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 32,000 | $53,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 700 | $52,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,460 | $51,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 45,000 | $50,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 1,370 | $49,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 510 | $48,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $48,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 380 | $48,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 390 | $46,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 600 | $46,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 670 | $46,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 390 | $45,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,370 | $45,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $44,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 50,000 | $44,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 120 | $43,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 910 | $42,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,000 | $41,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 650 | $39,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $39,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 330 | $36,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 250 | $35,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,260 | $35,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 720 | $34,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 330 | $32,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 300 | $31,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 580 | $31,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 840 | $30,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 590 | $30,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 440 | $30,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 400 | $30,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 600 | $29,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 440 | $29,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 840 | $28,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 600 | $28,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 650 | $26,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 450 | $26,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 260 | $25,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 530 | $25,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 590 | $24,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $23,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 290 | $23,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,111 | $22,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 270 | $21,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 250 | $20,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 240 | $20,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 300 | $19,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 70 | $19,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 210 | $17,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 130 | $17,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 290 | $16,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 330 | $13,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 120 | $13,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 150 | $13,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 380 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $12,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,110 | $12,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 390 | $12,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 160 | $12,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 180 | $11,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 610 | $11,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 430 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 970 | $10,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100 | $10,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 130 | $10,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 120 | $10,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 340 | $10,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 140 | $8,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 100 | $8,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 80 | $8,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 90 | $8,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 150 | $8,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 170 | $8,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,900 | $8,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 170 | $8,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150 | $7,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 170 | $7,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 130 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 220 | $7,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 620 | $7,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 70 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 200 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 130 | $5,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 30 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 90 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 70 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50 | $4,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 40 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 90 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 61 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001374022-16-000034 | this filing | 2016-05-13 | acceptance time not in the bulk data set |