13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 830 holding rows worth $15,262,975,765.
- Accession
- 0001372312-23-000007
- Filer
- CIK 1463217
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 830 entries on the cover page, a total value of $15,262,975,765 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,262,975,765 with VALUE read as dollars as filed, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GROUP, INC 028-04981
- included managerIMD HOLDINGS, LLC
- included managerUNITED CAPITAL FINANCIAL PARTNERS, INC 028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 103,753 | $1,082,144 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 181 | $1,079,357 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,463 | $1,075,829 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 7,688 | $1,074,066 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 30,535 | $1,068,420 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,385 | $1,046,484 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 58,746 | $1,025,705 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 3,150 | $1,021,263 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,731 | $1,018,604 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 13,900 | $1,018,314 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 13,926 | $1,007,855 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 549 | $1,005,142 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 14,755 | $999,489 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 7,978 | $999,165 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 4,808 | $994,747 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 2,277 | $991,647 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 9,987 | $987,760 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 41,437 | $984,951 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 27,842 | $981,987 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 8,067 | $980,789 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,091 | $979,088 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,676 | $968,577 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8,776 | $965,515 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,883 | $957,679 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 27,405 | $951,766 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 6,396 | $950,985 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 36,621 | $941,169 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 97,150 | $940,409 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 11,524 | $938,169 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 15,021 | $929,636 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 7,235 | $929,092 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,423 | $921,885 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,529 | $920,760 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,096 | $911,294 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 18,422 | $905,801 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 11,193 | $899,003 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,716 | $897,529 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 9,488 | $896,901 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 16,669 | $892,125 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 45,575 | $887,337 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 34,865 | $883,131 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 17,681 | $873,602 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 18,430 | $865,565 | dollars as filed | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 14,693 | $862,620 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,932 | $861,676 | dollars as filed | |
| KLA CORP | 482480100 | COM | 1,853 | $849,991 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 13,371 | $848,904 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 26,999 | $848,037 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 8,509 | $846,050 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,717 | $841,196 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 11,299 | $837,942 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 6,435 | $827,902 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 15,600 | $819,647 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 5,196 | $812,341 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,483 | $785,921 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 93,439 | $785,822 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,545 | $784,149 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 17,299 | $772,753 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 43,892 | $772,067 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,109 | $765,125 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,275 | $761,605 | dollars as filed | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 7,554 | $758,616 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 38,318 | $756,014 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,490 | $744,234 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,886 | $743,596 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 15,086 | $738,149 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,131 | $734,065 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 10,761 | $732,044 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 3,200 | $731,154 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,825 | $728,256 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,858 | $727,589 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 13,071 | $722,804 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 16,502 | $721,383 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,938 | $719,409 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,648 | $715,785 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,376 | $714,625 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 22,297 | $706,601 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 9,018 | $703,981 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,672 | $702,985 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,545 | $697,893 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 12,698 | $697,095 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,605 | $686,915 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,899 | $678,092 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 9,014 | $678,033 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,665 | $670,358 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 16,596 | $669,977 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 31,863 | $668,808 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 21,435 | $658,483 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 26,075 | $650,741 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,585 | $650,424 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,414 | $650,259 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6,470 | $647,609 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 53,087 | $645,539 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,864 | $642,482 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,042 | $641,203 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 570 | $635,550 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,232 | $634,275 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 4,549 | $633,634 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 7,453 | $618,152 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,306 | $615,311 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,345 | $614,442 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,225 | $614,429 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 12,274 | $612,966 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,621 | $608,923 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 12,615 | $605,458 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,659 | $603,849 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,952 | $602,262 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 55,071 | $598,074 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 5,728 | $591,694 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,951 | $590,802 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 3,223 | $590,330 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 2,908 | $590,062 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,463 | $583,169 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,325 | $582,762 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 6,422 | $582,598 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,331 | $581,256 | dollars as filed | |
| AMERICA MOVIL SAB DE CV SPON ADS RP CL B | 02390A101 | ADR | 33,481 | $579,897 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 8,755 | $578,252 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 17,072 | $575,141 | dollars as filed | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,658 | $563,645 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 13,368 | $555,440 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 12,000 | $553,080 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 303 | $552,539 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 8,066 | $548,791 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 6,591 | $547,349 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 11,375 | $547,118 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 3,947 | $541,877 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 9,996 | $540,570 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8,483 | $540,430 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 5,488 | $540,019 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 18,486 | $538,671 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,157 | $537,515 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 14,375 | $537,496 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 26,892 | $529,503 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 22,124 | $526,109 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 8,261 | $519,674 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 11,372 | $508,897 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 5,909 | $506,638 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 18,774 | $500,883 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,384 | $494,097 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 11,535 | $485,973 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 10,414 | $481,752 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 8,798 | $478,171 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,469 | $474,452 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,625 | $472,421 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 16,225 | $472,135 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 21,400 | $469,944 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,450 | $467,289 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,140 | $463,570 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,109 | $463,244 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 9,187 | $458,694 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 25,616 | $454,691 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,846 | $454,135 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,045 | $453,017 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 10,816 | $445,944 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 13,355 | $445,122 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 11,719 | $442,854 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,765 | $442,287 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 6,592 | $441,400 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 2,355 | $440,628 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,075 | $440,402 | dollars as filed | |
| FIRSTENERGY CORP | 337932107 | COM | 12,885 | $440,394 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 10,148 | $439,307 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 6,569 | $437,860 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 20,363 | $436,371 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 24,500 | $428,505 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 7,201 | $428,308 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 15,888 | $426,595 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,700 | $425,562 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,082 | $423,203 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,477 | $422,127 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,145 | $422,008 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,559 | $416,823 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,279 | $414,248 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,407 | $413,540 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 927 | $412,201 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 3,170 | $411,476 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,498 | $409,465 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 5,915 | $408,933 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,858 | $403,511 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,600 | $402,627 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,658 | $401,211 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 11,908 | $399,394 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,155 | $396,369 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 38,086 | $396,093 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,559 | $395,574 | dollars as filed | |
| CORNING INC | 219350105 | COM | 12,922 | $393,741 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 7,466 | $389,800 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,554 | $389,485 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 6,668 | $385,655 | dollars as filed | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,130 | $383,123 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,817 | $379,675 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,450 | $376,847 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,846 | $373,579 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,933 | $372,500 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 3,410 | $371,923 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,336 | $367,673 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 4,941 | $367,660 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,018 | $361,680 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,226 | $359,168 | dollars as filed | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 17,272 | $358,909 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,306 | $352,947 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,069 | $352,506 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 9,629 | $352,325 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,838 | $351,446 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,417 | $349,703 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,763 | $349,022 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21,578 | $345,243 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 24,701 | $344,333 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,372 | $337,571 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,333 | $335,143 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,129 | $332,586 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 8,133 | $332,242 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,214 | $330,471 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 50,000 | $329,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,381 | $328,498 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 294 | $325,695 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 14,199 | $317,633 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,460 | $314,503 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,500 | $311,925 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 675 | $309,693 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,932 | $303,066 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,415 | $301,546 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 5,250 | $300,393 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 31,000 | $298,840 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,147 | $297,677 | dollars as filed | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 5,981 | $295,159 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 7,814 | $294,902 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,192 | $293,535 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 914 | $290,661 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,413 | $287,295 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 7,516 | $287,111 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 6,622 | $286,402 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,507 | $286,185 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,319 | $285,054 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,845 | $283,991 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 7,426 | $283,141 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 19,483 | $282,887 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,820 | $279,936 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,244 | $279,904 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,830 | $279,677 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,805 | $276,843 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,485 | $275,765 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 2,448 | $274,739 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,000 | $272,300 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,798 | $271,228 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 19,165 | $269,652 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 6,660 | $264,002 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 4,492 | $263,606 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 2,426 | $262,618 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,116 | $262,450 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,107 | $261,536 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 25,000 | $261,250 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 8,814 | $261,247 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 9,125 | $257,599 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,648 | $257,371 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,100 | $254,856 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 4,553 | $253,374 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 10,399 | $252,488 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,701 | $251,560 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 8,708 | $245,118 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 3,711 | $244,481 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,888 | $242,593 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 8,530 | $242,167 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,470 | $240,899 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 3,466 | $240,108 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,684 | $237,480 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,703 | $237,219 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,998 | $236,323 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 63,123 | $236,081 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 93 | $235,800 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 489 | $235,058 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,899 | $232,436 | dollars as filed | |
| LKQ CORP COM | 501889208 | Stock | 4,684 | $231,886 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,949 | $231,220 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,483 | $228,784 | dollars as filed | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,326 | $227,780 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,934 | $224,657 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,141 | $224,586 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,261 | $224,276 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,410 | $224,204 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 4,227 | $223,211 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,086 | $221,597 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 506 | $221,273 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,638 | $218,829 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,591 | $217,044 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,162 | $216,567 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 5,089 | $211,448 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,352 | $211,116 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,413 | $210,992 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,029 | $210,637 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 898 | $209,925 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 6,912 | $209,779 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,000 | $209,400 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,914 | $207,106 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,953 | $205,599 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,491 | $205,299 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,585 | $205,273 | dollars as filed | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,323 | $204,578 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,220 | $204,206 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 4,512 | $203,627 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,553 | $202,086 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,989 | $202,073 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,670 | $201,962 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,008 | $201,589 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,211 | $200,421 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,816 | $200,399 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 11,283 | $183,010 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,798 | $174,091 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,875 | $160,529 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 16,359 | $155,733 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 16,169 | $145,521 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 17,715 | $139,417 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,430 | $121,387 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 12,808 | $117,323 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 10,969 | $115,942 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,305 | $111,116 | dollars as filed | |
| TECHPRECISION CORP | 878739200 | COM NEW | 12,500 | $90,750 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,000 | $89,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 10,369 | $86,789 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,842 | $81,186 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,046 | $76,450 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 12,563 | $72,991 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,447 | $56,012 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,635 | $55,846 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 30,629 | $43,493 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,420 | $40,846 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 10,000 | $30,800 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 70,000 | $23,205 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,000 | $5,628 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001372312-23-000007 | this filing | 2023-11-14 | acceptance time not in the bulk data set |