13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,077 holding rows worth $14,187,520,000.
- Accession
- 0001372312-19-000005
- Filer
- CIK 1463217
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,077 entries on the cover page, a total value of $14,187,520,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,187,520,000 with VALUE read as thousands by filing date, 13F file number 028-13508. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GROUP INC028-04981
- included managerIMD Holdings, LLC
- included managerUnited Capital Financial Partners, Inc028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 13,957 | $3,136,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 29,297 | $3,132,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 10,415 | $3,095,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 23,286 | $3,089,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 33,218 | $3,086,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 19,430 | $3,086,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 68,089 | $3,070,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 30,913 | $3,063,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 146,800 | $3,031,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 109,145 | $3,029,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 162,150 | $3,021,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 190,264 | $2,991,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 36,692 | $2,989,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 21,590 | $2,919,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 74,938 | $2,908,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,649 | $2,908,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 72,439 | $2,890,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 80,938 | $2,884,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 10,747 | $2,858,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 179,852 | $2,845,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 20,523 | $2,817,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $2,806,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,537 | $2,775,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 54,740 | $2,775,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 90,390 | $2,769,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 44,216 | $2,709,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 112,943 | $2,698,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 45,919 | $2,698,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 25,205 | $2,688,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 41,180 | $2,672,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 29,428 | $2,640,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 110,854 | $2,595,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 47,131 | $2,580,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 20,779 | $2,572,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,126 | $2,571,000 | thousands by filing date | |
| COCA COLA CO | 191216950 | PUT | 470 | $2,559,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 62,779 | $2,546,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 33,189 | $2,543,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 79,393 | $2,525,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 175,897 | $2,517,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 84,793 | $2,511,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 16,969 | $2,506,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,399 | $2,497,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 47,441 | $2,496,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 67,259 | $2,491,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 68,864 | $2,475,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,631 | $2,468,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 105,588 | $2,457,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 163,015 | $2,448,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 17,343 | $2,435,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 16,922 | $2,433,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 161,409 | $2,418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 40,560 | $2,417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 12,311 | $2,413,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 4,178 | $2,410,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 19,010 | $2,404,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 45,753 | $2,385,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 137,027 | $2,382,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 38,024 | $2,356,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 122,869 | $2,344,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 20,516 | $2,318,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 89,677 | $2,292,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 258,988 | $2,282,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 43,036 | $2,264,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 14,906 | $2,263,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 64,585 | $2,261,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 56,626 | $2,258,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 19,621 | $2,256,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 22,660 | $2,256,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 209,563 | $2,219,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 14,749 | $2,176,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,107 | $2,173,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,983 | $2,151,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 113,378 | $2,137,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 14,430 | $2,130,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 26,767 | $2,117,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 68,281 | $2,115,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 95,071 | $2,111,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 11,180 | $2,109,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 9,746 | $2,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 92,009 | $2,099,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 145,259 | $2,083,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 24,347 | $2,079,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 25,698 | $2,069,000 | thousands by filing date | |
| IDEXX LABS INC | 45168D954 | PUT | 76 | $2,067,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 45,145 | $2,014,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 21,272 | $2,010,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 53,533 | $2,006,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 56,381 | $1,966,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 92,526 | $1,966,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 46,541 | $1,946,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 26,164 | $1,937,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 90,044 | $1,935,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 62,672 | $1,928,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 69,363 | $1,921,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 13,329 | $1,915,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 21,262 | $1,871,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 23,465 | $1,863,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 22,547 | $1,852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 29,000 | $1,842,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 26,762 | $1,841,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 8,661 | $1,835,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 27,606 | $1,831,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 60,047 | $1,827,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 49,985 | $1,822,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 61,289 | $1,815,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 36,373 | $1,814,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 15,171 | $1,812,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 27,164 | $1,808,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 16,609 | $1,799,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 47,316 | $1,797,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 14,538 | $1,791,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 63,113 | $1,763,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 39,496 | $1,750,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 188,179 | $1,724,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 18,244 | $1,718,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 81,743 | $1,713,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 23,305 | $1,702,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 32,025 | $1,700,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 18,404 | $1,668,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5,102 | $1,667,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 116,027 | $1,666,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 12,152 | $1,661,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 56,629 | $1,651,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 17,887 | $1,650,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 28,276 | $1,646,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 31,101 | $1,646,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 21,063 | $1,643,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 91,217 | $1,627,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,495 | $1,624,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 12,829 | $1,623,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 99,337 | $1,622,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 34,941 | $1,619,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 10,443 | $1,609,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 28,653 | $1,592,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 98,456 | $1,567,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 31,200 | $1,530,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 52,823 | $1,524,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12,806 | $1,520,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 18,717 | $1,518,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 80 | $1,510,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 31,659 | $1,493,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,149 | $1,481,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 32,521 | $1,470,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 23,977 | $1,461,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 29,895 | $1,457,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,674 | $1,416,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 35,782 | $1,415,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 74,385 | $1,407,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 18,645 | $1,406,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 37,928 | $1,386,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 29,124 | $1,380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 32,463 | $1,365,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 43,267 | $1,362,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 30,947 | $1,358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 27,621 | $1,353,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 26,779 | $1,350,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 41,482 | $1,350,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 10,367 | $1,344,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 33,274 | $1,339,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 13,270 | $1,320,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 865 | $1,317,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 93,288 | $1,315,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 34,370 | $1,314,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 19,151 | $1,313,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 126,698 | $1,310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,937 | $1,307,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 67,135 | $1,287,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 45,781 | $1,286,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 25,716 | $1,283,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 17,055 | $1,266,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 14,680 | $1,262,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 42,700 | $1,255,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 53,626 | $1,243,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 38,853 | $1,234,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 15,984 | $1,226,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 42,805 | $1,221,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 138,710 | $1,221,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 37,612 | $1,219,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 48,076 | $1,215,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,373 | $1,212,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 97,008 | $1,211,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 15,347 | $1,202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 30,356 | $1,200,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 55,800 | $1,198,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 15,500 | $1,197,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10,747 | $1,193,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 44,480 | $1,188,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,526 | $1,183,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 11,331 | $1,164,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 12,223 | $1,162,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 17,913 | $1,150,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,223 | $1,147,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 23,080 | $1,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 44,343 | $1,135,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 19,131 | $1,132,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 22,157 | $1,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 31,690 | $1,128,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,598 | $1,121,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 45,099 | $1,121,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 12,620 | $1,120,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 27,189 | $1,117,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 40,720 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 17,981 | $1,102,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,773 | $1,101,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 37 | $1,098,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 39,720 | $1,088,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 18,951 | $1,083,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 15,572 | $1,080,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 26,848 | $1,078,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 13,723 | $1,069,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 34,591 | $1,067,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 32,524 | $1,065,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 56,842 | $1,064,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 30,477 | $1,064,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 52,081 | $1,059,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 115,207 | $1,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,038 | $1,050,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 14,909 | $1,044,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 19,348 | $1,041,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 4,303 | $1,038,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,838 | $1,031,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 26,163 | $1,026,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 32,468 | $1,025,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 13,568 | $1,025,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 47,415 | $1,024,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 11,332 | $1,020,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 64,946 | $1,020,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 80,765 | $1,018,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 17,422 | $1,017,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 11,415 | $1,016,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 21,231 | $1,015,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 18,472 | $1,014,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 13,507 | $997,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 42,359 | $990,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 25,493 | $985,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 10,814 | $977,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 31,586 | $971,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 106,136 | $970,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 28,857 | $968,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 28,490 | $968,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,756 | $966,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 21,827 | $954,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 31,587 | $948,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 62,156 | $943,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 19,834 | $935,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,447 | $924,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 64,054 | $914,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 83,821 | $913,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 58,939 | $912,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 25,000 | $901,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 17,022 | $897,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,480 | $893,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 17,691 | $892,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 27,342 | $892,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,619 | $892,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,707 | $883,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 31,824 | $864,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 20,371 | $852,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 16,973 | $851,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 23,417 | $850,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 32,930 | $849,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 52,172 | $846,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 21,690 | $845,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 30,589 | $838,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 14,664 | $838,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 38,667 | $834,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,956 | $834,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 11,955 | $831,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 33,840 | $831,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 47,880 | $824,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,184 | $820,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 200 | $818,000 | thousands by filing date | put |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 175,092 | $818,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 15,108 | $810,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 25,319 | $807,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 16,471 | $796,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 30,315 | $795,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 29,066 | $795,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 34,717 | $795,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,330 | $792,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 34 | $792,000 | thousands by filing date | put |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 108,783 | $785,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 16,630 | $782,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 37,392 | $781,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 46,037 | $780,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,187 | $780,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $775,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 41,084 | $772,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 87,124 | $772,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 49,194 | $769,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 35,638 | $768,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 20,549 | $762,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 12,910 | $757,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 73,741 | $756,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,607 | $748,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 27,711 | $744,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 98,015 | $743,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 18,370 | $736,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 92,497 | $733,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 24,396 | $730,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 92,572 | $725,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 10,594 | $723,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 19,311 | $719,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 15,318 | $718,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 17,992 | $704,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,868 | $703,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 13,539 | $695,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 11,026 | $692,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 65,691 | $690,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 18,092 | $684,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 16,223 | $678,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 108,469 | $678,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,092 | $678,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,910 | $677,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 18,762 | $675,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 73,944 | $669,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 71,624 | $663,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,601 | $660,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 28,027 | $656,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10,338 | $653,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 12,290 | $651,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 10,543 | $650,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 23,617 | $648,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,165 | $645,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 89,917 | $645,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 61,883 | $645,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,723 | $644,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 33,490 | $635,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 12,080 | $633,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 50,000 | $633,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,835 | $632,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,677 | $632,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 31,836 | $626,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 36,971 | $619,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 13,598 | $606,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 20,420 | $604,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,124 | $603,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 50,990 | $603,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,163 | $603,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,787 | $601,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 30,423 | $600,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 38,226 | $599,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 505 | $597,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 21,305 | $593,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 19,974 | $592,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 21,331 | $588,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 37,084 | $576,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 29,285 | $574,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 26,860 | $572,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 135,504 | $569,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 97,458 | $568,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 40,646 | $567,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 24,579 | $564,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,574 | $560,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 31,445 | $560,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 13,812 | $556,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 40,006 | $556,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 24,250 | $542,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 23,468 | $541,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,956 | $536,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 636 | $535,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 28,964 | $531,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,163 | $524,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 70,090 | $524,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 11,544 | $524,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 10,073 | $523,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 18,867 | $523,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,570 | $520,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 32,300 | $519,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,250 | $511,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,805 | $504,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 40,708 | $502,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 21,195 | $501,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 19,967 | $498,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 10,940 | $497,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 15,452 | $493,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 33,446 | $485,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,884 | $482,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 19,955 | $480,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 35,851 | $471,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 11,382 | $468,000 | thousands by filing date | |
| FISERV INC | 337738958 | PUT | 45 | $466,000 | thousands by filing date | put |
| CITY HLDG CO | 177835955 | PUT | 61 | $465,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 32,622 | $462,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,182 | $456,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,625 | $455,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 60,943 | $451,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,145 | $447,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 111,711 | $438,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 44,339 | $438,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 16,780 | $437,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 14,308 | $431,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 24,644 | $426,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 26,936 | $418,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 13,922 | $418,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,927 | $414,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,982 | $406,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 73,810 | $406,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 40,625 | $400,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 58,065 | $398,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 21,886 | $397,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 18,671 | $396,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 20,511 | $385,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,291 | $383,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 13,000 | $383,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 76,356 | $382,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 25,014 | $372,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,327 | $367,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 520 | $366,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 94 | $356,000 | thousands by filing date | put |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 12,757 | $352,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,395 | $345,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 17,797 | $344,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,803 | $340,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 10,286 | $336,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 30,416 | $335,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 35,709 | $334,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,151 | $329,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,515 | $326,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 56,400 | $316,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 18,165 | $315,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,712 | $311,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 10,375 | $311,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 14,849 | $308,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 29,600 | $304,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 31,063 | $302,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 25,000 | $296,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 11,020 | $294,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111957 | COM | 15 | $294,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 19,471 | $292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 18,063 | $290,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 11,317 | $289,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 11,265 | $288,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 18,399 | $286,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,303 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,675 | $284,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,838 | $280,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 11,249 | $277,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 40 | $277,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,567 | $276,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 20,000 | $275,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,968 | $273,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,325 | $272,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 11,070 | $271,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 13,612 | $269,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,060 | $264,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,399 | $262,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,012 | $260,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 43 | $260,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,409 | $254,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 67 | $249,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 114,138 | $244,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 890 | $239,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,146 | $238,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,865 | $236,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,995 | $232,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,723 | $232,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,725 | $228,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,040 | $220,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 20,233 | $217,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 17,775 | $215,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,053 | $212,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,555 | $211,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 7 | $208,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,439 | $206,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,135 | $206,000 | thousands by filing date | |
| SLB LIMITED | 806857958 | PUT | 60 | $205,000 | thousands by filing date | put |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,243 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,000 | $201,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,983 | $194,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,202 | $189,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,332 | $188,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,407 | $186,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,277 | $186,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 336 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,000 | $184,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,048 | $183,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,460 | $181,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,083 | $180,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $174,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $173,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,382 | $170,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 14,358 | $169,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,845 | $166,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,275 | $165,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,401 | $163,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,823 | $160,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 12,850 | $159,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 709 | $158,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 13,260 | $152,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,000 | $150,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 697 | $148,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 15,334 | $146,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,241 | $145,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,761 | $144,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,548 | $142,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,850 | $142,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,291 | $141,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,400 | $136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001372312-19-000005 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001372312-20-000002 | base | 2020-02-14 | acceptance time not in the bulk data set |