13F-HR filed by Baker Ellis Asset Management LLC
Baker Ellis Asset Management LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-28, with 188 holding rows worth $463,003,000.
- Accession
- 0001365559-21-000004
- Filer
- CIK 1365559
- Filed
- 2021-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 188 entries on the cover page, a total value of $463,003,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $463,003,000 with VALUE read as thousands by filing date, 13F file number 028-12091. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 265,397 | $54,855,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 249,409 | $25,213,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 43,105 | $15,453,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 55,485 | $14,175,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,145 | $13,709,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 143,685 | $10,098,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 179,678 | $9,965,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 65,327 | $9,908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 179,039 | $9,183,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 24,515 | $8,931,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,857 | $7,653,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 154,229 | $7,577,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,275 | $6,775,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 38,710 | $6,362,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,790 | $6,362,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 182,111 | $6,017,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,092 | $5,997,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 167,788 | $5,973,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,143 | $5,931,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 39,980 | $5,655,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 46,450 | $5,529,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 21,525 | $5,490,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 62,650 | $5,404,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 13 | $5,014,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 20,423 | $4,975,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 136,283 | $4,961,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,215 | $4,658,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 89,330 | $4,559,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 77,384 | $4,500,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 44,419 | $4,322,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,523 | $4,238,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 18,602 | $4,100,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 48,460 | $3,942,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 21,096 | $3,732,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 102,685 | $3,696,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 77,442 | $3,676,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11,307 | $3,659,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 171,690 | $3,650,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 95,601 | $3,538,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,430 | $3,301,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 41,231 | $3,106,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 39,886 | $3,082,000 | thousands by filing date | |
| MGC | 921910873 | COM | 21,970 | $3,081,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 72,560 | $3,026,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 21,279 | $3,014,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 24,945 | $3,009,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,185 | $3,008,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 29,495 | $2,802,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 43,730 | $2,696,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,380 | $2,674,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 18,425 | $2,660,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 68,736 | $2,603,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 33,960 | $2,479,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 16,011 | $2,409,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,054 | $2,399,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 773 | $2,392,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,143 | $2,358,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,397 | $2,312,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 86,842 | $2,115,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 40,215 | $2,108,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 115,487 | $2,043,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 118,300 | $2,011,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 36,904 | $1,997,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 121,945 | $1,907,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,800 | $1,897,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100,561 | $1,886,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 16,560 | $1,830,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,857 | $1,798,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 17,900 | $1,792,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,849 | $1,785,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 29,070 | $1,764,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 92,236 | $1,641,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 19,122 | $1,620,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,577 | $1,532,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,809 | $1,522,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 20,000 | $1,481,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,075 | $1,477,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 28,962 | $1,470,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 14,930 | $1,357,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 12,670 | $1,343,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,986 | $1,285,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 51,850 | $1,283,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,703 | $1,223,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 72,300 | $1,204,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,225 | $1,199,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,571 | $1,180,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 12,760 | $1,078,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,319 | $994,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,686 | $992,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,000 | $986,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 11,090 | $960,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,610 | $917,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,681 | $911,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,380 | $890,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,166 | $850,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 50,182 | $846,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,729 | $836,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,850 | $836,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 11,796 | $787,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,185 | $783,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,041 | $769,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,752 | $737,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,850 | $709,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 21,726 | $701,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,460 | $690,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 34,470 | $678,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,300 | $677,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,612 | $674,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,760 | $639,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,831 | $620,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,450 | $620,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,000 | $608,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 9,510 | $602,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 38,886 | $531,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,960 | $525,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,193 | $524,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,770 | $522,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,050 | $520,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,370 | $506,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 9,546 | $505,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 37,000 | $496,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,712 | $487,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,269 | $472,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 16,107 | $465,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 33,082 | $453,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,680 | $452,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,107 | $449,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 4,000 | $439,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,600 | $430,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,476 | $405,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,400 | $398,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 16,900 | $396,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,604 | $393,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,897 | $392,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,616 | $385,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4,000 | $384,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 23,000 | $382,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,700 | $375,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,467 | $374,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,175 | $361,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 16,700 | $360,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 28,650 | $359,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,800 | $352,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,525 | $346,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,335 | $340,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,038 | $339,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,960 | $336,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 15,600 | $332,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,550 | $330,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 19,122 | $326,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,405 | $324,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,700 | $292,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,300 | $291,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,500 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,750 | $285,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,890 | $279,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,645 | $277,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 990 | $273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,250 | $272,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 15,600 | $271,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 2,000 | $266,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,780 | $264,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 15,512 | $263,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,697 | $260,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,440 | $256,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,663 | $252,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,700 | $248,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,800 | $248,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,100 | $245,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,000 | $244,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,000 | $240,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 5,750 | $236,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,530 | $236,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 3,000 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,900 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 9,000 | $214,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,055 | $209,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,750 | $203,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 810 | $202,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 23,000 | $201,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 16,250 | $194,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 20,000 | $176,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,800 | $168,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,300 | $131,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,300 | $126,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,000 | $74,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,000 | $60,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,000 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001365559-21-000004 | this filing | 2021-04-28 | acceptance time not in the bulk data set |