13F-HR/A filed by Aperio Group, LLC
Aperio Group, LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2019-04-22, with 2,113 holding rows worth $13,069,002,000.
- Accession
- 0001364615-19-000013
- Filer
- CIK 1364615
- Filed
- 2019-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 2,836 entries on the cover page, a total value of $13,069,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,069,002,000 with VALUE read as thousands by filing date, 13F file number 028-11964. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,834 | $199,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,528 | $199,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 11,843 | $199,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,425 | $198,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,608 | $198,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 19,133 | $197,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 22,050 | $197,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,815 | $195,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 32,436 | $194,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 26,974 | $193,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,574 | $192,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,538 | $189,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 24,116 | $189,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 18,193 | $189,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,113 | $186,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 24,360 | $183,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 16,164 | $182,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 19,361 | $182,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,838 | $182,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,537 | $181,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 14,915 | $180,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,994 | $177,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 54,059 | $175,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,098 | $170,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,944 | $167,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 17,079 | $167,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 24,064 | $166,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 11,386 | $165,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,462 | $164,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,488 | $163,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,535 | $163,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,384 | $162,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 20,503 | $161,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,521 | $161,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10,370 | $161,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 10,876 | $161,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,267 | $160,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,746 | $157,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,022 | $155,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 33,000 | $155,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 15,443 | $152,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,967 | $150,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 21,666 | $148,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 33,524 | $146,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 25,066 | $145,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17,035 | $144,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 16,965 | $144,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 28,262 | $142,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,670 | $141,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,120 | $140,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,000 | $139,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 11,596 | $139,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,238 | $138,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,827 | $137,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 29,523 | $134,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 12,414 | $134,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 12,176 | $132,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 21,252 | $129,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,640 | $128,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,356 | $126,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 10,945 | $125,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 38,560 | $125,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,683 | $124,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 16,926 | $124,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,155 | $120,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,591 | $120,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,809 | $120,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 12,648 | $118,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,557 | $114,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,142 | $114,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,187 | $114,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 17,373 | $113,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 92,751 | $111,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,307 | $109,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,213 | $109,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,831 | $109,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 13,085 | $104,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,971 | $102,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 25,668 | $101,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 32,098 | $100,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,286 | $100,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 81,698 | $100,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 33,893 | $99,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 16,145 | $97,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 19,798 | $96,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 28,715 | $95,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 11,561 | $80,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,121 | $73,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 32,787 | $72,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 22,422 | $72,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,673 | $71,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,762 | $69,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 11,362 | $67,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,815 | $63,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 23,818 | $61,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 23,061 | $59,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,624 | $59,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,840 | $55,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,364 | $51,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 10,188 | $49,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,027 | $45,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,551 | $44,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 26,398 | $42,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 14,891 | $39,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 29,509 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 24,920 | $34,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 16,537 | $29,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,832 | $28,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,445 | $23,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 26,625 | $14,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,483 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 53,852 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 16,774 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001095449-17-000014 | superseded | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001364615-19-000013 | this filing | 2019-04-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001364615-19-000014 | added | 2019-04-22 | acceptance time not in the bulk data set |