13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-26, with 866 holding rows worth $563,912,000.
- Accession
- 0001363561-16-000019
- Filer
- CIK 1363561
- Filed
- 2016-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 867 entries on the cover page, a total value of $563,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $563,912,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,000 | $12,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 750 | $12,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 500 | $12,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,000 | $12,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $12,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 300 | $12,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 87 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $11,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 300 | $11,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 142 | $11,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 121 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $11,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 780 | $11,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 400 | $11,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 421 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 500 | $11,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 281 | $11,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 417 | $11,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 244 | $11,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 2,525 | $11,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 276 | $10,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 280 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 214 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $10,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 308 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 870 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 271 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 425 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $10,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $10,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 258 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 441 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 450 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,250 | $10,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 450 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 500 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 451 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 453 | $10,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 471 | $10,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 107 | $9,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $9,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,000 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $9,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 132 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 622 | $9,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,050 | $9,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6 | $9,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 107 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 286 | $9,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,000 | $9,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,000 | $9,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,400 | $9,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 300 | $9,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 300 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 450 | $9,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 436 | $9,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 375 | $9,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 5,000 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200 | $8,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 200 | $8,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 150 | $8,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 500 | $8,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 49 | $8,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $8,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 98 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $8,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 164 | $8,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 300 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $8,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 130 | $8,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 211 | $8,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,360 | $8,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 300 | $8,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50 | $7,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 150 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 52 | $7,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 580 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 116 | $7,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 136 | $7,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 93 | $7,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 636 | $7,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 935 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $7,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $7,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 60 | $7,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $7,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,031 | $7,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,000 | $7,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $7,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 300 | $7,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 144 | $7,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 50 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 61 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 14 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 90 | $6,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 42 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16 | $6,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 105 | $6,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 69 | $6,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $6,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 900 | $6,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 100 | $6,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 230 | $6,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 120 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 155 | $6,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 100 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $6,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 183 | $6,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 200 | $6,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $6,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 209 | $6,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 685 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 305 | $6,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $6,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 3,000 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 117 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $5,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $5,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 93 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 634 | $5,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 118 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 157 | $5,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 355 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 123 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $5,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 167 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 133 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 293 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 83 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 170 | $5,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 387 | $5,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $5,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 210 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 100 | $5,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 129 | $5,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 248 | $5,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 367 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 114 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 384 | $5,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200 | $5,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 3,000 | $5,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 100 | $5,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,007 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 34 | $4,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 124 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 83 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 222 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 109 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 100 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 112 | $4,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3 | $4,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,220 | $4,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 121 | $4,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 71 | $4,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 140 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 55 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,500 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 100 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,609 | $4,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 334 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 75 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 171 | $4,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 180 | $4,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 92 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 434 | $4,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,054 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 150 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 107 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 107 | $3,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25 | $3,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35 | $3,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 60 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 53 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 90 | $3,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 115 | $3,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 87 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 84 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 42 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 14 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 80 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 50 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 165 | $3,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 284 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 612 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 155 | $3,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 55 | $3,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 25 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 20 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 235 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 55 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 114 | $3,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 200 | $3,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $3,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 100 | $3,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 20 | $3,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 250 | $3,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 500 | $3,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200 | $3,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 460 | $3,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 200 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,925 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 220 | $3,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 337 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,000 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 160 | $3,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 160 | $3,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 500 | $3,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $2,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 22 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 70 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 145 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 13 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 16 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 65 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 89 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 25 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 232 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 65 | $2,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 100 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 200 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 501 | $2,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 155 | $2,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 100 | $2,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 70 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 27 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 166 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 120 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 700 | $2,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 40 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 109 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 125 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 75 | $2,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 191 | $2,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 23 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 8 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 18 | $1,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 27 | $1,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $1,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 200 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 19 | $1,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 50 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 37 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 22 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 38 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 400 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 86 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 12 | $1,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 59 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 230 | $1,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 272 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 460 | $1,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 29 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 300 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 50 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 100 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 55 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 500 | $1,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,000 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 200 | $1,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 210 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 360 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $1,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 200 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 250 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 166 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 44 | $1,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 100 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METLIFE INC COM | 59156R108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC | 767204900 | Option | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-16-000019 | this filing | 2016-10-26 | acceptance time not in the bulk data set |