13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-22, with 1,307 holding rows worth $566,708,000.
- Accession
- 0001363561-16-000013
- Filer
- CIK 1363561
- Filed
- 2016-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,323 entries on the cover page, a total value of $566,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $566,708,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYCE VALUE TRUST | 780910105 | COM | 2,360 | $28,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 800 | $28,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 710 | $28,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 2,904 | $28,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 150 | $28,000 | thousands by filing date | |
| CALVERT GLOBAL WATER A | 13161P797 | NTF EQUITY FUNDS | 1,818 | $28,000 | thousands by filing date | |
| Virtus Multi Sector Intermediate Bond C | 92828R651 | CORE BD ETF | 2,935 | $28,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 300 | $27,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,258 | $27,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,503 | $27,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,603 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 790 | $27,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,848 | $27,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 2,575 | $27,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 12,664 | $27,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 2,292 | $27,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $26,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 630 | $26,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 340 | $26,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 450 | $26,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 645 | $26,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 400 | $26,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 860 | $26,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 400 | $26,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 620 | $26,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 1,000 | $26,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 1,000 | $26,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 4,249 | $26,000 | thousands by filing date | |
| OPPENHEIMER STRATEG FD INCOME | 68380K102 | MF | 6,882 | $26,000 | thousands by filing date | |
| Sch Moderately Agg Port | 485305205 | PUT | 1,063 | $26,000 | thousands by filing date | |
| Sch Conservative Port | 485305502 | PUT | 1,525 | $26,000 | thousands by filing date | |
| Age-Based Index 11-14 | 529ABI40 | PUT | 1,970 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Nuveen Symphony Credit Opp C | 67066D747 | COM | 1,411 | $26,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 100 | $25,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,055 | $25,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 450 | $25,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 934 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 200 | $25,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 974 | $25,000 | thousands by filing date | |
| AMERICAN CENTURY ULTRA INV | 025083882 | NTF EQUITY FUNDS | 708 | $25,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 2,040 | $25,000 | thousands by filing date | |
| CORTS-BELLSOUTH 7% $1.75 PFD | 22080E205 | PREFERRED | 900 | $25,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,000 | $25,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,000 | $25,000 | thousands by filing date | |
| VANGUARD EMERGING MKTS STOCK INDEX | 922042304 | COMMON | 1,183 | $25,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,000 | $25,000 | thousands by filing date | |
| FIRST EAGLE OVERSEAS A | 32008F101 | COM | 1,159 | $25,000 | thousands by filing date | |
| Southern CA Ed Pfd 4.78% | 842400509 | COM | 1,000 | $25,000 | thousands by filing date | |
| Eaton Vance High Income Opportunities C | 277911608 | PUT | 5,806 | $25,000 | thousands by filing date | |
| Pioneer High Yield Fund Class C | 72369B307 | EMRG MKTS INFR | 2,831 | $25,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 248 | $24,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 829 | $24,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 550 | $24,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 288 | $24,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 650 | $24,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 160 | $24,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,120 | $24,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 600 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 196 | $24,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300 | $24,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 300 | $24,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 193 | $24,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PTFLS ENE | 921908109 | MUTUAL | 582 | $24,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 1,083 | $24,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 200 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $23,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,000 | $23,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 485 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 250 | $23,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 250 | $23,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 300 | $23,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 500 | $23,000 | thousands by filing date | |
| T Rowe Price S/T Bond | 77957P105 | COM | 4,846 | $23,000 | thousands by filing date | |
| Lord Abbett Total Return A | 543916845 | PUT | 2,277 | $23,000 | thousands by filing date | |
| Ivy Asset Strategy B | 466000742 | PUT | 1,092 | $23,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 500 | $22,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 400 | $22,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 175 | $22,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,813 | $22,000 | thousands by filing date | |
| FS KKR CAPITAL CORP II NSA | 36966F102 | Stock | 2,475 | $22,000 | thousands by filing date | |
| MFS UTILITIES FUND CLASS C | 552986705 | MUT | 1,288 | $22,000 | thousands by filing date | |
| AB HIGH INCOME FD INC CL C | 01859M309 | MUTUAL | 2,762 | $22,000 | thousands by filing date | |
| Age-Based Growth 15-18 Years | 529AGB15 | COM | 2,009 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Sch Moderate Port | 813700018 | PUT | 1,040 | $22,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 500 | $21,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 580 | $21,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200 | $21,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 375 | $21,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 700 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,500 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 347 | $21,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 400 | $21,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $21,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 450 | $21,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,500 | $21,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,000 | $21,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 584 | $21,000 | thousands by filing date | |
| MS 6 7/8 PERP | 61763E207 | PUBLIC | 750 | $21,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 500 | $21,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 500 | $21,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 800 | $21,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 750 | $21,000 | thousands by filing date | |
| VANGUARD HIGH DIVID YLD INDEX FD INV CL | 921946505 | Mutual Fund | 799 | $21,000 | thousands by filing date | |
| Pimco Fds Mgt Total Return Fd Cl D | 693391674 | Mutual Fund | 2,063 | $21,000 | thousands by filing date | |
| Vanguard Annuity REIT | VANGD1470 | COM | 393 | $21,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 160 | $20,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 620 | $20,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 179 | $20,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 780 | $20,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 500 | $20,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 332 | $20,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 332 | $20,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 425 | $20,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 500 | $20,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,256 | $20,000 | thousands by filing date | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 552 | $20,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,000 | $20,000 | thousands by filing date | |
| Columbia Acorn Tr Fund Cl A | 197199102 | mf | 1,139 | $20,000 | thousands by filing date | |
| PIONEER HIGH YIELD A | 72369B109 | MFF | 2,320 | $20,000 | thousands by filing date | |
| Ivy Fds Energy Fd Cl Y | 466000361 | Mutual Fund | 1,883 | $20,000 | thousands by filing date | |
| Vanguard Short Term Bond | 921937207 | S&P 500 ETF SHS | 1,901 | $20,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 610 | $19,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 303 | $19,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 501 | $19,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 322 | $19,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $19,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 975 | $19,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 180 | $19,000 | thousands by filing date | |
| Fidelity California Municipal Income (FCTFX) | 316061209 | Mutual Fund | 1,437 | $19,000 | thousands by filing date | |
| PRUDENTIAL SHORT-TERM CORPO | 74441R102 | MUTUAL FUNDS | 1,719 | $19,000 | thousands by filing date | |
| JPMORGAN INCOME BUILDER FUND C | 4812A3270 | MUT | 1,932 | $19,000 | thousands by filing date | |
| Nuveen NY Municipal Bond I | 67065N647 | COM | 1,748 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 173 | $18,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $18,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,169 | $18,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 420 | $18,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 500 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 400 | $18,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 524 | $18,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,000 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $18,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 382 | $18,000 | thousands by filing date | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 1,732 | $18,000 | thousands by filing date | |
| GLACIER WATER 9.06% A | 376398202 | PREFERR | 716 | $18,000 | thousands by filing date | |
| THORNBURG INVESTMENT INCOME BUILDER FUND CLASS C | 885215541 | MUTUAL FUND | 933 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 86 | $17,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 434 | $17,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 300 | $17,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 650 | $17,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 505 | $17,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,706 | $17,000 | thousands by filing date | |
| WESTPORT SMCAP FD | 961323201 | MUTUAL | 1,266 | $17,000 | thousands by filing date | |
| PROFUNDS ULTRANASDAQ-100 INV | 743185860 | NTF EQUITY FUNDS | 168 | $17,000 | thousands by filing date | |
| CHR HANSEN HOLDING -SPON ADR | 12545M207 | COM | 550 | $17,000 | thousands by filing date | |
| Accessor Intermediate Fixed Income | 349913285 | COM | 1,559 | $17,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $16,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 310 | $16,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 200 | $16,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 108 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $16,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 341 | $16,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 334 | $16,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,000 | $16,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 1,360 | $16,000 | thousands by filing date | |
| FIDELITY TOTAL BOND FUND | 31617K881 | FTBFX | 1,582 | $16,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 193 | $15,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200 | $15,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 353 | $15,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,154 | $15,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 400 | $15,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 700 | $15,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,000 | $15,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 478 | $15,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 300 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $15,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 575 | $15,000 | thousands by filing date | |
| USAA INTERMEDIATE TERM BOND FUND | 903288835 | Com | 1,445 | $15,000 | thousands by filing date | |
| AMERICAN CENTURY VALUE INV | 025076506 | MFA | 1,956 | $15,000 | thousands by filing date | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 1,248 | $15,000 | thousands by filing date | |
| JPMorgan Unconstr Debt I | 48121A290 | Common Stock | 1,551 | $15,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 145 | $14,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 164 | $14,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 135 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 248 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 230 | $14,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,169 | $14,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 140 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 334 | $14,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 281 | $14,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,000 | $14,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,137 | $14,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 500 | $14,000 | thousands by filing date | |
| GABELLI ASSET FD SH BEN INT | 362395105 | mf | 254 | $14,000 | thousands by filing date | |
| Natixis Loomis Sayles Strategic Income Fund | 543487284 | common | 1,051 | $14,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15 | $13,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,000 | $13,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 425 | $13,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 200 | $13,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 128 | $13,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 194 | $13,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 102 | $13,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,500 | $13,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,000 | $13,000 | thousands by filing date | |
| VOYA GNMA INCOME A | 92913L692 | NTF BOND FUNDS | 1,508 | $13,000 | thousands by filing date | |
| VALUE LINE SMALL-CAP OPPORTUNITIES FUND INVESTOR CLASS | 920454105 | OPEN END TAXABLE NO LOAD FUND | 320 | $13,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 500 | $13,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 500 | $13,000 | thousands by filing date | |
| Hospitality Properties Trust- | 44106M607 | PFD | 500 | $13,000 | thousands by filing date | |
| Entergy MISS 1st MTG | 29364N876 | Preferred Stock | 500 | $13,000 | thousands by filing date | |
| Frontier Communications Corp | 31822Q103 | COM | 2,857 | $13,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $12,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 220 | $12,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 160 | $12,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,000 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 946 | $12,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 175 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 400 | $12,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 361 | $12,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $12,000 | thousands by filing date | |
| DFA GLOBAL EQUITY I | 25434D674 | EQUITY FUNDS | 684 | $12,000 | thousands by filing date | |
| JANUS HENDERSON TRITON T | 471023549 | COM | 542 | $12,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 270 | $12,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,000 | $12,000 | thousands by filing date | |
| ***SEASPAN CORPORATION | Y75638125 | PRD | 500 | $12,000 | thousands by filing date | |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 450 | $12,000 | thousands by filing date | |
| COLUMBIA LARGE CAP GROWT | 19765P695 | NTF EQUITY FUNDS | 368 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN MULTI-CAP OPP I | 64122Q309 | EQUITY FUNDS | 800 | $12,000 | thousands by filing date | |
| Vanguard Annuity Money Market | VANGD0640 | COM CL A | 6,184 | $12,000 | thousands by filing date | principal |
| MANULIFE FINL CORP | 56501R106 | COM | 745 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $11,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 207 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 400 | $11,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 400 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 500 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 150 | $11,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 421 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 681 | $11,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 600 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,240 | $11,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 450 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 400 | $11,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 400 | $11,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 400 | $11,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 100 | $11,000 | thousands by filing date | |
| Fidelity Mid-Cap Stock | 316128404 | MF | 346 | $11,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,000 | $11,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 211 | $11,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 200 | $11,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 400 | $11,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 450 | $11,000 | thousands by filing date | |
| ***SEASPAN CORPORATION CUM RED | Y75638208 | PRD | 500 | $11,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 400 | $11,000 | thousands by filing date | |
| FRANKLIN FEDERAL TAX FREE INCOME FUND CL A | 353519101 | Com | 897 | $11,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX | 921909602 | Exchange Traded Funds | 745 | $11,000 | thousands by filing date | |
| TCW FDS TTL RTN BD N | 87234N641 | MUTUAL | 1,017 | $11,000 | thousands by filing date | |
| Southern CA Gas Co | 842434300 | COM | 400 | $11,000 | thousands by filing date | |
| American Century: Benham Short | 025081506 | COM NEW | 1,123 | $11,000 | thousands by filing date | |
| First Trust UIT | 33735N375 | COM | 11 | $11,000 | thousands by filing date | |
| Royce Premier Fund | RYP1Z | PUT | 803 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Center Coast MLP Focus C | 461418576 | PUT | 1,393 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $10,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 245 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $10,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 600 | $10,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 127 | $10,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 214 | $10,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 780 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $10,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 126 | $10,000 | thousands by filing date | |
| DOUBLELINE LOW DURATION BOND N | 258620855 | NTF BOND FUNDS | 1,009 | $10,000 | thousands by filing date | |
| AMERICAN CENTURY GLOBAL GOLD INV | 02507M105 | NTF EQUITY FUNDS | 1,679 | $10,000 | thousands by filing date | |
| COLUMBIA LARGE CAP INDEX INST | 19765H321 | EQUITY FUNDS | 254 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,990 | $10,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 685 | $10,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,925 | $10,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 400 | $10,000 | thousands by filing date | |
| ARTIO GLOBAL HIGH INCOME FUND | 04315J878 | MUTUAL FUNDS | 1,171 | $10,000 | thousands by filing date | |
| JANUS FLEXIBLE BD FD | 471023606 | MF | 948 | $10,000 | thousands by filing date | |
| AMERICAN FUNDS BOND FUND OF AMER F1 | 097873400 | NTF BOND FUNDS | 758 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 284 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 350 | $9,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 184 | $9,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $9,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $9,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 142 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 214 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $9,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $9,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 322 | $9,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 132 | $9,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $9,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 331 | $9,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 132 | $9,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,000 | $9,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,825 | $9,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 387 | $9,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,016 | $9,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150 | $9,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 433 | $9,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 295 | $9,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,925 | $9,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 144 | $9,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,700 | $9,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 350 | $9,000 | thousands by filing date | |
| FIDELITY STRATEGIC INCOME FD | 31638R303 | FD | 891 | $9,000 | thousands by filing date | |
| Columbia Fds Tr II MA Eqty Value Cl A | 19766F878 | Mutual Fund | 771 | $9,000 | thousands by filing date | |
| DWS CA Tax Free Income Fund Cl S | SDC1Z | BRC HGH YLD BD | 1,157 | $9,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| Nuveen Symphony Floating Rate Income C | 67066D697 | COM PAR $0.001 | 489 | $9,000 | thousands by filing date | |
| Putnam Diversified Income C | 746704303 | COM SH BEN INT | 1,332 | $9,000 | thousands by filing date | |
| Guggenheim Macro Opportunities C | 40168W590 | COM | 371 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 610 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 100 | $8,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 204 | $8,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 870 | $8,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $8,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $8,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 687 | $8,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6 | $8,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54 | $8,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 610 | $8,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 286 | $8,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 3,874 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 211 | $8,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 300 | $8,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $8,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $8,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 300 | $8,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 902 | $8,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 278 | $8,000 | thousands by filing date | |
| PGIM JENNISON GLOBAL EQUITY INCOME C | 74441L873 | LOAD EQUITY FUND | 613 | $8,000 | thousands by filing date | |
| ALPS/Alerian MLP Infras Index A | 317612828 | COM NEW | 1,199 | $8,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50 | $7,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 150 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 150 | $7,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 75 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $7,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 93 | $7,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 880 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 308 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 171 | $7,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 164 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,500 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190 | $7,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 171 | $7,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 49 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 195 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $7,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 605 | $7,000 | thousands by filing date | |
| CLEARBRIDGE DIVIDEND STRATEGY I | 52469H594 | NTF EQUITY FUNDS | 373 | $7,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,000 | $7,000 | thousands by filing date | |
| PGIM TOTAL RETURN BOND A | 74440B108 | NTF BOND FUNDS | 528 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 300 | $7,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 500 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 100 | $7,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 189 | $7,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| Gotham Absolute Return Fund In | 360873137 | COM | 533 | $7,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,976 | $7,000 | thousands by filing date | |
| HENNESSY GAS UTILITY INVESTOR | 42588P833 | MFA | 296 | $7,000 | thousands by filing date | |
| COLUMBIA CONVERTIBLE SECURITIES FD I | 19765H727 | Mutual Fund | 396 | $7,000 | thousands by filing date | |
| Vanguard Intl Equity Index Fund Inc European Portfolio Fund | 922042205 | common | 255 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 116 | $6,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 105 | $6,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $6,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 500 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 935 | $6,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,000 | $6,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $6,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 60 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 130 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $6,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 210 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 460 | $6,000 | thousands by filing date | |
| DOUBLELINE LOW DURATION BOND I | 258620863 | COM | 624 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $6,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,360 | $6,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 500 | $6,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300 | $6,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 600 | $6,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 300 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 305 | $6,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 700 | $6,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 500 | $6,000 | thousands by filing date | |
| VIRTUS NEWFLEET MULTI-SECTOR S/T BD A | 92828R644 | NTF BOND FUNDS | 1,392 | $6,000 | thousands by filing date | |
| JPMORGAN TAX AWARE EQUITY I | 4812A1654 | EQUITY FUNDS | 205 | $6,000 | thousands by filing date | |
| KBS REIT II NSA | 48299L102 | Stock | 1,130 | $6,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 200 | $6,000 | thousands by filing date | |
| Vanguard Annuity High Yield Bond | VANGD1460 | COM | 202 | $6,000 | thousands by filing date | principal |
| iShares U.S. Technology ETF | 464287721 | SHS | 50 | $5,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 57 | $5,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 200 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 173 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 955 | $5,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 90 | $5,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16 | $5,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 355 | $5,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 136 | $5,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 69 | $5,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 30 | $5,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 167 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 133 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 160 | $5,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 98 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 55 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 54 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $5,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 155 | $5,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 100 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 170 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 75 | $5,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 483 | $5,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $5,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $5,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 220 | $5,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $5,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 180 | $5,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 477 | $5,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 94 | $5,000 | thousands by filing date | |
| FRANKLIN MUTUAL GLOBAL DISCOVERY Z | 628380404 | NTF EQUITY FUNDS | 181 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 114 | $5,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 100 | $5,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 540 | $5,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 30,000 | $5,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $5,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 265 | $5,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 1,000 | $5,000 | thousands by filing date | |
| Federated Total Ret Gov Fund #647 | 31429A105 | Com | 498 | $5,000 | thousands by filing date | |
| Hines Real Estate Invest Trust Nsa | 433995511 | COM | 786 | $5,000 | thousands by filing date | |
| JPMORGAN MRKT EXPAN ENH INDX F | 4812C1637 | Mutual Fund | 502 | $5,000 | thousands by filing date | |
| Columbia Global Dividend | 19765P216 | PUT | 302 | $5,000 | thousands by filing date | |
| American Century Government Bond | 025081753 | COM | 490 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $4,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $4,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 500 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 93 | $4,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 124 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 540 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 83 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 222 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 150 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 48 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 636 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 109 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $4,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 83 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 155 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 96 | $4,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $4,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 17 | $4,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $4,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $4,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 100 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 182 | $4,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 53 | $4,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 88 | $4,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 176 | $4,000 | thousands by filing date | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 68 | $4,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $4,000 | thousands by filing date | |
| THIRD AVENUE VALUE INSTL | 884116104 | Common Stock | 82 | $4,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 52 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 174 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 300 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 150 | $4,000 | thousands by filing date | |
| JPMORGAN EUROPE DYNAMIC L | 4812A0680 | JFEIX | 175 | $4,000 | thousands by filing date | |
| JPMORGAN GL RESEARCH ENHANCED INDEX FD | 46637K513 | COMMON | 249 | $4,000 | thousands by filing date | |
| BROWN ADVISORY WMC JAPAN ALPHA OPPORTUNITIES | 115233579 | Com | 328 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-16-000013 | this filing | 2016-01-22 | acceptance time not in the bulk data set |