13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-21, with 1,442 holding rows worth $550,120,000.
- Accession
- 0001363561-15-000011
- Filer
- CIK 1363561
- Filed
- 2015-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,458 entries on the cover page, a total value of $550,120,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $550,120,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOLL BROTHERS INC COM | 889478103 | Stock | 124 | $4,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 58 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 142 | $4,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 16 | $4,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $4,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 69 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 83 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 150 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 115 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 48 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 636 | $4,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 300 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 75 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 98 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $4,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 83 | $4,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $4,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 533 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 96 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 300 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 325 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 361 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $4,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 17 | $4,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 88 | $4,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 200 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| TEMPLETON GROWTH FD INC COM | 880199104 | MUTUAL | 179 | $4,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 220 | $4,000 | thousands by filing date | |
| SHISEIDO LTD-SPONSORED ADR | 824841407 | COM | 176 | $4,000 | thousands by filing date | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 64 | $4,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 52 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,360 | $4,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 100 | $4,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 200 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,000 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 174 | $4,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 100 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 300 | $4,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 350 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 150 | $4,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 639 | $4,000 | thousands by filing date | |
| Cohen & Steers Preferred Securities and Income Funds Inc. Class A | 19248X109 | COM | 289 | $4,000 | thousands by filing date | |
| FRANKLIN LOW DURATION TO | 353612690 | NTF BOND FUNDS | 386 | $4,000 | thousands by filing date | |
| JPMORGAN EUROPE DYNAMIC L | 4812A0680 | JFEIX | 175 | $4,000 | thousands by filing date | |
| BLACKROCK MULTI-ASSET INCOME INVESTOR A | 09256H351 | NTF EQUITY FUNDS | 363 | $4,000 | thousands by filing date | |
| GUGGENHEIM MACRO OPPORTUNITIES A | 40168W616 | MFF | 146 | $4,000 | thousands by filing date | |
| FIDELITY COMWLTH TR II | 31606X209 | Mfo | 362 | $4,000 | thousands by filing date | |
| JPMORGAN GL RESEARCH ENHANCED INDEX FD | 46637K513 | COMMON | 249 | $4,000 | thousands by filing date | |
| Constantine Metal Resources Lt | 210317103 | COM | 50,000 | $4,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 200 | $4,000 | thousands by filing date | |
| BROWN ADVISORY WMC JAPAN ALPHA OPPORTUNITIES | 115233579 | Com | 328 | $4,000 | thousands by filing date | |
| iShares US Telecommunications ETF | 354602104 | Exchange Traded Fund | 192 | $4,000 | thousands by filing date | |
| Epsilon Energy Ltd | 294375100 | COM | 1,825 | $4,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $3,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 200 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 61 | $3,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 500 | $3,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 314 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 60 | $3,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 25 | $3,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 29 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 204 | $3,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 50 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 73 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 89 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 55 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 42 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 225 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 112 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20 | $3,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 50 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 200 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 165 | $3,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3 | $3,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 284 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 200 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 121 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 155 | $3,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 25 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 71 | $3,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 65 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 91 | $3,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 85 | $3,000 | thousands by filing date | |
| FIDELITY GROWTH FD | 316200104 | MFD | 23 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 125 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 171 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,257 | $3,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 158 | $3,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $3,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 100 | $3,000 | thousands by filing date | |
| Fidelity Blue Chip Growth Fund | 316389303 | ETF | 45 | $3,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 250 | $3,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 200 | $3,000 | thousands by filing date | |
| MFS INTERNATIONAL INTRINSIC EQUITY I | 55273E822 | NTF EQUITY FUNDS | 79 | $3,000 | thousands by filing date | |
| MFS VALUE I | 552983694 | NTF EQUITY FUNDS | 103 | $3,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 88 | $3,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 367 | $3,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 200 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 200 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 200 | $3,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 570 | $3,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 337 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 168 | $3,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 500 | $3,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 200 | $3,000 | thousands by filing date | |
| WACOAL HOLDINGS CORP | 930004205 | ADR | 50 | $3,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 314 | $3,000 | thousands by filing date | |
| FIDELITY EMERGING MARKETS FUND RETAIL CLASS | 315910869 | MUTUAL FUND | 148 | $3,000 | thousands by filing date | |
| SENTINEL GROUP FDS INC TOTAL R ETURN BD I | 817270333 | COM | 333 | $3,000 | thousands by filing date | |
| Centre American Select Equity | 156287104 | PUT | 214 | $3,000 | thousands by filing date | |
| Otsuka Holdings | OTSKF | COM | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ING Global Real Estate W | 92914A604 | COM | 174 | $3,000 | thousands by filing date | |
| Rydex Inverse Govt Long Bond Strategy | 783554702 | COM | 69 | $3,000 | thousands by filing date | |
| Meridian Contrarian Advisor | 589619865 | COM | 80 | $3,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 20 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 70 | $2,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 75 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 240 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,007 | $2,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 64 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 14 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 50 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 501 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,609 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 60 | $2,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 972 | $2,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 40 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 27 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 274 | $2,000 | thousands by filing date | |
| GATEWAY Y | 367829884 | EQUITY FUNDS | 74 | $2,000 | thousands by filing date | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 75 | $2,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE ADVANTAGE A | 277923660 | NTF BOND FUNDS | 222 | $2,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 424 | $2,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL INCOME BLDR F1 | 140193400 | COM | 41 | $2,000 | thousands by filing date | |
| HSBC Holdings PLC | G4634U169 | COM | 240 | $2,000 | thousands by filing date | |
| JOHN HANCOCK FDS III | 47803W406 | DISC VAL MCP I | 97 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 300 | $2,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 500 | $2,000 | thousands by filing date | |
| FIDELITY | 316138106 | MUTUAL FUNDS - | 46 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 177 | $2,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 300 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $2,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 200 | $2,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 200 | $2,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 200 | $2,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 200 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 100 | $2,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 100 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 200 | $2,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 54 | $2,000 | thousands by filing date | |
| AIM BALANCED RISK ALL | 00141V697 | MUTUAL | 217 | $2,000 | thousands by filing date | |
| NBRGR BRMN GNSIS INST | 641233200 | MUTUAL | 35 | $2,000 | thousands by filing date | |
| PUTNAM FDS TR CAP SPR | 74676P151 | MUTUAL | 64 | $2,000 | thousands by filing date | |
| USAA TAX EXEMPT LONG TERM FUND | 903289106 | Com | 151 | $2,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 50 | $2,000 | thousands by filing date | |
| HUTTON TEL TR UT1ST TXFREE10 | 447900101 | COM | 625 | $2,000 | thousands by filing date | |
| Fidelity Short-Term Bond Fd | 316146208 | COM | 268 | $2,000 | thousands by filing date | |
| Virtus KAR Small-Cap Core Fund (PKSFX) | 92828N528 | Mutual Fund | 71 | $2,000 | thousands by filing date | |
| FIDELITY CONSERVATIVE INCOME BOND INSTL | 316146521 | BOND FUNDS | 190 | $2,000 | thousands by filing date | |
| FRANKLIN MUTUAL EUROPEAN FUND A | 628380834 | Com | 88 | $2,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 100 | $2,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 160 | $2,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 155 | $2,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 141 | $2,000 | thousands by filing date | |
| ING International Value Equity C | 92913X837 | COM | 73 | $2,000 | thousands by filing date | |
| Alliancebern Large Cap Growth C | 01877C309 | COM | 71 | $2,000 | thousands by filing date | |
| Nebraska Invs Quality Tx Ex Ut Ser 6 | 639675214 | INCOME SECS INC | 10 | $2,000 | thousands by filing date | |
| Rydex Inverse Government Lg Bd Strat A | 78355E429 | COM | 64 | $2,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 23 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 18 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 43 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 200 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 49 | $1,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 61 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 34 | $1,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 99 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 25 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 19 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 76 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 56 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 96 | $1,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30 | $1,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 200 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 54 | $1,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 37 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 21 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 39 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 38 | $1,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 200 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58 | $1,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 111 | $1,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 42 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 86 | $1,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 50 | $1,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 144 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 300 | $1,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 230 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 34 | $1,000 | thousands by filing date | |
| EL CAPITAN PRECIOUS METALS INC COM | 282812106 | COM | 9,500 | $1,000 | thousands by filing date | |
| FIDELITY BALANCED | 316345206 | EQUITY FUNDS | 44 | $1,000 | thousands by filing date | |
| VICTORY 500 INDEX MEMBER | 903288884 | EQUITY FUNDS | 19 | $1,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 47 | $1,000 | thousands by filing date | |
| T. ROWE PRICE MID-CAP GROWTH | 779556109 | NTF EQUITY FUNDS | 7 | $1,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $1,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 700 | $1,000 | thousands by filing date | |
| Fidelity Value Fund | 316464106 | Com | 10 | $1,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 27 | $1,000 | thousands by filing date | |
| VICTORY HIGH INCOME | 903288843 | NTF BOND FUNDS | 72 | $1,000 | thousands by filing date | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 159 | $1,000 | thousands by filing date | |
| AMERICAN HIGH-INCOME MUNICIPAL BOND A | 026545103 | BOND | 36 | $1,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 100 | $1,000 | thousands by filing date | |
| FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS I | 315805606 | Mutual Fund | 34 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 66 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 50 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 4 | $1,000 | thousands by filing date | |
| JANUS HENDERSON BALANCED FUND CLASS T | 471023879 | OPEN END TAXABLE NO LOAD FUND | 40 | $1,000 | thousands by filing date | |
| MATTHEWS PACIFIC TIGER FUND INSTITUTIONAL CLASS | 577130834 | Mutual Fund | 43 | $1,000 | thousands by filing date | |
| VANGUARD HIGH-YIELD TAX-EXEMPT | 922907407 | MFB | 87 | $1,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 100 | $1,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $1,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 95 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 84 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 500 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100 | $1,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $1,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 200 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $1,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 48 | $1,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 100 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 52 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 360 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 200 | $1,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 200 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 85 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 514 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 37 | $1,000 | thousands by filing date | |
| BENGUET CORP | 081851206 | COM | 5,000 | $1,000 | thousands by filing date | |
| EATON VANCE SMID CAP | 277902698 | MUTUAL | 22 | $1,000 | thousands by filing date | |
| USAA INCOME FUND | 903288207 | Com | 44 | $1,000 | thousands by filing date | |
| USAA INCOME STOCK FUND | 903288603 | Com | 32 | $1,000 | thousands by filing date | |
| VANGUARD INDEX SM CAP STK PT | 922908702 | MUT | 11 | $1,000 | thousands by filing date | |
| BlackRock High Yield Bond Inst | 091929638 | Com | 199 | $1,000 | thousands by filing date | |
| CELLCEUTIX CORP COM | 15115V101 | EQUS | 506 | $1,000 | thousands by filing date | |
| MATTHEWS ASIA DIVIDEND INSTL | 577130750 | MIPIX | 40 | $1,000 | thousands by filing date | |
| FIDELITY STOCK SELECTOR SMALL CAP | 315912303 | EQUITY FUNDS | 46 | $1,000 | thousands by filing date | |
| COLUMBIA SHORT TERM BOND A | 19765H396 | NTF BOND FUNDS | 117 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 91 | $1,000 | thousands by filing date | |
| FIDELITY MUNICIPAL INCOM | 316089507 | BOND FUNDS | 61 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL DIVIDEND PORTFOLIO INSTITUTIONAL CLASS | 09256H328 | CL | 44 | $1,000 | thousands by filing date | |
| LORD ABBETT NATIONAL TAX FREE FUND CL A M/F | 543902100 | LANSX | 132 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 44 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 200 | $1,000 | thousands by filing date | |
| COLUMBIA FLT RATE R5 INST 2 | 19766f639 | COM | 140 | $1,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 100 | $1,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 70 | $1,000 | thousands by filing date | |
| ALLIANZGI NFJ INT'L VALUE CL P | 018922849 | Mutual Fund | 80 | $1,000 | thousands by filing date | |
| VOYA GLOBAL REAL ESTATE CL I | 92914A885 | Mutual Fund | 76 | $1,000 | thousands by filing date | |
| Intuitive Surgical Inc | 315807651 | Common / Ordinary Stock | 100 | $1,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 200 | $1,000 | thousands by filing date | |
| BRIDGEWAY FD INC BLUE-CHIP 35 INDEX FD | 108747502 | EQUITY | 49 | $1,000 | thousands by filing date | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 33 | $1,000 | thousands by filing date | |
| Saratoga Tech & Comm | 803431675 | COM | 53 | $1,000 | thousands by filing date | |
| Equity Income Fund | 294700422 | COM PAR NEW $1 | 447 | $1,000 | thousands by filing date | |
| Ethos Gold Corp. | 29766C | COM NEW | 10,000 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BlackRock Global Allocation B | 09251T202 | MBS ETF | 29 | $1,000 | thousands by filing date | |
| Franklin Natural Resources A | 354713604 | COM | 61 | $1,000 | thousands by filing date | |
| Bridgeway Ultra Small Company Fund | 108747403 | COM | 41 | $1,000 | thousands by filing date | |
| Rydex Energy A | 78355E320 | COM | 78 | $1,000 | thousands by filing date | |
| Rydex Inverse Russell 2000 Strategy A | 78355E544 | COM | 41 | $1,000 | thousands by filing date | |
| Rydex Precious Metals A | 78355E262 | COM | 74 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAB UNVL CORP COM | 302771100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESWELL INDS INC | 250639101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS | 56029Q408 | PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218107 | COMMON STOCK | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYCAMORE NETWORKS, INC | 871206405 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISTAR INC | 45031U101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DODGE & COX BALANCED I | 256201104 | EQUITY FUNDS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB DIVIDEND EQUITY | 808509657 | SCHWAB MUTL FUNDS | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioelectronics Corp | 09062H108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Paper Company | 88335R101 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GO SOLAR USA INC | 38019R109 | STOK | 1,395 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS CAP TR PFD SER M 6 | 52520E200 | Preferred | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Brothers Holdings Capital Trust III | 52519Y209 | Equity | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY RES INC | 247916208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ACORN FUND INSTITUTIONAL CLASS | 197199409 | OPEN END TAXABLE NO LOAD FUND | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROVI CORP | 779376102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 492 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 349 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLYCORP INC DEL | 608753109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAVO BEVERAGE CO INC | 47189R104 | COMMON | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE PHARMACEUTICAL CORP | 018773309 | COMMON | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY CONVERSION DEVICES INC. | 292659109 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Siti-Sites.Com Inc | 847623303 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY SPARTAN | 315911206 | MUTUAL FUNDS EQUITY | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LYNAS CORPORATION LTD SHS | Q5683J103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC766 | PRF | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC774 | PRF | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHFIELD LABS INC | 666135108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1 | 52520b206 | PREFERRED EQUITY | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVITT CAP GROUP INC COM | 29413n109 | COMMON EQUITY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Maiden Hldgs 8.00% Nts 2042 ca | 56029q309 | PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Ritar Power Corp | 169423100 | Common | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity Ginnie Mae Fund | 31617K105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEX INC. | 031674203 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDIUM WORLD COMM CL AF | G49398103 | FGO | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHARM HOLDINGS INC | 460588106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELMOBILITY INC | 98400L103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTROCK COFFEE CO | 033355108 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIUTE OIL & MNG CORP | 695790105 | STOK | 2,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMY INTL INC NEW | 75971M108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stratex Oil & Gas HL | 86280B105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Datatel International Restricted Shares | 238138994 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH THERAPEUTICS INC | 03939W109 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY ADVISOR MATERIALS | 316390277 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medra Corp (NV) | 58505W107 | CS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE CAPITAL PROPERT | Q2980K107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN GREEN INC COM | 02640N101 | Stock | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONG YUAN HOLDING GROUP COM PAR $0.001 | 156732406 | Stock | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONAVISTA ENERGY CORP COM | 09784Y108 | Stock | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES XXXREGISTRATION REVOKED BY SEC EFF 05/28/14 | 941990780 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 262,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO DISNEY SCA OXXX | F26387658 | UFO | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRACLE ENTERTAINMENT INC NON-TRANSFERABLE | 604593103 | EQUITY | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lone Star Gold Inc | 542281100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ac Energy Inc Nev (NV) | 00389M102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Buzz Technologies Inc | 12428P103 | COM | 46,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cloud Security Corporation | 18911V200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| New Hope Corporation Limited | NHPEF | PUT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Zap.Com Corporation | 989063102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nyxio Technologies Corp | 67086D206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Columbia Asia Pacific Ex-Japan R5 | 19763P572 | CL B | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWI Corporation (NV) | 233356104 | S&P 100 ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Camera Corp Escrow (NV) | 206156994 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Patch International Inc (NV) | 703012302 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Independent Tankers | ITKSF | BRCLYS INTER ETF | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Montalvo Spirits, Inc. | 611862103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| General Motors Corp Escrow (NV) | 370ESCAR6 | PUT | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telenetics Corp New Xxx | 87943P408 | UNIT 99/99/9999 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| America's Suppliers Inc | 03063J106 | COM | 320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lifepoint Inc | 53215R100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MediaG3 Inc | 58448D109 | SH BEN INT | 7,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONOGEN INC | 60975V106 | SPONSORED ADS | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Western Pacific Resources Corp | 95914Q107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Digital Commun Tech Nxxx | 253835201 | COM PAR NEW $1 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Euro Disney Sca Ord | F26387104 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENTA INC COM delisted | 37245M501 | COM | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Stellar Biotechnologies Inc | 85855A104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nextpath Technologies Inc | 65333J109 | COM | 1,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHESTRA THERAPUTICS INC COM | 45252T205 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rydex Government Long Bd 1.2x Strat A | 78355E460 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-15-000011 | this filing | 2015-10-21 | acceptance time not in the bulk data set |