13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 1,388 holding rows worth $566,266,000.
- Accession
- 0001363561-15-000007
- Filer
- CIK 1363561
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,406 entries on the cover page, a total value of $566,266,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $566,266,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD EQUITY-INCOME INV | 921921102 | EQUITY FUNDS | 1,122 | $35,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES OPPS INV A | 091937573 | NTF EQUITY FUNDS | 638 | $35,000 | thousands by filing date | |
| Loomis Sayles Strategic Income Y | 543487250 | MF | 2,178 | $35,000 | thousands by filing date | |
| HARBOR CORE PLUS INSTITUTIONAL | 411511108 | BOND | 2,851 | $35,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 400 | $35,000 | thousands by filing date | |
| Fairholme Fund | 304871106 | COM | 1,009 | $35,000 | thousands by filing date | |
| USAA SCIENCE & TECHNOLOGY FUND | 903288876 | Com | 1,615 | $35,000 | thousands by filing date | |
| LEGG MASON PARTNERS INCOME T | 52469L868 | WA INTR MUN FD C | 5,224 | $35,000 | thousands by filing date | |
| American Century Mid Cap Value A | 025076639 | COM | 2,114 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 401 | $34,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 630 | $34,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 395 | $34,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,360 | $34,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 1,300 | $34,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 30,000 | $34,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 1,300 | $34,000 | thousands by filing date | |
| Fidelity Dividend Growth Fund | FDGFX | COM | 1,000 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MFS High Yield Opportunities C | MHOCX | COM | 5,250 | $34,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LEAR CORP COM NEW | 521865204 | Stock | 300 | $33,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 650 | $33,000 | thousands by filing date | |
| STANLEY WORKS | 854616109 | COMMON STOCK | 350 | $33,000 | thousands by filing date | |
| TRANSAMERICA US GROWTH I | 893962183 | EQUITY FUNDS | 1,921 | $33,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 520 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 600 | $33,000 | thousands by filing date | |
| DFA TAX MGD US SMALL CAP VAL | 233203579 | FUND | 986 | $33,000 | thousands by filing date | |
| USAA Aggressive Growth | 903288405 | Equities | 809 | $33,000 | thousands by filing date | |
| PROFUNDS ULTRANASDAQ-100 INV | 743185860 | NTF EQUITY FUNDS | 365 | $33,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FUND CL C | 880208301 | EQUITY | 2,679 | $33,000 | thousands by filing date | |
| MFS Growth Allocation B | 55273G728 | COM | 1,752 | $33,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 1,250 | $32,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE-TERM INV | 922031885 | COM | 3,227 | $32,000 | thousands by filing date | |
| Loomis Sayles Investment Grade Bd C | LGBCX | COM | 2,764 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 400 | $31,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 934 | $31,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 326 | $31,000 | thousands by filing date | |
| Thornburg Funds Invmt Income B Uilder I | 885215467 | MF | 1,439 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 208 | $31,000 | thousands by filing date | |
| WESTERN ASSET CORE PLUS BOND I | 957663503 | WACPX | 2,620 | $31,000 | thousands by filing date | |
| American Century Ginnie Mae Inv Fund | 025081605 | COM NEW | 2,802 | $31,000 | thousands by filing date | |
| PACE Municipal Fixed Income A | 69373W525 | COM | 2,314 | $31,000 | thousands by filing date | |
| SEI SEI REAL ESTATE CL A | 783925472 | COM | 1,552 | $31,000 | thousands by filing date | |
| ProShares UltraPro QQQ | TQQQ | COM | 300 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ICON Energy S | ICENX | COM | 2,186 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $30,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,055 | $30,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,312 | $30,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $30,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 482 | $30,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 385 | $30,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PTFLS ENE | 921908109 | MUTUAL | 567 | $30,000 | thousands by filing date | |
| FED HER KAUFMAN SMALL CAP-A | 314172636 | COM | 1,134 | $30,000 | thousands by filing date | |
| Fair Isaac Inc | FICO | COM | 333 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 650 | $29,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,000 | $29,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 580 | $29,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 389 | $29,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,100 | $29,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 642 | $29,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 175 | $29,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 646 | $29,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 193 | $29,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 1,200 | $29,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 200 | $29,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 300 | $28,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,200 | $28,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,120 | $28,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 802 | $28,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,000 | $28,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $28,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,012 | $28,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 497 | $28,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 4,060 | $28,000 | thousands by filing date | |
| DWS LATIN AMERICA EQUITY S | 25156G798 | SLAFX | 1,341 | $28,000 | thousands by filing date | |
| JPMORGAN GROWTH ADVANTAG | 62826M483 | NTF EQUITY FUNDS | 1,868 | $28,000 | thousands by filing date | |
| SWAN DEFINED RISK I | 66538E606 | EQUITY FUNDS | 2,375 | $28,000 | thousands by filing date | |
| Pioneer High Yield Fund Class C | 72369B307 | EMRG MKTS INFR | 2,722 | $28,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 202 | $27,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 535 | $27,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 450 | $27,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 519 | $27,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 200 | $27,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,300 | $27,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 2,904 | $27,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,053 | $27,000 | thousands by filing date | |
| OPPENHEIMER STRATEG FD INCOME | 68380K102 | MF | 6,662 | $27,000 | thousands by filing date | |
| Undiscovered Mgr Behavioral Value Cl A | 904504586 | Mutual Fund | 479 | $27,000 | thousands by filing date | |
| Tax-Free Fund of CO Y | 876933300 | COM | 2,520 | $27,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 558 | $26,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 322 | $26,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 309 | $26,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 500 | $26,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 596 | $26,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 626 | $26,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 500 | $26,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,000 | $26,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 1,000 | $26,000 | thousands by filing date | |
| CenturyLink Inc | 156686107 | COM | 746 | $26,000 | thousands by filing date | |
| Sch Conservative Port | 485305502 | PUT | 1,525 | $26,000 | thousands by filing date | |
| SEI Instl Managed Large Cap Value A | TRMVX | COM | 1,036 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eaton Vance High Income Opportunities C | ECHIX | COM | 5,583 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 185 | $25,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 796 | $25,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 350 | $25,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 545 | $25,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,120 | $25,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 150 | $25,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,000 | $25,000 | thousands by filing date | |
| Corts Bellsouth 7.00% | KTBA | COM | 900 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Entropic Communications | ENTR | COM | 8,400 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Southern CA Ed Pfd 4.78% | 842400509 | COM | 1,000 | $25,000 | thousands by filing date | |
| FS KKR CAPITAL CORP II NSA | 36966F102 | Stock | 2,329 | $25,000 | thousands by filing date | |
| Ivy Asset Strategy B | 466000742 | PUT | 1,026 | $25,000 | thousands by filing date | |
| SteelPath MLP Income A | MLPDX | COM | 2,387 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intuit Inc. | 461202103 | COM | 248 | $24,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,100 | $24,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 305 | $24,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 300 | $24,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 436 | $24,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 978 | $24,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 702 | $24,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 550 | $24,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 250 | $24,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 736 | $24,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 680 | $24,000 | thousands by filing date | |
| CGM FOCUS FUND | 125325506 | EF | 574 | $24,000 | thousands by filing date | |
| OPPENHEIMER ROCHESTER | 683940308 | ORNAX | 3,313 | $24,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 260 | $23,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 469 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 200 | $23,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 415 | $23,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $23,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,000 | $23,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 400 | $23,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 860 | $23,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 334 | $23,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,287 | $23,000 | thousands by filing date | |
| T Rowe Price S/T Bond | 77957P105 | COM | 4,794 | $23,000 | thousands by filing date | |
| PIONEER HIGH YIELD A | 72369B109 | MFF | 2,304 | $23,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 177 | $22,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 300 | $22,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 285 | $22,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 500 | $22,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,560 | $22,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 816 | $22,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 266 | $22,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 445 | $22,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 552 | $22,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,990 | $22,000 | thousands by filing date | |
| MFS Ser Tr X Growth Alloc Cl A | 55273g736 | MUT | 1,177 | $22,000 | thousands by filing date | |
| JANUS HENDERSON GLOBAL R | 471023309 | NTF EQUITY FUNDS | 325 | $22,000 | thousands by filing date | |
| Sch Moderate Port | 813700018 | PUT | 1,040 | $22,000 | thousands by filing date | |
| Americas Car-Mart Inc | CRMT | COM | 400 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 265 | $21,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 230 | $21,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 280 | $21,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 425 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 347 | $21,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 300 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 180 | $21,000 | thousands by filing date | |
| JANUS HENDERSON GLOBAL SELECT T | 471023648 | NTF EQUITY FUNDS | 1,537 | $21,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,662 | $21,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 600 | $21,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 850 | $21,000 | thousands by filing date | |
| Columbia Acorn Tr Fund Cl A | 197199102 | mf | 675 | $21,000 | thousands by filing date | |
| VANGUARD HIGH DIVID YLD INDEX FD INV CL | 921946505 | Mutual Fund | 779 | $21,000 | thousands by filing date | |
| HollyFrontier Corporation | HFC | COM | 533 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares U.S. Technology ETF | 464287721 | SHS | 194 | $20,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 580 | $20,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 332 | $20,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 175 | $20,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,400 | $20,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 334 | $20,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 450 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | |
| THIRD AVENUE VALUE INSTL | 884116104 | Common Stock | 346 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,056 | $20,000 | thousands by filing date | |
| Vanguard Short Term Bond | 921937207 | S&P 500 ETF SHS | 1,881 | $20,000 | thousands by filing date | |
| iShares Dow Jones International Select | IDV | COM | 600 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NVIDIA Corp | 67066G104 | COM | 929 | $19,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 310 | $19,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $19,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,256 | $19,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,000 | $19,000 | thousands by filing date | principal |
| SanDisk Corporation | 80004C101 | COM | 300 | $19,000 | thousands by filing date | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 1,694 | $19,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 241 | $19,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 500 | $19,000 | thousands by filing date | |
| PIMCO REAL RETURN CL A | 693391120 | Common | 1,750 | $19,000 | thousands by filing date | |
| AIM Sector Fds Invesco Van Kamp Cl A | 00143M539 | Mutual Fund | 942 | $19,000 | thousands by filing date | |
| Nuveen NY Municipal Bond I | 67065N647 | COM | 1,692 | $19,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 35 | $18,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 380 | $18,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 700 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 81 | $18,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,000 | $18,000 | thousands by filing date | |
| JANUS HENDERSON OVERSEAS FUND CLASS T | 471023846 | OPEN END TAXABLE NO LOAD FUND | 583 | $18,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,200 | $18,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 1,449 | $18,000 | thousands by filing date | |
| GLACIER WATER 9.06% A | 376398202 | PREFERR | 716 | $18,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,414 | $18,000 | thousands by filing date | |
| Fidelity California Municipal Income (FCTFX) | 316061209 | Mutual Fund | 1,401 | $18,000 | thousands by filing date | |
| FRANKLIN SMALL CAP GRW FD-A | 354713620 | Open-End Fund | 912 | $18,000 | thousands by filing date | |
| Royce Div Value Fund | 780905436 | COM | 2,182 | $18,000 | thousands by filing date | |
| Value Line Emerging Opp Fund | VLEOX | COM | 360 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $17,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 250 | $17,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 717 | $17,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,388 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 303 | $17,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 250 | $17,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 319 | $17,000 | thousands by filing date | |
| AB SUSTAINABLE GLOBAL THEMATIC A | 018780106 | NTF EQUITY FUNDS | 196 | $17,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 1,360 | $17,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 200 | $17,000 | thousands by filing date | |
| GABELLI ASSET FD SH BEN INT | 362395105 | mf | 254 | $17,000 | thousands by filing date | |
| Royce Premier Fund | RYP1Z | PUT | 847 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Accessor Intermediate Fixed Income | AIFIX | COM | 1,542 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALGER CAP APPRECIATION FD CL A | 015565468 | COM | 769 | $17,000 | thousands by filing date | |
| BlackRock US Opportuntities A | 091929794 | COM | 448 | $17,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 225 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $16,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 946 | $16,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 355 | $16,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $16,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $16,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 370 | $16,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 4,272 | $16,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 245 | $16,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 1,000 | $16,000 | thousands by filing date | |
| JPMorgan Unconstr Debt I | 48121A290 | Common Stock | 1,551 | $16,000 | thousands by filing date | |
| Leidos Holdings Inc | LDOS | COM | 375 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 295 | $15,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 134 | $15,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 255 | $15,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 182 | $15,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,000 | $15,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,125 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200 | $15,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 120 | $15,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 700 | $15,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,813 | $15,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 340 | $15,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $15,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 862 | $15,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 450 | $15,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 400 | $15,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 259 | $15,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 575 | $15,000 | thousands by filing date | |
| USAA INTERMEDIATE TERM BOND FUND | 903288835 | Com | 1,400 | $15,000 | thousands by filing date | |
| AMERICAN CENTURY VALUE INV | 025076506 | MFA | 1,804 | $15,000 | thousands by filing date | |
| SEI Instl Mngd Managed Volatility Cl A | 783925480 | Mutual Fund | 881 | $15,000 | thousands by filing date | |
| Schwab MarketTrack All Equity | SWEGX | COM | 859 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| B&G Foods Inc | BGS | COM | 500 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 335 | $14,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 430 | $14,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 740 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 194 | $14,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 421 | $14,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 325 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,500 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $14,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $14,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 425 | $14,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 300 | $14,000 | thousands by filing date | |
| Endo Health Solutions Inc. | ENDP | COM | 160 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 1,213 | $14,000 | thousands by filing date | |
| VICTORY CAPITAL GROWTH | 903288785 | NTF EQUITY FUNDS | 1,452 | $14,000 | thousands by filing date | |
| FIRSTHAND FDS TECH OPPRTNS FD | 337941504 | MF | 1,588 | $14,000 | thousands by filing date | |
| PNC FUNDS SMALL CAP A | 69351J298 | COM | 635 | $14,000 | thousands by filing date | |
| Pacific Advisors Small Cap Value A | 694336405 | COM | 336 | $14,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 372 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 193 | $13,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 323 | $13,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 456 | $13,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 108 | $13,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 218 | $13,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $13,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 180 | $13,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 140 | $13,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 331 | $13,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 400 | $13,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,889 | $13,000 | thousands by filing date | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 268 | $13,000 | thousands by filing date | |
| SEARS ROEBUCK & CO | 812387108 | COMMON STOCK | 2,663 | $13,000 | thousands by filing date | |
| MFS VALUE A | 552983801 | NTF EQUITY FUNDS | 367 | $13,000 | thousands by filing date | |
| T. ROWE PRICE CAPITAL APPRECIATION | 77954M105 | NTF EQUITY FUNDS | 482 | $13,000 | thousands by filing date | |
| VICTORY GROWTH FUND | 903288108 | FD | 507 | $13,000 | thousands by filing date | |
| BARON EMERGING MARKETS FUND INST'L CLASS | 06828M876 | Mutual Fund | 1,111 | $13,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 600 | $13,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 500 | $13,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 500 | $13,000 | thousands by filing date | |
| Hospitality Properties Trust- | 44106M607 | PFD | 500 | $13,000 | thousands by filing date | |
| Entergy MISS 1st MTG | 29364N876 | Preferred Stock | 500 | $13,000 | thousands by filing date | |
| RIO TINTO | 204412209 | EQFOR | 322 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN MULTI-CAP OPP I | 64122Q309 | EQUITY FUNDS | 800 | $13,000 | thousands by filing date | |
| USAA SMALL CAP STOCK FUND | 903288850 | Com | 694 | $13,000 | thousands by filing date | |
| Oppenheimer Intl Bond Fund Cl A | 68380T103 | Mutual Fund | 2,154 | $13,000 | thousands by filing date | |
| ING GNMA Income Fund | 44977C449 | COM | 1,508 | $13,000 | thousands by filing date | |
| United Rentals Inc | URI | COM | 139 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $12,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15 | $12,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 184 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 115 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300 | $12,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,500 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $12,000 | thousands by filing date | |
| VICTORY INTERNATIONAL | 903287308 | NTF EQUITY FUNDS | 411 | $12,000 | thousands by filing date | |
| Fidelity Mid-Cap Stock | 316128404 | MF | 305 | $12,000 | thousands by filing date | |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 450 | $12,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX | 921909602 | Exchange Traded Funds | 728 | $12,000 | thousands by filing date | |
| FIRST EAGLE OVERSEAS A | 32008F101 | COM | 533 | $12,000 | thousands by filing date | |
| COLUMBIA LARGE CAP GROWT | 19765P695 | NTF EQUITY FUNDS | 334 | $12,000 | thousands by filing date | |
| RadNet Inc | RDNT | COM | 1,425 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Adobe Inc | 00724F101 | COM | 145 | $11,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 149 | $11,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 600 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $11,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 636 | $11,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $11,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 880 | $11,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 300 | $11,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 171 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,240 | $11,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 500 | $11,000 | thousands by filing date | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 971 | $11,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 300 | $11,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $11,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 220 | $11,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 800 | $11,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 1,429 | $11,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 902 | $11,000 | thousands by filing date | |
| FRANKLIN FEDERAL TAX FREE INCOME FUND CL A | 353519101 | Com | 897 | $11,000 | thousands by filing date | |
| ARTIO GLOBAL HIGH INCOME FUND | 04315J878 | MUTUAL FUNDS | 1,126 | $11,000 | thousands by filing date | |
| PowerShares Emerg Mkts Infrastructure | PXR | COM | 300 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TRUST GNMA REIN SERIES 7 | 30266E543 | OA | 2,340 | $11,000 | thousands by filing date | |
| American Century: Benham Short | 025081506 | COM NEW | 1,118 | $11,000 | thousands by filing date | |
| First Trust UIT | 33735N375 | COM | 11 | $11,000 | thousands by filing date | |
| Science Applications | SAIC | COM | 214 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $10,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 610 | $10,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 60 | $10,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 84 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $10,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 142 | $10,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 49 | $10,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 158 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 239 | $10,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 230 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 646 | $10,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $10,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 281 | $10,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 126 | $10,000 | thousands by filing date | |
| DFA EMERGING MARKETS CORE EQUITY 2 I | 233203421 | EQUITY FUNDS | 505 | $10,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 378 | $10,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 210 | $10,000 | thousands by filing date | |
| COLUMBIA LARGE CAP INDEX INST | 19765H321 | EQUITY FUNDS | 254 | $10,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $10,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 433 | $10,000 | thousands by filing date | |
| ***SEASPAN CORPORATION | Y75638125 | PRD | 370 | $10,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 400 | $10,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 400 | $10,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 400 | $10,000 | thousands by filing date | |
| Rent-A-Center Inc | RCII | COM | 373 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JANUS FLEXIBLE BD FD | 471023606 | MF | 933 | $10,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FD-A | 25156A874 | Mutual Fund | 655 | $10,000 | thousands by filing date | |
| Columbia Value and Restructuring | 19766M527 | COM | 219 | $10,000 | thousands by filing date | |
| Bond Fund of America Cl F | BFAFX | COM | 747 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Doubleline Low Duration Bond N | DLSNX | COM | 992 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 87 | $9,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 60 | $9,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 150 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 214 | $9,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $9,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 130 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $9,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 870 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 382 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,000 | $9,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 935 | $9,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 8 | $9,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 200 | $9,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $9,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 600 | $9,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 605 | $9,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,016 | $9,000 | thousands by filing date | |
| VICTORY HIGH INCOME | 903288843 | NTF BOND FUNDS | 1,090 | $9,000 | thousands by filing date | |
| MANNING & NAPIER FD INC NEW | 563821545 | WORLD OPPTYS A | 1,169 | $9,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 144 | $9,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 350 | $9,000 | thousands by filing date | |
| Columbia Fds Tr II MA Eqty Value Cl A | 19766F878 | Mutual Fund | 740 | $9,000 | thousands by filing date | |
| DWS CA Tax Free Income Fund Cl S | SDC1Z | BRC HGH YLD BD | 1,156 | $9,000 | thousands by filing date | principalThe CUSIP as filed is malformed. |
| Manning & Napier Equity | EXEYX | COM | 527 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Elevance Health, Inc. | 036752103 | COM | 53 | $8,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 200 | $8,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 150 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 127 | $8,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $8,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 30 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $8,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $8,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 50 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190 | $8,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 210 | $8,000 | thousands by filing date | |
| CLEARBRIDGE DIVIDEND STRATEGY I | 52469H594 | NTF EQUITY FUNDS | 373 | $8,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 3,522 | $8,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 74 | $8,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 290 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 100 | $8,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 189 | $8,000 | thousands by filing date | |
| USAA INCOME FUND | 903288207 | Com | 616 | $8,000 | thousands by filing date | |
| USAA INCOME STOCK FUND | 903288603 | Com | 461 | $8,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 278 | $8,000 | thousands by filing date | |
| Pimco Income Opp Fund | PKO | COM | 300 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HENNESSY GAS UTILITY INVESTOR | 42588P833 | MFA | 283 | $8,000 | thousands by filing date | |
| Allianz NFJ Renaissance Cl A | 018918649 | COM | 297 | $8,000 | thousands by filing date | |
| COLUMBIA CONVERTIBLE SECURITIES FD I | 19765H727 | Mutual Fund | 396 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $7,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 86 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 116 | $7,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 90 | $7,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 250 | $7,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 160 | $7,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $7,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 164 | $7,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 100 | $7,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $7,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 100 | $7,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 483 | $7,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 584 | $7,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $7,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 538 | $7,000 | thousands by filing date | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 159 | $7,000 | thousands by filing date | |
| VANGUARD GNMA ADM | 922031794 | Mutual Funds | 691 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 300 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $7,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 100 | $7,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 200 | $7,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 300 | $7,000 | thousands by filing date | |
| HARBOR INTERNATIONAL FD - INV | 411511645 | COMMON | 103 | $7,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 265 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 555 | $7,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 1,000 | $7,000 | thousands by filing date | |
| Hutchison Whampoa Ltd-Adr | 448415208 | Com | 250 | $7,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| Gotham Absolute Return Fund In | 360873137 | COM | 533 | $7,000 | thousands by filing date | |
| KBS REIT II NSA | 48299L102 | Stock | 1,130 | $7,000 | thousands by filing date | |
| JPMORGAN MRKT EXPAN ENH INDX F | 4812C1637 | Mutual Fund | 502 | $7,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 200 | $7,000 | thousands by filing date | |
| Vanguard Intl Equity Index Fund Inc European Portfolio Fund | 922042205 | common | 249 | $7,000 | thousands by filing date | |
| Pilgrim America Prime Rate Tru | 720906106 | COM | 1,350 | $7,000 | thousands by filing date | |
| Meridian Contrarian Advisor | MFCAX | COM | 173 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Virtus Multi-Sector S/T Bond A | NARAX | COM | 1,362 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 90 | $6,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 42 | $6,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 56 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 579 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 167 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 56 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 182 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 155 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 60 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 130 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $6,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 171 | $6,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $6,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 48 | $6,000 | thousands by filing date | |
| DOUBLELINE LOW DURATION BOND I | 258620863 | COM | 614 | $6,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 367 | $6,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150 | $6,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 114 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 305 | $6,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 700 | $6,000 | thousands by filing date | |
| Oppenheimer Developing Markets | 683974109 | MUT | 183 | $6,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 500 | $6,000 | thousands by filing date | |
| Epsilon Energy Ltd | EPSEF | COM | 1,825 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Independence Risk Managed | 026762260 | Mutual Fund | 562 | $6,000 | thousands by filing date | |
| Munder Net Net Fund Class A | 626124648 | COM | 137 | $6,000 | thousands by filing date | |
| Stratasys Ltd | SSYS | COM | 120 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab Large-Cap Growth Fund | SWLSX | COM | 326 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab S&P 500 Index Fund | SWPPX | COM | 184 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares MSCI Germany Index | EWG | PMSF | 217 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-15-000007 | this filing | 2015-05-15 | acceptance time not in the bulk data set |