13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-23, with 791 holding rows worth $419,324,000.
- Accession
- 0001363561-14-000004
- Filer
- CIK 1363561
- Filed
- 2014-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 807 entries on the cover page, a total value of $419,324,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $419,316,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICARE INC | 681904108 | COM | 241 | $14,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 902 | $14,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 575 | $14,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 166 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 147 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $13,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $13,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 270 | $13,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $13,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 319 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $13,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 400 | $13,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 901 | $13,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 138 | $13,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 375 | $13,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 500 | $13,000 | thousands by filing date | |
| Impax Laboratories | IPXL | COM | 500 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| United Rentals Inc | URI | COM | 139 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Blackrock Health Sciences | 091937565 | COM | 350 | $13,000 | thousands by filing date | |
| CBTCS HSBC 6.25% Pfd | 21988G296 | PREF | 519 | $13,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 300 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $12,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $12,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 289 | $12,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 250 | $12,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $12,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 182 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 239 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,222 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,240 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $12,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 400 | $12,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $12,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 500 | $12,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 514 | $11,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 215 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 96 | $11,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 253 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $11,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 121 | $11,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 400 | $11,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 400 | $11,000 | thousands by filing date | |
| Endo Health Solutions Inc. | ENDP | COM | 160 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PowerShares Emerg Mkts Infrastructure | PXR | COM | 300 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 168 | $10,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 96 | $10,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 93 | $10,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $10,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $10,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,000 | $10,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 150 | $10,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 433 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,000 | $10,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 782 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 167 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 400 | $10,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 400 | $10,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 400 | $10,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 400 | $10,000 | thousands by filing date | |
| Rent-A-Center Inc | RCII | COM | 362 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NVIDIA Corp | 67066G104 | COM | 500 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $9,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 136 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $9,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 165 | $9,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 325 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 190 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $9,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 470 | $9,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 150 | $9,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $9,000 | thousands by filing date | |
| CORP BACKED TRUST CTFS | 21988K834 | PRF | 347 | $9,000 | thousands by filing date | |
| NQ Mobile Inc | NQ | COM | 500 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $8,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 100 | $8,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 60 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 116 | $8,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 142 | $8,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $8,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 527 | $8,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 100 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 132 | $8,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50 | $8,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 60 | $8,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 483 | $8,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $8,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,000 | $8,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 126 | $8,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 300 | $8,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 367 | $8,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,000 | $8,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 200 | $8,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 144 | $8,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 2,000 | $8,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 350 | $8,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 265 | $8,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 400 | $8,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 278 | $8,000 | thousands by filing date | |
| Pimco Income Opp Fund | PKO | COM | 300 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Science Applications | SAIC | COM | 214 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 565 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 168 | $7,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 122 | $7,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 213 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 94 | $7,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 180 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 567 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 550 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 12 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 165 | $7,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 300 | $7,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6 | $7,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 100 | $7,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,609 | $7,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 109 | $7,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 72 | $7,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 366 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,600 | $7,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 605 | $7,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 3,202 | $7,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 916 | $7,000 | thousands by filing date | |
| Prologis | 743410102 | COM | 169 | $7,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 69 | $7,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 80 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 555 | $7,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 189 | $7,000 | thousands by filing date | |
| Pengrowth Energy Trust | 706902301 | COM | 1,200 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 65 | $6,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 69 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 115 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 167 | $6,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $6,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 83 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 162 | $6,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 155 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100 | $6,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 150 | $6,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 43 | $6,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 210 | $6,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,500 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 37 | $6,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,118 | $6,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 60 | $6,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 305 | $6,000 | thousands by filing date | |
| KATAHDIN BANKSHARES CORP | 485835102 | COM | 500 | $6,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 300 | $6,000 | thousands by filing date | |
| Epsilon Energy Ltd | EPSEF | COM | 1,825 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Signature Bank | SBNY | COM | 50 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287168 | COM | 70 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 50 | $5,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,500 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 105 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 73 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 126 | $5,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 100 | $5,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 100 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 400 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 54 | $5,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 65 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 361 | $5,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 171 | $5,000 | thousands by filing date | |
| MITSUI & CO LTD ADR | 606827202 | ADUS | 17 | $5,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 42 | $5,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 360 | $5,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 114 | $5,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 75 | $5,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 100 | $5,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 200 | $5,000 | thousands by filing date | |
| Hines Real Estate Invest Trust Nsa | 433995511 | COM | 716 | $5,000 | thousands by filing date | |
| Nuance Communications Inc | 669967101 | COM | 300 | $5,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 1,700 | $5,000 | thousands by filing date | |
| Strategic Storage Trust Inc | 86299B104 | COM | 487 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $4,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 36 | $4,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 75 | $4,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $4,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $4,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 90 | $4,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 100 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 141 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 83 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 222 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 165 | $4,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $4,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $4,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 49 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 340 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 187 | $4,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 155 | $4,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 220 | $4,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 100 | $4,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 500 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 50 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 171 | $4,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 133 | $4,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 84 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 300 | $4,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 215 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 168 | $4,000 | thousands by filing date | |
| First Trust ISE-Revere Natural Gas | FCG | COM | 170 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Rosetta Resources Inc | ROSE | COM | 90 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PowerShs DB US Dollar Index Bullish | UUP | COM | 200 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANULIFE FINL CORP | 56501R106 | COM | 145 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 75 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 30 | $3,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 52 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 67 | $3,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 87 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 100 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 42 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 219 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 211 | $3,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 121 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 71 | $3,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 533 | $3,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 58 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 60 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 200 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 171 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 99 | $3,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 158 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 120 | $3,000 | thousands by filing date | |
| STANLEY WORKS | 854616109 | COMMON STOCK | 38 | $3,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 88 | $3,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 107 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 204 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 212 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 50 | $3,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 342 | $3,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 337 | $3,000 | thousands by filing date | |
| Equinix Inc | 29444U106 | COM | 15 | $3,000 | thousands by filing date | |
| Delaware Enhanced Global Divide | DEX | COM | 284 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Scholastic Corporation | SCHL | COM | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| La-Z-Boy Inc | LZB | COM | 100 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287457 | COM | 23 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 34 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 240 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 45 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 32 | $2,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 46 | $2,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 36 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 56 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 100 | $2,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 212 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 95 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 509 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 424 | $2,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 16 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 250 | $2,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 100 | $2,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 200 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,000 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 85 | $2,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 54 | $2,000 | thousands by filing date | |
| Harbinger Group Inc | 012489153 | COM | 160 | $2,000 | thousands by filing date | |
| Polypore International | PPO | COM | 49 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Market Vectors Agribusiness ETF | MOO | COM | 46 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Independence Bank | 45340P108 | COM | 250 | $2,000 | thousands by filing date | |
| EGShares Emerging Markets Consumer | ECON | COM | 60 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 83 | $1,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 16 | $1,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 6 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 31 | $1,000 | thousands by filing date | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 105 | $1,000 | thousands by filing date | |
| MOTORS LIQUIDATION CO | 62010A105 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 49 | $1,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 81 | $1,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 100 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 190 | $1,000 | thousands by filing date | |
| ProShares UltraShort MSCI Europe | 74347X807 | COM | 25 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-14-000004 | this filing | 2014-04-23 | acceptance time not in the bulk data set |