13F-HR filed by REILLY FINANCIAL ADVISORS, LLC
REILLY FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-22, with 734 holding rows worth $359,679,000.
- Accession
- 0001363561-13-000008
- Filer
- CIK 1363561
- Filed
- 2013-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 749 entries on the cover page, a total value of $359,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $359,677,000 with VALUE read as thousands by filing date, 13F file number 028-12139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 23,062 | $11,290,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 141,630 | $9,586,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13,604 | $9,201,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 69,492 | $8,805,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 75,607 | $8,650,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 99,872 | $8,597,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 65,408 | $8,350,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 91,198 | $8,325,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 144,813 | $8,212,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 113,616 | $8,168,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 195,051 | $8,138,000 | thousands by filing date | |
| 38259p508 | COM | 9,096 | $8,077,000 | thousands by filing date | ||
| LINDE AG-SPONSORED ADR | 535223200 | COM | 402,665 | $8,033,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 76,118 | $7,991,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 124,406 | $7,864,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 48,302 | $7,541,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 83,396 | $7,493,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 101,390 | $7,453,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 113,314 | $7,421,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 92,418 | $7,353,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 157,147 | $7,353,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 90,068 | $7,242,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 38,505 | $7,122,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 112,768 | $7,038,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 71,090 | $6,773,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 74,449 | $6,531,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 182,978 | $6,163,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 95,493 | $6,101,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 41,412 | $6,062,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 182,747 | $5,610,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 117,482 | $5,526,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 102,640 | $5,520,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 72,242 | $5,345,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 41,948 | $5,332,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 84,316 | $5,214,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 87,995 | $5,187,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 73,318 | $5,075,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 54,191 | $4,989,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 62,624 | $4,857,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 94,238 | $4,854,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 82,790 | $4,444,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 152,377 | $4,285,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 136,865 | $4,202,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 322,322 | $3,981,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 71,547 | $3,936,000 | thousands by filing date | |
| Nestle | 012777647 | COM | 51,033 | $3,533,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 43,638 | $3,476,000 | thousands by filing date | |
| Westpac Banking Corp | Q97417101 | COM | 88,320 | $2,696,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 39,877 | $2,132,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,003 | $1,689,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 82,488 | $1,680,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 20,713 | $955,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 40,800 | $856,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,719 | $812,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 35,750 | $779,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,655 | $773,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,095 | $648,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,857 | $638,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 54,168 | $638,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,083 | $618,000 | thousands by filing date | |
| PARTNERRE LTD 5.875% | G68603128 | PUBLIC | 26,132 | $556,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,743 | $544,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,234 | $541,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,025 | $500,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,436 | $473,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,461 | $468,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,335 | $464,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,885 | $463,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,868 | $462,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,036 | $434,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,545 | $418,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 28,200 | $413,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,254 | $412,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,898 | $408,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,216 | $396,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 20,350 | $385,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 18,525 | $384,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 17,625 | $374,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,818 | $352,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,656 | $332,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 22,081 | $318,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,271 | $314,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,309 | $300,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,438 | $296,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,175 | $289,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,071 | $269,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,582 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,869 | $259,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,881 | $258,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,418 | $256,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,075 | $251,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,100 | $249,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 10,235 | $245,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 12,000 | $245,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,672 | $243,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,000 | $240,000 | thousands by filing date | |
| Semtech Corporation | SMTC | COM | 7,441 | $224,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,421 | $222,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,309 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,329 | $213,000 | thousands by filing date | |
| Renewable Energy Group | REGI | COM | 13,613 | $209,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Costco Wholesale Corporation | 22160K105 | COM | 1,758 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,760 | $190,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,349 | $187,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 3,880 | $186,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,254 | $185,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,536 | $181,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 8,650 | $178,000 | thousands by filing date | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 8,025 | $176,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 8,200 | $171,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 3,855 | $168,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,550 | $167,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,444 | $162,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,898 | $160,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 6,825 | $158,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 2,296 | $154,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,878 | $152,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,846 | $141,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,746 | $140,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,957 | $138,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 1,835 | $137,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 781 | $133,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 5,275 | $133,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,100 | $122,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 718 | $118,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,517 | $117,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,220 | $116,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 819 | $115,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,107 | $114,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,937 | $112,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,193 | $112,000 | thousands by filing date | |
| Public Storage 6.5% Perp Call | 74460d158 | PFD | 4,375 | $111,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,801 | $110,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 340 | $109,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 4,600 | $107,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 936 | $106,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 322 | $106,000 | thousands by filing date | |
| Inland American Real Estate Trust | 457281103 | Com | 15,321 | $106,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 4,245 | $105,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,000 | $102,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,800 | $98,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,028 | $95,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,600 | $95,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 4,025 | $95,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,816 | $93,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,875 | $91,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,500 | $91,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 720 | $90,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,770 | $90,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 5,226 | $90,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,250 | $89,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,150 | $88,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 4,726 | $87,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 900 | $85,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 3,400 | $85,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,054 | $84,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,420 | $84,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,470 | $83,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,848 | $82,000 | thousands by filing date | |
| FIRST REPUBLIC BANK | 33616c886 | PREFERRED | 4,050 | $81,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 891 | $80,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,117 | $79,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,550 | $78,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,840 | $78,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,878 | $77,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,385 | $77,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,034 | $76,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,550 | $76,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,600 | $76,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,119 | $75,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 32,850 | $73,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 922 | $72,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,264 | $72,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 469 | $71,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2,826 | $71,000 | thousands by filing date | |
| CORP BACKED TR CTFS 03-7 | 21988G262 | PRF | 2,800 | $71,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,500 | $69,000 | thousands by filing date | |
| Vanguard Consumer Staples | VDC | COM | 650 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 562 | $67,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,813 | $67,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 4,691 | $67,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 2,850 | $67,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,180 | $66,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,416 | $65,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,226 | $65,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 756 | $65,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 617 | $64,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 30,000 | $64,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,303 | $63,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 843 | $62,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 991 | $61,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,390 | $61,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 2,800 | $61,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,290 | $60,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,741 | $59,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,100 | $59,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,056 | $59,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,000 | $58,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,000 | $58,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 765 | $58,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,225 | $58,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 549 | $57,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 434 | $55,000 | thousands by filing date | |
| METLIFE INC | 59156R405 | PRF | 2,200 | $55,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,962 | $54,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 720 | $54,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,160 | $53,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,217 | $53,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 2,256 | $53,000 | thousands by filing date | |
| FREEPORT-MCMORAN INC | 35671D105 | COMMON STOCK | 1,577 | $53,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,274 | $53,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3,516 | $53,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,880 | $52,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 2,300 | $52,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 793 | $51,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 690 | $51,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 2,029 | $51,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 730 | $50,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,983 | $50,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 886 | $50,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 2,000 | $50,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 4,674 | $49,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 325 | $49,000 | thousands by filing date | |
| NEWCASTLE INVT CORP - PFD B | 65105M207 | EQPFD | 1,905 | $49,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,490 | $47,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 2,150 | $47,000 | thousands by filing date | |
| Schwab US Large-Cap ETF | SCHX | COM | 1,147 | $47,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BED BATH & BEYOND INC | 075896100 | COM | 585 | $46,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 474 | $46,000 | thousands by filing date | |
| BANK OF AMERICA CORP $0.08 PFD | 060505DR2 | PREFERRED | 2,086 | $46,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,931 | $45,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 392 | $45,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 900 | $45,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 450 | $45,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 840 | $45,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,600 | $45,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 2,000 | $45,000 | thousands by filing date | |
| San Diego G&E 7.28% Pfd | 787440815 | PREF | 1,717 | $45,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 700 | $44,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 783 | $44,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 4,285 | $44,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 720 | $43,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 460 | $42,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,000 | $42,000 | thousands by filing date | |
| Yorkville High Income MLP ETF | YMLP | COM | 2,318 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 381 | $41,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 200 | $41,000 | thousands by filing date | |
| ASHLAND INC COM | 044204105 | COM | 467 | $41,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 478 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 610 | $39,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,284 | $39,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,071 | $39,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,141 | $39,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 365 | $38,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,069 | $38,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 800 | $38,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $38,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 861 | $38,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 1,600 | $38,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 728 | $37,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 315 | $36,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,000 | $36,000 | thousands by filing date | |
| CORP BACKD TR CTFS 03-10 | 21988G122 | PRF | 1,400 | $36,000 | thousands by filing date | |
| Entropic Communications | ENTR | COM | 8,400 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287564 | SELECT US REIT | 447 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 405 | $35,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 526 | $35,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 1,725 | $35,000 | thousands by filing date | |
| PowerShares Financial Preferred | PGF | COM | 2,050 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 340 | $34,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,640 | $34,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 822 | $34,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 160 | $34,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 925 | $34,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 1,700 | $34,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 399 | $33,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 590 | $33,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 504 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,840 | $33,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 927 | $33,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 1,400 | $33,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 600 | $32,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 500 | $32,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 547 | $32,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,750 | $32,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,770 | $32,000 | thousands by filing date | |
| Signature Bank | SBNY | COM | 350 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Materials ETF | 92204A801 | SHS | 323 | $31,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 189 | $31,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 400 | $31,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,272 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 761 | $30,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,902 | $30,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 155 | $30,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 459 | $29,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 769 | $29,000 | thousands by filing date | |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 1,200 | $29,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,062 | $28,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 334 | $28,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,150 | $28,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 393 | $27,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 317 | $27,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 742 | $27,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 600 | $27,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 1,000 | $27,000 | thousands by filing date | |
| GLACIER WATER 9.06% A | 376398202 | PREFERR | 1,026 | $27,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 400 | $26,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 302 | $26,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,708 | $26,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 850 | $26,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 497 | $26,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 888 | $26,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 250 | $25,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,528 | $25,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 328 | $25,000 | thousands by filing date | |
| GMAC LLC 7.375% Sr Notes | 36186C509 | Pfd Stk | 1,000 | $25,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,000 | $25,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 310 | $24,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 362 | $24,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 127 | $24,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 402 | $24,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 1,500 | $24,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,000 | $24,000 | thousands by filing date | |
| Corts Bellsouth 7.00% | KTBA | COM | 900 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,092 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,600 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 695 | $23,000 | thousands by filing date | |
| Southern CA Ed Pfd 4.78% | 842400509 | COM | 1,000 | $23,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,120 | $22,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 701 | $22,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,125 | $22,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 400 | $22,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 558 | $22,000 | thousands by filing date | |
| Calavo Growers Inc | CVGW | COM | 753 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IJH | 464287507 | COM | 170 | $21,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 200 | $21,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 935 | $21,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 450 | $21,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 400 | $21,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,000 | $20,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 400 | $20,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 200 | $20,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 288 | $20,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 219 | $20,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 421 | $20,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,000 | $20,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,104 | $20,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 257 | $20,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 291 | $20,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 2,222 | $20,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 326 | $20,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 700 | $20,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 800 | $20,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 617 | $19,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 113 | $19,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 500 | $19,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 175 | $19,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 331 | $19,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 243 | $19,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 334 | $19,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 123 | $19,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 250 | $19,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 241 | $18,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $18,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 646 | $18,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 300 | $18,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 901 | $18,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 600 | $17,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $17,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1,256 | $17,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,813 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 800 | $17,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 150 | $17,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 5,100 | $17,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 700 | $17,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 1,116 | $17,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 775 | $16,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,001 | $16,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 200 | $16,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 380 | $16,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 320 | $16,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $16,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 439 | $16,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,500 | $16,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 2,000 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 500 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,335 | $16,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 500 | $15,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 108 | $15,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 534 | $15,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 400 | $15,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 283 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 315 | $15,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 500 | $15,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 590 | $15,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 164 | $14,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 200 | $14,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 171 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 332 | $14,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 700 | $14,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 280 | $14,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 150 | $14,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 180 | $14,000 | thousands by filing date | |
| CenturyLink Inc | 156686107 | COM | 454 | $14,000 | thousands by filing date | |
| PIMCO Income Strategy Fund | PFL | COM | 1,208 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Rent-A-Center Inc | RCII | COM | 357 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 35 | $13,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 191 | $13,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 717 | $13,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 200 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $13,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 320 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 120 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $13,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 364 | $13,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 658 | $13,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 241 | $13,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 500 | $13,000 | thousands by filing date | |
| CANADIAN PACIFIC LTD | 135923100 | EQUS | 102 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 166 | $12,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 147 | $12,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 303 | $12,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 50 | $12,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 342 | $12,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 600 | $12,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $12,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 93 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 87 | $12,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 191 | $12,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $12,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 319 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,240 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 4,000 | $12,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 750 | $12,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 600 | $12,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 500 | $12,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 389 | $12,000 | thousands by filing date | |
| Transforce Inc | 89366H103 | COM | 575 | $12,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 136 | $11,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 253 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 232 | $11,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 81 | $11,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 217 | $11,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 332 | $11,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 589 | $11,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 250 | $11,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 400 | $11,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 106 | $11,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 204 | $11,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 360 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 167 | $11,000 | thousands by filing date | |
| Delta Air Lines Inc | 247361108 | COM | 454 | $11,000 | thousands by filing date | |
| Impax Laboratories | IPXL | COM | 500 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PowerShares Emerg Mkts Infrastructure | PXR | COM | 300 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NQ Mobile Inc | NQ | COM | 500 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eli Lilly and Company | 532457108 | COM | 200 | $10,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 138 | $10,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $10,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 136 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 171 | $10,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 153 | $10,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 168 | $10,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 115 | $10,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 300 | $10,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 400 | $10,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,400 | $10,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 289 | $10,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 470 | $10,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 433 | $10,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 232 | $10,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 220 | $10,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 125 | $10,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,000 | $10,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 782 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 400 | $10,000 | thousands by filing date | |
| PARTNERRE LTD 6.50% PFD SERIES | G68603409 | PREFERR | 400 | $10,000 | thousands by filing date | |
| CORP BACKED TRUST CTFS | 21988K834 | PRF | 444 | $10,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 400 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 96 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $9,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 240 | $9,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 200 | $9,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 171 | $9,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 184 | $9,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 126 | $9,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 248 | $9,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 150 | $9,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001363561-13-000008 | this filing | 2013-10-22 | acceptance time not in the bulk data set |