13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-12, with 374 holding rows worth $2,093,573,025.
- Accession
- 0001357550-24-000015
- Filer
- CIK 1357550
- Filed
- 2024-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 374 entries on the cover page, a total value of $2,093,573,025 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,093,573,025 with VALUE read as dollars as filed, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 470,100 | $223,443,231 | dollars as filed | put |
| SPLUNK INC | 848637AD6 | BOND | 78,698,000 | $86,827,700 | dollars as filed | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,457,060 | $83,817,354 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 46,755,000 | $82,308,668 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,481,400 | $61,574,436 | dollars as filed | put |
| NextEra Energy,Inc. | 65339F101 | COM | 906,558 | $55,064,333 | dollars as filed | |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 53,561,000 | $52,825,561 | dollars as filed | principal |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 1,931,182 | $45,363,465 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 29,742,000 | $43,725,395 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 50,061,000 | $42,498,133 | dollars as filed | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 38,366,000 | $39,753,038 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 150,000 | $37,272,000 | dollars as filed | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 200,000 | $34,784,000 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 370,000 | $33,037,300 | dollars as filed | put |
| INVESCO QQQ TR | 46090E103 | COM | 80,401 | $32,925,818 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,755,100 | $32,539,554 | dollars as filed | put |
| CLARIVATE PLC | G21810208 | CONV | 849,343 | $32,353,696 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 34,799,000 | $31,950,381 | dollars as filed | principal |
| NISOURCE INC COM | 65473P105 | Stock | 1,200,000 | $31,860,000 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 125,000 | $31,060,000 | dollars as filed | call |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 31,568,000 | $29,448,012 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 31,000,000 | $28,235,847 | dollars as filed | principal |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 500,000 | $26,185,000 | dollars as filed | call |
| CRH PLC ORD | G25508105 | Stock | 362,824 | $25,092,908 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 4,574,578 | $25,068,687 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 444,000 | $24,667,094 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 90,116 | $22,729,058 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 600,000 | $22,458,000 | dollars as filed | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 645,207 | $21,917,682 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 21,848,000 | $21,270,655 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 22,533,000 | $20,578,357 | dollars as filed | principal |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 864,000 | $20,416,320 | dollars as filed | call |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,499,000 | $18,242,830 | dollars as filed | put |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 18,300,000 | $17,492,972 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 18,000,000 | $17,466,768 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 19,000,000 | $17,016,041 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 447,086 | $16,716,546 | dollars as filed | |
| SPY | 78462F103 | SHS | 33,625 | $15,982,299 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 3,610,600 | $15,200,626 | dollars as filed | put |
| SIRIUSPOINT LTD | G8192H106 | COM | 1,300,249 | $15,082,888 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,500,000 | $14,925,000 | dollars as filed | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,200,000 | $14,762,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 13,475,000 | $14,638,513 | dollars as filed | principal |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 544,952 | $14,457,577 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 500,000 | $14,355,000 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 72,425 | $13,943,985 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 10,250,000 | $13,854,449 | dollars as filed | principal |
| CRH PLC ORD | G25508105 | Stock | 200,000 | $13,832,000 | dollars as filed | put |
| ONTO INNOVATION INC COM | 683344105 | Stock | 83,412 | $12,753,695 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 290,000 | $12,464,200 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 1,250,000 | $11,337,500 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 28,925 | $10,876,957 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 457,366 | $10,519,418 | dollars as filed | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 9,830,000 | $9,690,261 | dollars as filed | principal |
| MAPLEBEAR INC COM | 565394103 | Stock | 393,000 | $9,223,710 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,000,000 | $9,000,000 | dollars as filed | put |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 7,000,000 | $8,461,051 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 47,007 | $8,405,322 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 32,320 | $7,268,122 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 14,080 | $6,972,698 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 43,917 | $6,672,749 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 650,000 | $6,643,000 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 7,500,000 | $6,561,000 | dollars as filed | put |
| RBC BEARINGS INC | 75524B203 | CONV | 49,591 | $6,515,961 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 4,017,000 | $6,492,483 | dollars as filed | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 131,719 | $6,408,129 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 6,250,000 | $6,337,315 | dollars as filed | principal |
| WOLFSPEED INC | 977852102 | COM | 145,289 | $6,321,524 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 44,233 | $6,178,908 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 41,505 | $5,849,300 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 49,589 | $5,406,193 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 103,154 | $5,278,390 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 40,000 | $5,179,600 | dollars as filed | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60,000 | $5,030,400 | dollars as filed | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,000,000 | $4,880,000 | dollars as filed | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 18,921 | $4,068,583 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,309,100 | $3,757,117 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 833,321 | $3,508,281 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 2,863,204 | $3,501,698 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 18,288 | $3,465,027 | dollars as filed | |
| BITFUFU INC CL A ORD SHS | 040450108 | Stock | 304,438 | $3,321,419 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 140,000 | $3,285,800 | dollars as filed | put |
| Stryker Corporation | 863667101 | COM | 10,914 | $3,268,306 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 61,669 | $3,229,606 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 205,578 | $3,207,017 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 4,000,000 | $2,934,578 | dollars as filed | principal |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 60,000 | $2,923,800 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 26,692 | $2,746,073 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 182,218 | $2,669,494 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 23,627 | $2,655,675 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 53,648 | $2,639,482 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 19,986 | $2,620,564 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 2,964,568 | $2,593,404 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 67,879 | $2,592,299 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 21,303 | $2,552,525 | dollars as filed | |
| REMITLY GLOBAL INC | 75960P104 | COM | 126,390 | $2,454,494 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 37,205 | $2,423,534 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 12,887 | $2,402,652 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 13,776 | $2,373,329 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 3,350 | $2,366,742 | dollars as filed | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 30,184 | $2,082,394 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 26,600 | $2,034,900 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 18,185 | $1,973,436 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 34,117 | $1,972,304 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,903 | $1,954,032 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 8,293 | $1,953,084 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 2,000,000 | $1,946,472 | dollars as filed | principal |
| QORVO INC COM | 74736K101 | Stock | 17,049 | $1,919,888 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 14,496 | $1,909,993 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 18,561 | $1,909,370 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 16,897 | $1,899,561 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,010 | $1,898,648 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 66,131 | $1,893,331 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 31,845 | $1,876,626 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 16,957 | $1,832,882 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,000,000 | $1,825,000 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 114,132 | $1,818,123 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 6,878 | $1,809,877 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9,379 | $1,762,408 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 7,887 | $1,755,252 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 17,849 | $1,721,001 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,480 | $1,699,445 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 22,100 | $1,678,716 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 63,637 | $1,676,835 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 4,702 | $1,649,979 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 8,374 | $1,601,611 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 17,178 | $1,599,100 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 21,250 | $1,588,012 | dollars as filed | |
| Southern Company | 842587107 | COM | 22,551 | $1,581,276 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 15,564 | $1,460,059 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 4,000,000 | $1,445,200 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,222 | $1,422,420 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 6,583 | $1,417,452 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 8,443 | $1,380,853 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 14,427 | $1,357,292 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 1,723 | $1,349,557 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 18,704 | $1,337,149 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 207,095 | $1,321,266 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 119,066 | $1,309,726 | dollars as filed | |
| NISOURCE INC COM | 65473P105 | Stock | 49,181 | $1,305,756 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 36,955 | $1,290,469 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 132,962 | $1,281,754 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 73,229 | $1,257,342 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 59,395 | $1,235,416 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 171,000 | $1,219,230 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 8,285 | $1,179,950 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,839 | $1,141,703 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 103,200 | $1,130,040 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 8,593 | $1,124,996 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 25,515 | $1,110,668 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 109,400 | $1,098,376 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 111,044 | $1,097,115 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 58,598 | $1,071,171 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 750,000 | $1,035,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 127,186 | $1,025,119 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 4,156 | $1,000,848 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 300,000 | $954,000 | dollars as filed | put |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 95,695 | $948,337 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 57,503 | $934,999 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 150,000 | $918,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 20,200 | $913,444 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 79,760 | $913,252 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 680,288 | $894,579 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 87,145 | $882,779 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 85,298 | $876,863 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 80,000 | $870,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,620 | $836,989 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 7,175 | $832,802 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 40,932 | $819,868 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 65,737 | $804,621 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 9,641 | $796,443 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 5,110 | $791,897 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 21,251 | $790,112 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 65,497 | $774,175 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 37,131 | $756,730 | dollars as filed | |
| HAMILTON INSURANCE GROUP LTD | G42706104 | CL B | 50,000 | $747,500 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 70,308 | $740,343 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 57,913 | $704,801 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 84,212 | $698,960 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 24,186 | $695,831 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 11,150 | $686,506 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 12,462 | $679,428 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 14,759 | $674,634 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 10,607 | $674,075 | dollars as filed | |
| MAXIMUS INC | 577933104 | COM | 7,969 | $668,280 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 36,651 | $660,818 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 13,948 | $653,464 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 84,100 | $649,252 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 14,173 | $647,848 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 38,526 | $643,769 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 10,677 | $639,125 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 65,213 | $620,176 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 5,634 | $620,134 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 207,412 | $618,088 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,481 | $611,460 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 69,578 | $598,371 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 1,326,587 | $597,097 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,392 | $581,480 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 49,124 | $580,646 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,634 | $579,190 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,342 | $567,969 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 34,818 | $565,792 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 15,754 | $565,569 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,407 | $560,677 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 13,000 | $558,740 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,179 | $557,160 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,955 | $554,383 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,619 | $544,148 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,994 | $542,984 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,708 | $534,758 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,188 | $534,514 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 2,977 | $532,823 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 300,000 | $531,000 | dollars as filed | put |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 360,000 | $525,600 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 2,950 | $516,132 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,724 | $511,183 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,683 | $509,579 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 40,170 | $506,142 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 27,669 | $498,319 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 7,747 | $486,434 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 37,317 | $484,375 | dollars as filed | |
| VERALTO CORP COM SHS | 92338C103 | Stock | 5,872 | $483,031 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,030 | $477,680 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,062 | $477,023 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 86,464 | $476,417 | dollars as filed | |
| MARTI TECHNOLOGIES INC | 573134103 | COM | 731,272 | $475,327 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,192 | $473,857 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 21,198 | $471,656 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,051 | $469,511 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 32,607 | $456,498 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 7,240 | $453,514 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,490 | $452,592 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 988 | $452,316 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,120 | $443,272 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 30,409 | $442,755 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,077 | $441,236 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 2,029 | $440,252 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,955 | $435,489 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 936 | $431,215 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,933 | $428,481 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 25,293 | $419,105 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 2,101 | $418,099 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 19,949 | $417,134 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,942 | $415,820 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 622 | $415,763 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 723 | $414,583 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,003 | $412,147 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 6,153 | $410,159 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,768 | $408,031 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 9,697 | $401,359 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,129 | $399,621 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 484 | $392,911 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 25,287 | $376,018 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 96,813 | $375,634 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,093 | $375,428 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 61,227 | $358,790 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 690,408 | $356,251 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 29,674 | $348,076 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 8,465 | $341,478 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,348 | $336,274 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,398 | $334,919 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,296 | $334,658 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 87,650 | $332,194 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 27,858 | $331,789 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 25,599 | $328,435 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,081 | $324,830 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 37,259 | $323,036 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,565 | $321,991 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,921 | $321,951 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,325 | $319,667 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 59,318 | $313,199 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 55,580 | $301,799 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 12,949 | $299,769 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 38,532 | $299,394 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,147 | $298,977 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,874 | $297,166 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,430 | $296,967 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 16,846 | $293,120 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 5,527 | $287,625 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,840 | $279,294 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 608 | $274,275 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 2,483 | $269,579 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 20,547 | $269,166 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 992 | $256,263 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 75,449 | $254,263 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 17,861 | $253,269 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,701 | $249,265 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 29,085 | $245,768 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,710 | $243,141 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 14,860 | $240,583 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,510 | $233,167 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,192 | $228,161 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 388 | $225,250 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,170 | $222,955 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,695 | $217,085 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 21,565 | $211,337 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,901 | $208,368 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 12,792 | $207,870 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,334 | $205,259 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,570 | $203,299 | dollars as filed | |
| SAIA INC | 78709Y105 | COM | 463 | $202,896 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,833 | $202,633 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 29,054 | $196,405 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,242 | $194,729 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 17,401 | $184,625 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 31,445 | $179,551 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,400 | $175,352 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,993 | $166,872 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 93,053 | $164,704 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,686 | $164,630 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,023 | $163,873 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 750,000 | $150,000 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 25,588 | $147,643 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 12,671 | $142,295 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,035 | $140,517 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 996,000 | $139,440 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 1,000,000 | $136,800 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 81,630 | $134,690 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,273 | $131,270 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 500,000 | $128,600 | dollars as filed | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,695 | $122,030 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,238 | $119,466 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 40,065 | $116,990 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,266 | $104,405 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,379 | $91,587 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,642 | $80,773 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,459 | $78,841 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 298,500 | $76,774 | dollars as filed | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,241 | $73,626 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 2,398,555 | $63,322 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 529,751 | $60,047 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,834 | $49,539 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L112 | RIGHT 06/30/2028 | 350,000 | $49,525 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 223,000 | $42,370 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752132 | Right | 300,000 | $42,000 | dollars as filed | |
| ENVOY MEDICAL INC | 29415V109 | CL A | 20,000 | $37,200 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 888,494 | $33,585 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 310,100 | $27,909 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 19,038 | $27,795 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W113 | RIGHT 07/15/2026 | 100,000 | $25,000 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 275,000 | $24,750 | dollars as filed | |
| REVOLUTION MEDICINES INC | 76155X118 | *W EXP 12/17/202 | 73,640 | $24,301 | dollars as filed | |
| CAPTIVISION INC-28 | G18932114 | Stock Warrant | 295,892 | $19,322 | dollars as filed | |
| ALPHAVEST ACQUISITION CORP | G0283A116 | RIGHT 01/22/2026 | 125,000 | $16,875 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 150,000 | $16,230 | dollars as filed | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 266,666 | $14,923 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 123,504 | $13,598 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 223,508 | $12,584 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258128 | *W EXP 99/99/999 | 324,634 | $9,739 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 185,118 | $9,256 | dollars as filed | |
| Yotta Acquisition Corp | 98741Y111 | Warrant | 652,500 | $8,482 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276112 | *W EXP 99/99/999 | 50,000 | $7,500 | dollars as filed | |
| Alphatime Acquisition Corp | G0223V121 | Warrant | 249,600 | $7,388 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 226 | $6,482 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 203,000 | $6,476 | dollars as filed | |
| Sbc Med Group Hldgs Inc W Exp 09/17/202 | 73245B115 | SPAC Combination | 229,192 | $6,463 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 227,432 | $5,140 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 830,000 | $5,104 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 115,026 | $4,946 | dollars as filed | |
| Horizon Space Acquisition I Corp | G4619M117 | Warrant | 240,000 | $4,800 | dollars as filed | |
| Fold Hldgs Inc W Exp 02/14/203 | 29103K118 | SPAC Combination | 95,448 | $4,782 | dollars as filed | |
| 0 | 31738L115 | 0 | 57,661 | $4,613 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,029 | $4,426 | dollars as filed | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 235,051 | $3,479 | dollars as filed | |
| SRIVARU HOLDING LIMITED | G8403L110 | *W EXP 12/08/202 | 189,534 | $2,824 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 209,250 | $2,720 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 250,936 | $2,509 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 123,504 | $2,470 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 150,000 | $2,100 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 167,357 | $1,640 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 16,767 | $1,172 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 158,100 | $917 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 131,100 | $865 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 22,004 | $442 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-24-000015 | this filing | 2024-02-12 | acceptance time not in the bulk data set |