13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 317 holding rows worth $1,478,137,000.
- Accession
- 0001357550-20-000038
- Filer
- CIK 1357550
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 317 entries on the cover page, a total value of $1,478,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,478,137,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 65,654,000 | $140,992,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 63,037,000 | $108,424,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 52,977,503 | $100,657,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 253,500 | $81,592,000 | thousands by filing date | put |
| MEDICINES CO | 584688AJ4 | NOTE 3.500% 1/1 | 18,100,000 | $61,834,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 61,441,000 | $53,146,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 17,500,000 | $44,343,000 | thousands by filing date | principal |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,404,315 | $40,697,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 580,000 | $37,967,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,000,000 | $37,590,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,162,600 | $36,506,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 936,773 | $35,775,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 32,650,000 | $30,861,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 194,000 | $30,005,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 254,589 | $25,838,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 133,744 | $25,568,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $24,876,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 300,000 | $21,192,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,883,446 | $19,475,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,807,900 | $18,766,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,300,000 | $17,990,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 105,611 | $17,504,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 482,500 | $14,851,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 1,299,600 | $13,542,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 311,650 | $13,170,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 1,212,300 | $12,469,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 1,250,000 | $12,250,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 6,883,000 | $11,993,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 10,500,000 | $11,655,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 190,199 | $11,420,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,460,000 | $11,188,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 254,500 | $10,381,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 4,693,447 | $10,185,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 1,000,000 | $9,850,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAD8 | NOTE 4.500% 8/1 | 7,290,000 | $9,828,000 | thousands by filing date | principal |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 800,000 | $8,136,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 800,200 | $8,122,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,500,000 | $7,538,000 | thousands by filing date | principal |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 758,607 | $7,396,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 660,700 | $6,785,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 140,500 | $6,667,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 629,144 | $6,468,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 503,118 | $6,415,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,209 | $6,183,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 600,000 | $6,096,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,600 | $5,898,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 575,000 | $5,842,000 | thousands by filing date | |
| QUDIAN INC | G7314VAA8 | DEBT 1.000% 7/0 | 7,500,000 | $5,608,000 | thousands by filing date | principal |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 555,000 | $5,439,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 117,000 | $5,383,000 | thousands by filing date | put |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 5,000,000 | $5,350,000 | thousands by filing date | principal |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 500,000 | $5,170,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 499,998 | $4,950,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 475,750 | $4,876,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 449,494 | $4,814,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 475,000 | $4,783,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 92,000 | $4,513,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 151,500 | $4,436,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 450,000 | $4,424,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 413,339 | $4,241,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 400,000 | $4,140,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 397,100 | $4,106,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 3,194,000 | $3,921,000 | thousands by filing date | principal |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 372,562 | $3,886,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 157,827 | $3,565,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 347,500 | $3,524,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 341,833 | $3,511,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 344,740 | $3,509,000 | thousands by filing date | |
| FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | G3362K112 | COM | 350,376 | $3,490,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,725,000 | $3,480,000 | thousands by filing date | principal |
| OPES ACQUISITION CORP | 68373P100 | COM | 320,372 | $3,374,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 316,325 | $3,334,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 511,811 | $3,199,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 31,800 | $3,024,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 75,000 | $3,015,000 | thousands by filing date | put |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 300,000 | $3,012,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,906,836 | $2,999,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 38,100 | $2,975,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,100 | $2,943,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 290,000 | $2,886,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 282,610 | $2,832,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 175,000 | $2,809,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,328 | $2,727,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 766,829 | $2,308,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 24,000 | $2,220,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 540,000 | $2,171,000 | thousands by filing date | put |
| US ECOLOGY INC | 91734M111 | WTS | 187,024 | $2,169,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 671,334 | $2,115,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 203,998 | $2,044,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 139,308 | $2,005,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 199,998 | $1,971,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 185,000 | $1,868,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 73,900 | $1,751,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 128,828 | $1,393,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 136,065 | $1,391,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 11,626 | $1,304,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 50,000 | $1,304,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 200,000 | $1,288,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 30,000 | $1,206,000 | thousands by filing date | call |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 2,250,000 | $1,198,000 | thousands by filing date | principal |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 94,407 | $1,087,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 100,000 | $1,041,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 100,000 | $1,029,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 100,000 | $1,019,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 16,640 | $1,016,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 100,000 | $996,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 100,000 | $987,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 94,065 | $984,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 25,000 | $963,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 70,403 | $957,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 930,684 | $912,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 586,333 | $909,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 50,000 | $894,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 369,023 | $886,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 82,668 | $876,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 84,109 | $869,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 83,332 | $836,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,000 | $808,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 70,000 | $696,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 64,999 | $647,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 167,823 | $591,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 54,758 | $575,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 51,000 | $524,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 27,269 | $516,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 50,000 | $506,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 49,998 | $503,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 48,264 | $503,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 50,000 | $500,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 47,800 | $497,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 32,600 | $493,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 625,000 | $488,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 50,000 | $488,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 310,000 | $484,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 200,943 | $463,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 25,962 | $417,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,371 | $410,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 199,600 | $399,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,867 | $390,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 379,303 | $375,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 377,991 | $363,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 1,511,034 | $317,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 29,951 | $305,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 245,000 | $292,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 458,333 | $284,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 26,842 | $274,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,164 | $271,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 122,200 | $269,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,740 | $267,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 18,383 | $263,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,757 | $262,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,007 | $260,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 882 | $259,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,029 | $259,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,314 | $258,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 168,400 | $258,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 25,000 | $258,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,739 | $257,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,459 | $257,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 138 | $255,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,120 | $255,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,556 | $255,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,266 | $254,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 841 | $254,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,512 | $254,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,575 | $253,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,152 | $253,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 1,263,054 | $253,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,199 | $252,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,253 | $252,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,598 | $252,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,605 | $252,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,443 | $252,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,806 | $252,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,839 | $252,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,964 | $252,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,184 | $252,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,139 | $252,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 760 | $251,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,472 | $251,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,722 | $251,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,334 | $251,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 742 | $251,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,905 | $250,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,412 | $250,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 837 | $250,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,752 | $250,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,225 | $250,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,952 | $250,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,239 | $250,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,034 | $250,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,552 | $250,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,209 | $250,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,076 | $249,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,058 | $249,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,691 | $249,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,096 | $248,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,870 | $248,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,676 | $248,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 845 | $248,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,429 | $248,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,379 | $248,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,685 | $248,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,452 | $248,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,814 | $248,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,341 | $248,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,989 | $248,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,527 | $248,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 842 | $248,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 494 | $248,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,131 | $247,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,243 | $247,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,926 | $247,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 9,237 | $247,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,167 | $246,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,530 | $246,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,142 | $246,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,474 | $246,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,477 | $246,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,619 | $245,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,878 | $245,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,091 | $245,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,058 | $245,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,833 | $245,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,210 | $245,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,325 | $245,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,105 | $245,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 182 | $244,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,823 | $244,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,686 | $244,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,364 | $244,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,382 | $244,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,083 | $244,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 182 | $243,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,104 | $243,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,836 | $243,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,490 | $243,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,589 | $243,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,597 | $243,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,282 | $242,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 4,864 | $242,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,068 | $241,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,985 | $236,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 355,050 | $235,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,098 | $234,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,686 | $232,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 600,000 | $229,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 681 | $222,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,562 | $219,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 499,239 | $215,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,409 | $209,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 9,057 | $203,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 176,889 | $202,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 6,600 | $201,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 390,800 | $199,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 1,318,062 | $198,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,627 | $196,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,964 | $192,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 147,000 | $190,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 396,370 | $186,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,985 | $185,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,224 | $183,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 17,614 | $180,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,271 | $179,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 27,057 | $179,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,491 | $175,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,395 | $174,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 12,446 | $167,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 18,244 | $166,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 318,098 | $165,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,287 | $162,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,797 | $161,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,595 | $160,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 18,900 | $160,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,123 | $150,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 153,466 | $146,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,540 | $139,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 381,025 | $138,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 300,000 | $135,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 233,333 | $135,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 166,666 | $120,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 83,333 | $119,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 343,000 | $113,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 13,066 | $106,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 475,000 | $100,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 250,000 | $78,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 429,595 | $77,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 238,021 | $76,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 155,000 | $74,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 300,000 | $72,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 57,000 | $71,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T125 | RIGHT 05/31/2024 | 290,000 | $67,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 838,000 | $67,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 450,000 | $63,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 475,000 | $49,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 100,000 | $47,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 25,000 | $47,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 66,666 | $46,000 | thousands by filing date | |
| FELLAZO INC RT | G3362K146 | WARRANT AND RIGH | 254,000 | $43,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 66,666 | $40,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 35,400 | $40,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 21,400 | $37,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 38,700 | $35,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 33,018 | $33,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 25,000 | $28,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 127,000 | $23,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 16,666 | $23,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 25,000 | $22,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 25,000 | $20,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 25,000 | $20,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 211,700 | $19,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 290,000 | $16,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 15,000 | $14,000 | thousands by filing date | |
| FELLAZO INC WT EXP 051526 | G3362K120 | WARRANT AND RIGH | 254,000 | $13,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 16,934 | $11,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 37,834 | $11,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 17,584 | $7,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 21,490 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-20-000038 | this filing | 2020-02-14 | acceptance time not in the bulk data set |