13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 377 holding rows worth $1,249,991,000.
- Accession
- 0001357550-19-000067
- Filer
- CIK 1357550
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 377 entries on the cover page, a total value of $1,249,991,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,249,991,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 70,154,000 | $132,996,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 114,408,000 | $104,419,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 1,010,000 | $62,529,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,317,500 | $49,446,000 | thousands by filing date | put |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 45,178,000 | $45,051,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 133,500 | $39,619,000 | thousands by filing date | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,112,600 | $37,061,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,906,836 | $32,974,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 234,000 | $32,654,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 32,650,000 | $31,065,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 1,000,000 | $23,770,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,064,892 | $23,183,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 235,298 | $22,659,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $22,536,000 | thousands by filing date | put |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 12,500,000 | $21,458,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 529,100 | $20,529,000 | thousands by filing date | |
| IQIYI INC | G4939KAA4 | DEBT 3.75012/0 | 20,000,000 | $19,843,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 193,918 | $19,256,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,807,900 | $18,531,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 929,579 | $18,108,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,883,446 | $17,554,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,300,000 | $16,458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 562,000 | $15,011,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 1,470,000 | $14,965,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 1,407,000 | $14,534,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 372,150 | $13,494,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200,000 | $12,948,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 166,000 | $12,658,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 1,150,000 | $11,604,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 1,084,784 | $11,282,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 75,575 | $10,914,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 577,247 | $10,887,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 6,000,000 | $10,420,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 254,500 | $9,605,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 56,100 | $9,441,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,500,000 | $8,033,000 | thousands by filing date | principal |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 757,860 | $7,995,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 7,000,000 | $7,753,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 51,000 | $7,718,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 755,982 | $7,446,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 202,217 | $7,120,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 660,700 | $6,739,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 642,044 | $6,517,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 575,000 | $5,796,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 89,600 | $5,304,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 5,000,000 | $5,300,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,661,909 | $5,217,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 195,000 | $5,192,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 117,000 | $4,964,000 | thousands by filing date | put |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 499,998 | $4,935,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 92,000 | $4,365,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 4,000,000 | $4,316,000 | thousands by filing date | principal |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 413,339 | $4,200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 171,000 | $3,824,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,500,000 | $3,773,000 | thousands by filing date | principal |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 347,500 | $3,527,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 344,740 | $3,461,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 80,000 | $3,370,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 320,372 | $3,322,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,225,000 | $3,065,000 | thousands by filing date | principal |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 511,811 | $3,015,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 2,500,000 | $2,999,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $2,944,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 290,000 | $2,900,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 282,610 | $2,837,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 288,992 | $2,832,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 100,000 | $2,788,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,842 | $2,624,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 635,291 | $2,617,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 244,436 | $2,586,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,100 | $2,585,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 248,327 | $2,571,000 | thousands by filing date | |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 254,000 | $2,532,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A108 | COM | 249,000 | $2,527,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 954,212 | $2,252,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,000,000 | $2,145,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 1,350,000 | $2,106,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 70,300 | $2,096,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,779 | $2,050,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 203,998 | $2,032,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 199,998 | $1,942,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 24,000 | $1,841,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 185,000 | $1,832,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,425 | $1,820,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 13,902 | $1,794,000 | thousands by filing date | |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 3,600,000 | $1,757,000 | thousands by filing date | principal |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 511,837 | $1,689,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 29,600 | $1,672,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 163,168 | $1,656,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 100,000 | $1,622,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 29,430 | $1,562,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 50,000 | $1,398,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 106,282 | $1,360,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 5,000,000 | $1,338,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 200,000 | $1,318,000 | thousands by filing date | put |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 128,828 | $1,290,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 100,100 | $1,167,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 100,000 | $1,018,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 100,000 | $995,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 100,000 | $992,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 100,000 | $980,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 94,065 | $974,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 10,000 | $970,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 65,666 | $950,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 930,684 | $949,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 84,109 | $858,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 63,332 | $845,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 83,332 | $827,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 21,650 | $795,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 42,200 | $789,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 75,000 | $764,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 70,000 | $687,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 72,725 | $668,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 64,999 | $642,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 56,001 | $571,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 54,045 | $555,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 51,000 | $520,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 50,400 | $503,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 48,264 | $498,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 50,000 | $497,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 49,998 | $495,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 47,800 | $493,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 50,000 | $492,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 17,900 | $482,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,000 | $466,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 377,991 | $454,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 45,100 | $453,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,405 | $418,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 68,500 | $410,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 39,833 | $404,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 29,168 | $381,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 17,194 | $373,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 10,877 | $371,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 318,098 | $334,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 1,636,534 | $328,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 224,825 | $324,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 458,333 | $321,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 23,920 | $304,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 32,896 | $304,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 29,951 | $303,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 76,193 | $302,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 17,230 | $295,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 19,898 | $293,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 40,234 | $292,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 10,239 | $291,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,923 | $283,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,121 | $281,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,974 | $279,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,170 | $279,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,397 | $278,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,638 | $276,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,017 | $276,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,948 | $276,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,184 | $275,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 927 | $275,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,739 | $275,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,222 | $274,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,618 | $274,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,999 | $274,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,477 | $274,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,510 | $273,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,196 | $273,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,114 | $273,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,761 | $273,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,659 | $273,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,839 | $273,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,757 | $273,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,238 | $273,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 26,842 | $273,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,415 | $272,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,588 | $272,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,269 | $272,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,224 | $272,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,986 | $271,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,876 | $271,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,425 | $271,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,512 | $271,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,865 | $271,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,280 | $271,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,669 | $271,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,816 | $271,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,394 | $271,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,671 | $270,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,298 | $270,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 936 | $270,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,524 | $270,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,529 | $270,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 8,400 | $270,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 974 | $269,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,428 | $269,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 990 | $269,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,938 | $269,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,098 | $269,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,361 | $269,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,168 | $269,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,027 | $269,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,266 | $268,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,239 | $268,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,930 | $268,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,678 | $268,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,800 | $268,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,378 | $267,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,207 | $267,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,892 | $267,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,062 | $267,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,785 | $267,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,966 | $267,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,500 | $267,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,517 | $267,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 153 | $266,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,664 | $266,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,107 | $266,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,029 | $266,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 598 | $266,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,355 | $266,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,693 | $265,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,823 | $265,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,541 | $265,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,962 | $265,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,452 | $265,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,139 | $265,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,087 | $264,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,216 | $264,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,826 | $264,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,109 | $263,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 355,050 | $263,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,765 | $262,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,738 | $262,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 600,000 | $262,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,245 | $261,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,253 | $260,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 681 | $259,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,964 | $258,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,530 | $258,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 25,000 | $257,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 210 | $256,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 210 | $256,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,831 | $256,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,673 | $256,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,553 | $255,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 18,383 | $254,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,120 | $251,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,246 | $248,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,980 | $248,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,889 | $243,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 1,264,354 | $240,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,686 | $239,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,803 | $235,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 277,000 | $233,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 245,000 | $228,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,450 | $223,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 14,150 | $212,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,906 | $204,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 41,713 | $193,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 253,317 | $193,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 30,222 | $188,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,793 | $185,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 226,538 | $179,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 147,000 | $176,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 233,333 | $175,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 199,900 | $172,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,271 | $171,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 23,687 | $170,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 169,023 | $169,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,076 | $168,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 168,400 | $168,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 125,000 | $168,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 27,057 | $167,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 300,000 | $163,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 12,427 | $162,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,820 | $161,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,112 | $160,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,033 | $160,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,397 | $160,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,064 | $160,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,389 | $159,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,525 | $158,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 15,666 | $155,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 16,970 | $154,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,300 | $154,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,797 | $151,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,595 | $151,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,200 | $144,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 313,456 | $144,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 166,666 | $142,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 17,100 | $141,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 13,600 | $140,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 30,900 | $140,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 24,700 | $139,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 24,300 | $139,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 581,025 | $139,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,700 | $138,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,300 | $138,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 15,100 | $137,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 13,000 | $137,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18,400 | $137,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,600 | $137,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 17,800 | $137,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 18,900 | $137,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 21,900 | $136,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,200 | $136,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,800 | $136,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 22,300 | $135,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 31,100 | $135,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 13,000 | $135,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 12,200 | $135,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 10,900 | $135,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 13,800 | $134,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 12,500 | $134,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 390,800 | $133,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 35,600 | $132,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 24,787 | $130,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 86,333 | $129,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 83,333 | $125,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,674 | $124,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,100 | $124,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 10,886 | $123,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 166,666 | $123,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10,600 | $121,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 838,000 | $120,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 11,826 | $119,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 88,043 | $114,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 13,349 | $108,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 36,700 | $108,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 14,497 | $107,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,832 | $105,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 13,450 | $105,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,985 | $104,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 26,922 | $104,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 29,141 | $99,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,466 | $99,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,000 | $98,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 1,318,062 | $92,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 475,000 | $90,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 238,021 | $90,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 250,000 | $88,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,800 | $87,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,100 | $81,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 22,466 | $81,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 11,700 | $78,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,055 | $76,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 300,000 | $75,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 343,000 | $75,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 25,159 | $74,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 39,672 | $74,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,550 | $69,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 201,901 | $67,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 26,375 | $63,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 66,666 | $63,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,800 | $61,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 100,000 | $61,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 45,667 | $59,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 15,300 | $54,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 25,000 | $50,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 66,666 | $50,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 21,400 | $47,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 50,000 | $42,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,299 | $38,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 475,000 | $38,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 21,400 | $33,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 33,516 | $27,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 27,000 | $27,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 35,400 | $27,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 33,018 | $25,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 16,666 | $25,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 127,000 | $23,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 25,000 | $23,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 56,181 | $22,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,368 | $19,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 12,334 | $19,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 211,700 | $19,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 25,000 | $15,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 37,834 | $12,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 25,000 | $11,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 15,000 | $9,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,436 | $8,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 21,490 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-19-000067 | this filing | 2019-11-14 | acceptance time not in the bulk data set |