13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 353 holding rows worth $1,648,110,000.
- Accession
- 0001357550-19-000062
- Filer
- CIK 1357550
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 353 entries on the cover page, a total value of $1,648,110,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,648,111,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 146,008,000 | $130,017,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 2,502,100 | $125,831,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,076,079 | $74,648,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 25,716,000 | $65,502,000 | thousands by filing date | principal |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 667,205 | $61,763,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 60,518,000 | $58,952,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 30,632,000 | $53,978,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 835,000 | $51,695,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,317,500 | $48,550,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 550,000 | $42,526,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 133,500 | $39,116,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 234,000 | $37,226,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 460,000 | $35,567,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 10,225,000 | $31,105,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 862,600 | $27,655,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $23,948,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 235,298 | $22,323,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,882,725 | $22,009,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 803,418 | $19,941,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 850,000 | $19,440,000 | thousands by filing date | put |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,929,951 | $19,300,000 | thousands by filing date | |
| IQIYI INC | G4939KAA4 | DEBT 3.75012/0 | 17,000,000 | $18,768,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 130,000 | $17,867,000 | thousands by filing date | put |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 454,100 | $17,233,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 1,608,075 | $16,161,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 77,853 | $14,618,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 195,436 | $14,490,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1,355,260 | $13,919,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 97,900 | $13,455,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,316,048 | $13,358,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 971,734 | $13,143,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 7,500,000 | $12,758,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 173,100 | $11,239,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 1,084,784 | $11,173,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 1,141,799 | $11,098,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 6,000,000 | $10,075,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 254,500 | $9,747,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641106 | CL A | 976,999 | $9,545,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 146,600 | $9,340,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 886,000 | $9,197,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 757,860 | $7,934,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 7,500,000 | $7,746,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,500,000 | $7,672,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 299,000 | $7,642,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 477,266 | $7,111,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100,568 | $7,096,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 88,100 | $6,812,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 622,000 | $6,363,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 642,044 | $6,318,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 122,000 | $6,293,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 602,892 | $6,270,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 583,306 | $6,131,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 5,000,000 | $5,881,000 | thousands by filing date | principal |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 568,108 | $5,687,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 130,000 | $5,684,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 43,900 | $5,558,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 148,882 | $5,443,000 | thousands by filing date | |
| RH | 74967X103 | COM | 46,900 | $5,422,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 154,000 | $5,384,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 515,262 | $5,323,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 500,312 | $5,218,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 507,070 | $5,101,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 500,000 | $5,075,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 92,000 | $5,030,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 117,000 | $4,957,000 | thousands by filing date | put |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 499,998 | $4,875,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 490,000 | $4,826,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 474,323 | $4,810,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 475,000 | $4,760,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 471,364 | $4,619,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 445,000 | $4,539,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 457,834 | $4,537,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 450,999 | $4,533,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 461,252 | $4,497,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 21,500 | $4,266,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 414,246 | $4,217,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 413,339 | $4,150,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 426,062 | $4,150,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 1,944,900 | $3,929,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 47,054 | $3,868,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 370,000 | $3,711,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 83,133 | $3,684,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 349,045 | $3,543,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP SHS | G4887W110 | Common Stock | 347,500 | $3,540,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 353,231 | $3,522,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 16,891 | $3,442,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,350,000 | $3,442,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 344,740 | $3,413,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 334,720 | $3,404,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 341,016 | $3,390,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,000,000 | $3,374,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 281,796 | $3,243,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 1,650,000 | $3,218,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,225,000 | $3,047,000 | thousands by filing date | principal |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 302,300 | $3,044,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 485,100 | $2,974,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 2,500,000 | $2,953,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP | 90069K104 | COM | 288,992 | $2,861,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,676,643 | $2,834,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 282,910 | $2,801,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 180,281 | $2,794,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 278,581 | $2,791,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 275,000 | $2,778,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,100 | $2,505,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A108 | COM | 249,000 | $2,438,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 511,811 | $2,431,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 226,780 | $2,313,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 25,000 | $2,311,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 184,005 | $2,085,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 204,010 | $2,081,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 200,000 | $2,010,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 203,998 | $1,983,000 | thousands by filing date | |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 3,600,000 | $1,967,000 | thousands by filing date | principal |
| Q2 HLDGS INC COM | 74736L109 | Stock | 25,300 | $1,932,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 189,500 | $1,772,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 147,400 | $1,670,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 75,102 | $1,666,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 159,245 | $1,592,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 155,199 | $1,588,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 145,270 | $1,472,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,500,000 | $1,449,000 | thousands by filing date | principal |
| OPES ACQUISITION CORP | 68373P100 | COM | 138,410 | $1,426,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 92,750 | $1,308,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 200,000 | $1,306,000 | thousands by filing date | put |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 128,828 | $1,293,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 382,312 | $1,277,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 121,267 | $1,245,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 120,000 | $1,182,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,878 | $1,136,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 60,000 | $1,132,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 930,684 | $1,005,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 100,000 | $1,000,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 604,212 | $998,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 97,252 | $994,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 94,065 | $985,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 63,332 | $877,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 84,109 | $850,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 83,332 | $814,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 75,000 | $761,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 93,480 | $749,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 318,098 | $636,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 45,360 | $600,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 56,327 | $572,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 56,001 | $565,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 399,900 | $556,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 23,398 | $536,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 50,000 | $511,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 51,000 | $510,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 50,000 | $502,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 50,000 | $492,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C102 | COM | 50,000 | $490,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 50,000 | $488,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 47,800 | $480,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 34,800 | $445,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 68,245 | $445,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 355,050 | $444,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 84,598 | $433,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 40,070 | $405,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 40,150 | $393,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,086 | $384,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 44,268 | $369,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,412 | $354,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 31,050 | $333,000 | thousands by filing date | |
| HEALTH SCIENCES ACQUSTN CORP | 42227C110 | *W EXP 04/01/202 | 300,000 | $300,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 11,537 | $286,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 26,842 | $269,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,290 | $263,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 18,383 | $263,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 25,000 | $255,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,700 | $254,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,545 | $252,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 58,490 | $251,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,140 | $247,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,485 | $246,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,000 | $243,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,461 | $242,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,788 | $241,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,488 | $240,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 1,136,534 | $239,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,342 | $228,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,531 | $228,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 245,000 | $228,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 600,000 | $228,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,642 | $224,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 166,666 | $223,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,213 | $222,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,614 | $221,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 978 | $221,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 747 | $220,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,542 | $220,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,209 | $220,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,052 | $219,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,067 | $219,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,980 | $219,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 32,100 | $219,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 233,333 | $219,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,901 | $218,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,098 | $217,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,487 | $215,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 459 | $215,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,005 | $214,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,548 | $214,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 807 | $213,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 755 | $213,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,478 | $213,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,592 | $213,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,745 | $213,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,229 | $213,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,869 | $212,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,040 | $211,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 42,032 | $211,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 1,111,762 | $211,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,137 | $210,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,083 | $210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 793 | $210,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,501 | $210,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,145 | $210,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,223 | $210,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,209 | $210,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,030 | $210,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,114 | $209,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,232 | $209,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,806 | $209,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,854 | $209,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 110 | $208,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,192 | $208,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,554 | $208,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,267 | $208,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 872 | $208,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,899 | $208,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 570 | $207,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,729 | $207,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,051 | $206,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,930 | $206,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,545 | $206,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,738 | $206,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,047 | $206,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,321 | $206,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,954 | $206,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,723 | $205,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,872 | $205,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,567 | $205,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,060 | $205,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,643 | $204,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,024 | $204,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,261 | $204,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,276 | $204,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,345 | $203,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,469 | $203,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,460 | $203,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,546 | $203,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,648 | $203,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,356 | $203,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,744 | $203,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,407 | $202,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,985 | $202,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,794 | $201,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,803 | $201,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,378 | $200,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 253,317 | $198,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 32,141 | $196,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 10,690 | $188,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 25,893 | $187,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 15,335 | $180,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 15,290 | $176,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,072 | $175,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,408 | $170,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 275,000 | $170,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 30,944 | $169,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 125,000 | $169,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,069 | $165,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,006 | $164,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 14,334 | $164,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 15,772 | $163,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,532 | $162,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,797 | $161,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 11,779 | $161,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 16,989 | $160,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 11,981 | $159,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,256 | $159,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 1,118,062 | $157,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,881 | $155,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,427 | $155,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 21,452 | $155,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,595 | $154,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,171 | $151,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 12,309 | $148,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 19,494 | $143,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 84,063 | $143,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 166,666 | $142,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 483,773 | $126,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 86,333 | $125,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 12,700 | $122,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 96,793 | $121,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 13,680 | $119,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 168,400 | $118,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 390,800 | $117,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 49,647 | $110,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 141,466 | $99,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 60,407 | $91,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,371 | $88,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 94,999 | $85,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 500,000 | $85,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10,511 | $82,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 12,612 | $80,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 15,408 | $75,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 300,000 | $75,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 238,021 | $74,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 49,700 | $72,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 18,599 | $72,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 25,159 | $72,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 250,000 | $72,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 19,927 | $71,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 16,372 | $71,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 100,000 | $70,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,311 | $68,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 19,537 | $68,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 136,841 | $67,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 19,515 | $65,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W136 | RIGHT 11/02/2023 | 343,000 | $63,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,093 | $61,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,200 | $61,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 201,901 | $61,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 101,315 | $61,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,673 | $60,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 66,666 | $57,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 25,568 | $56,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 643,000 | $51,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 18,699 | $47,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 35,400 | $42,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 12,650 | $39,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 56,181 | $39,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 27,600 | $36,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 21,400 | $33,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 127,000 | $32,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 24,825 | $31,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 211,700 | $30,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,208 | $29,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 33,516 | $29,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 27,000 | $27,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 33,333 | $27,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 19,368 | $24,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 33,018 | $23,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 12,334 | $19,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 25,000 | $18,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 12,936 | $16,000 | thousands by filing date | |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 29,000 | $13,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 25,000 | $12,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 15,000 | $9,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 25,000 | $9,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 37,834 | $8,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 20,000 | $7,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 21,490 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-19-000062 | this filing | 2019-08-14 | acceptance time not in the bulk data set |