13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 288 holding rows worth $1,175,877,000.
- Accession
- 0001357550-19-000052
- Filer
- CIK 1357550
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 288 entries on the cover page, a total value of $1,175,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,175,877,000 with VALUE read as thousands by filing date, 13F file number 028-12911. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 134,208,000 | $99,699,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 32,487,000 | $50,933,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 590,000 | $45,229,000 | thousands by filing date | call |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 33,562,000 | $44,544,000 | thousands by filing date | principal |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 3,933,795 | $40,203,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,017,500 | $36,833,000 | thousands by filing date | put |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 35,968,000 | $35,317,000 | thousands by filing date | principal |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 3,285,546 | $33,743,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 1,910,179 | $28,067,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 2,636,010 | $26,149,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,104,907 | $26,101,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $24,380,000 | thousands by filing date | put |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 2,316,048 | $23,207,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 11,755,000 | $23,078,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 2,000,000 | $23,000,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 80,000 | $22,598,000 | thousands by filing date | put |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 2,039,045 | $20,554,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 4,907,000 | $19,736,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P100 | COM CL A | 1,890,424 | $19,377,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,868,282 | $19,355,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,874,000 | $19,265,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 122,444 | $17,459,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 190,700 | $16,599,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 325,000 | $16,224,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 2,233,456 | $16,042,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 1,531,280 | $15,466,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 1,422,420 | $14,509,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,117,584 | $13,847,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 1,349,000 | $13,760,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1,305,870 | $13,333,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 9,066,000 | $12,855,000 | thousands by filing date | principal |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 1,067,860 | $11,095,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,064,267 | $10,685,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,047,138 | $10,670,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 10,299,000 | $10,241,000 | thousands by filing date | principal |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 970,141 | $9,653,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 414,815 | $9,624,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 842,030 | $9,372,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 92,500 | $9,117,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,500,000 | $7,867,000 | thousands by filing date | principal |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 784,700 | $7,769,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 111,561 | $7,709,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 7,500,000 | $7,388,000 | thousands by filing date | principal |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 8,250,000 | $6,708,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 295,000 | $6,614,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 631,801 | $6,261,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 89,600 | $5,924,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 355,316 | $5,809,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 181,000 | $5,743,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 79,571 | $5,613,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 548,051 | $5,475,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 526,842 | $5,258,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 200,000 | $5,206,000 | thousands by filing date | put |
| PLURALSIGHT INC | 72941B106 | COM CL A | 154,000 | $4,888,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,992,000 | $4,875,000 | thousands by filing date | principal |
| RH | 74967X103 | COM | 46,900 | $4,828,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 1,946,000 | $4,809,000 | thousands by filing date | principal |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 475,000 | $4,745,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 115,200 | $4,391,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 105,000 | $4,304,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 288,655 | $4,235,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 4,100,000 | $4,115,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 400,000 | $3,932,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 365,013 | $3,873,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 20,000 | $3,791,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 364,800 | $3,586,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 35,231 | $3,511,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 335,499 | $3,429,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 338,484 | $3,398,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 90,339 | $3,364,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 331,898 | $3,342,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 324,314 | $3,305,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,225,000 | $3,230,000 | thousands by filing date | principal |
| Collier Creek Holdings | G22707106 | COM | 300,000 | $2,988,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 290,379 | $2,910,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 183,557 | $2,848,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 271,407 | $2,804,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 106,000 | $2,759,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 223,203 | $2,656,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 258,999 | $2,564,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,500,000 | $2,479,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,100 | $2,375,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 100,000 | $2,317,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 304,600 | $2,241,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 71,800 | $2,084,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 204,010 | $2,056,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 125,415 | $1,995,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 600,000 | $1,968,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 27,231 | $1,903,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 47,484 | $1,731,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 77,791 | $1,730,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 58,000 | $1,697,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 65,467 | $1,647,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 158,539 | $1,582,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 150,450 | $1,541,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 453,101 | $1,536,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 138,973 | $1,401,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 128,828 | $1,272,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 125,000 | $1,255,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 118,910 | $1,207,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 100,000 | $1,018,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 10,000 | $890,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 84,109 | $834,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 139,285 | $829,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 33,883 | $717,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 56,327 | $567,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 36,013 | $542,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 318,098 | $493,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 48,862 | $466,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 48,100 | $460,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 32,925 | $445,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 45,823 | $418,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 38,700 | $418,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 30,858 | $405,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 23,143 | $396,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 31,700 | $381,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 37,170 | $379,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 39,264 | $377,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,271 | $367,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,888 | $359,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 750,000 | $356,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 24,569 | $347,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 41,600 | $347,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 28,444 | $338,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 26,300 | $325,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 96,400 | $300,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 26,400 | $273,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 18,383 | $268,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,820 | $258,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 4,249 | $252,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,820 | $246,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 22,830 | $245,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 8,870 | $245,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 34,802 | $239,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,620 | $238,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,488 | $237,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 4,095 | $233,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,747 | $231,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,485 | $229,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 66,188 | $225,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 922 | $223,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,154 | $219,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,216 | $219,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 281,200 | $219,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,752 | $217,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,238 | $216,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,130 | $216,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,299 | $215,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 120 | $214,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,813 | $214,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,369 | $214,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,080 | $214,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,665 | $214,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,616 | $213,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,734 | $213,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,063 | $213,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,949 | $212,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 972 | $212,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,019 | $212,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,067 | $211,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 787 | $210,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 895 | $210,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,872 | $210,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,076 | $210,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,314 | $209,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,921 | $209,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,946 | $209,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,000 | $209,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,527 | $209,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,148 | $209,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,442 | $208,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,082 | $208,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,813 | $208,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,394 | $208,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,333 | $208,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,287 | $208,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,469 | $207,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,869 | $207,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 839 | $207,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,311 | $207,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 687 | $207,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,658 | $207,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,834 | $207,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,479 | $206,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,329 | $206,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,842 | $206,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,883 | $206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,510 | $206,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,514 | $206,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,146 | $205,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,991 | $205,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 173 | $204,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 174 | $204,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,460 | $204,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,526 | $204,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,988 | $204,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,407 | $203,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,209 | $203,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,226 | $203,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 13,796 | $203,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 476 | $203,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,005 | $202,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,643 | $202,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,410 | $202,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,658 | $202,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 35,092 | $202,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,100 | $202,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,774 | $201,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,723 | $201,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,794 | $201,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,060 | $201,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,806 | $201,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,109 | $201,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,901 | $200,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,800 | $176,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 12,755 | $174,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,505 | $174,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 11,999 | $171,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 29,714 | $168,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 19,386 | $167,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 43,391 | $164,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,635 | $158,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 14,540 | $157,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 10,571 | $156,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,504 | $156,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 29,032 | $154,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,196 | $153,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,743 | $153,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 11,271 | $153,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,744 | $151,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 96,793 | $151,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 14,216 | $148,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,286 | $147,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,259 | $145,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,049 | $141,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 25,933 | $138,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 11,882 | $136,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,830 | $135,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,400 | $134,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 18,609 | $131,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,221 | $130,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 20,290 | $128,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,058 | $128,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 21,122 | $128,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 86,333 | $126,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 29,877 | $125,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,718 | $116,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 104,505 | $116,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 21,385 | $113,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 32,516 | $113,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 17,300 | $112,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 24,958 | $106,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,356 | $104,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 20,574 | $102,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,378 | $98,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 18,741 | $98,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 86,666 | $95,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 13,193 | $93,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 17,151 | $93,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,518 | $87,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 275,000 | $83,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 13,093 | $81,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 290,800 | $80,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,915 | $74,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 382,773 | $73,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 46,800 | $67,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 37,314 | $65,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 238,021 | $65,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,301 | $61,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,057 | $60,000 | thousands by filing date | |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 50,000 | $60,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 200,000 | $56,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 52,356 | $54,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 300,000 | $51,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 44,269 | $48,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 100,000 | $46,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 21,126 | $41,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 38,416 | $38,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 56,181 | $38,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 30,234 | $37,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 75,000 | $33,000 | thousands by filing date | |
| ORGANOGENESIS HLDGS INC | 68621F110 | *W EXP 10/07/202 | 100,000 | $29,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 211,700 | $25,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 30,000 | $22,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 26,700 | $19,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,095 | $14,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,989 | $10,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 21,490 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-19-000052 | this filing | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001357550-19-000054 | base | 2019-05-17 | acceptance time not in the bulk data set |