13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 454 holding rows worth $1,421,937,000.
- Accession
- 0001357550-19-000015
- Filer
- CIK 1357550
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 454 entries on the cover page, a total value of $1,421,937,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,421,937,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 144,208,000 | $90,617,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 220,000 | $73,216,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 43,987,000 | $67,970,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 49,817,000 | $52,818,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 45,568,000 | $43,119,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 36,340,000 | $40,295,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 17,750,000 | $38,696,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 36,016,000 | $37,521,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 26,492,000 | $36,814,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $23,544,000 | thousands by filing date | put |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 2,233,456 | $22,558,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 2,126,138 | $21,198,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 2,090,424 | $20,967,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $20,840,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 80,000 | $19,994,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,475,000 | $19,488,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 781,500 | $19,256,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 772,255 | $19,136,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,882,510 | $18,919,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,874,000 | $18,890,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,836,891 | $18,608,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 16,000,000 | $17,881,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 500,000 | $17,115,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 220,000 | $16,487,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 609,551 | $15,629,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 15,500,000 | $15,190,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,357,002 | $13,841,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1,305,870 | $13,111,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,286,727 | $12,636,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,264,800 | $12,446,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 555,000 | $12,388,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 1,232,181 | $12,100,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 1,199,999 | $11,964,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 67,775 | $11,781,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,208,248 | $11,780,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 69,700 | $11,628,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,577,087 | $11,607,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 1,190,314 | $11,487,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 208,722 | $10,200,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 994,537 | $9,965,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 410,329 | $9,532,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 482,632 | $9,493,000 | thousands by filing date | |
| FLUIDIGM CORP DEL | 34385PAD0 | NOTE 2.750 2/0 | 8,000,000 | $9,165,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 888,000 | $9,084,000 | thousands by filing date | |
| Verastem Inc 5.00 per cent 11-2048 | 92337CAA2 | NOTE 5.000%11/0 | 11,250,000 | $9,047,000 | thousands by filing date | principal |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 877,774 | $8,690,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 866,800 | $8,495,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,667 | $8,413,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 826,875 | $8,327,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 789,921 | $7,978,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 408,513 | $7,676,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 183,200 | $7,420,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 756,867 | $7,342,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,100,584 | $7,341,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 453,751 | $7,310,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,000,000 | $6,996,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP | 17142R103 | COM CL A | 730,700 | $6,978,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 200,000 | $6,712,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 679,539 | $6,693,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 631,801 | $6,097,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 618,800 | $6,002,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 122,400 | $5,982,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 588,637 | $5,802,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 425,310 | $5,333,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 539,567 | $5,331,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 231,238 | $4,868,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 107,771 | $4,852,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 479,399 | $4,832,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 476,624 | $4,671,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 152,000 | $4,593,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 461,210 | $4,580,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 209,000 | $4,408,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 405,839 | $4,140,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 772,726 | $4,003,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 373,525 | $3,661,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,090,000 | $3,651,000 | thousands by filing date | principal |
| II VI INC | 902104108 | COM | 108,128 | $3,510,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 336,939 | $3,373,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 351,611 | $3,312,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 21,000 | $3,239,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,100 | $3,229,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 290,381 | $2,976,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 300,000 | $2,895,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 259,000 | $2,603,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 222,955 | $2,279,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,000,000 | $2,265,000 | thousands by filing date | principal |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 128,539 | $2,228,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 225,000 | $2,210,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 100,000 | $2,160,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 396,881 | $2,135,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 72,424 | $2,113,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 282,588 | $2,108,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 251,535 | $2,098,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 177,659 | $2,096,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 51,944 | $2,057,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 29,000 | $2,056,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 159,892 | $2,039,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 123,621 | $2,034,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 204,998 | $2,019,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 204,010 | $2,009,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 160,086 | $2,007,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 162,616 | $2,002,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 200,000 | $1,904,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 615,133 | $1,864,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 482,050 | $1,861,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 53,173 | $1,832,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000,000 | $1,775,000 | thousands by filing date | principal |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 87,414 | $1,727,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 178,000 | $1,709,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 126,059 | $1,692,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 177,476 | $1,572,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 152,794 | $1,558,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 197,970 | $1,538,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 150,450 | $1,504,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 81,451 | $1,491,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 142,083 | $1,478,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100,000 | $1,421,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 74,497 | $1,421,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 150,072 | $1,406,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 124,735 | $1,292,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 177,369 | $1,279,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 125,870 | $1,259,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 117,485 | $1,255,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 89,583 | $1,252,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 108,800 | $1,216,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 95,535 | $1,153,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 118,959 | $1,134,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 60,389 | $1,103,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 39,778 | $1,093,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 105,747 | $1,082,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 84,288 | $1,064,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 55,416 | $1,052,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 169,701 | $1,045,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 280,434 | $1,038,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R111 | *W EXP 09/11/202 | 1,177,750 | $1,025,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 56,775 | $1,019,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 61,327 | $987,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 72,217 | $978,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 91,137 | $960,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 135,560 | $957,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 76,444 | $939,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 100,716 | $935,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 77,211 | $919,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 110,447 | $897,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 151,697 | $889,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 43,816 | $876,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 74,874 | $872,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 221,959 | $859,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 78,268 | $826,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 64,993 | $816,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 42,573 | $807,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 69,097 | $793,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 57,664 | $777,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 69,040 | $769,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 75,000 | $766,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 37,757 | $752,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 144,911 | $752,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 24,000 | $744,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 112,608 | $738,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 58,066 | $735,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 39,350 | $730,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 74,021 | $723,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 46,669 | $717,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 34,767 | $713,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 55,900 | $700,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 54,124 | $693,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 24,240 | $677,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 53,899 | $676,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 84,780 | $666,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 48,755 | $657,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 130,318 | $649,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 65,223 | $649,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 61,142 | $647,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 50,927 | $646,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 32,398 | $645,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 63,973 | $645,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 56,897 | $638,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 45,235 | $637,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 39,596 | $632,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 45,252 | $624,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 40,234 | $617,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 46,100 | $614,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 50,027 | $613,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 41,372 | $603,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 29,771 | $602,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 51,240 | $597,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 76,079 | $594,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 25,197 | $593,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 39,564 | $589,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 33,025 | $588,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 55,105 | $575,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 127,082 | $572,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 35,158 | $567,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 59,477 | $567,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 68,500 | $567,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 93,340 | $566,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 43,397 | $565,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 42,033 | $562,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 67,890 | $561,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 40,933 | $558,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 56,327 | $558,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 111,688 | $556,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 46,524 | $551,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 26,328 | $536,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 64,933 | $534,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 47,813 | $530,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 53,280 | $526,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 45,353 | $524,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 26,354 | $522,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 57,534 | $519,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 46,000 | $514,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 43,856 | $508,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 41,087 | $507,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 70,509 | $506,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 67,890 | $504,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 39,668 | $502,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 17,583 | $500,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 32,945 | $483,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 33,403 | $476,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,811 | $466,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 30,825 | $466,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 37,580 | $456,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 33,074 | $454,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 27,689 | $454,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 40,388 | $452,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 34,201 | $443,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 32,017 | $431,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 42,229 | $429,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 63,163 | $428,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 101,847 | $423,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 39,990 | $418,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,000 | $415,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 43,093 | $405,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 32,917 | $399,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 37,587 | $394,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 83,829 | $393,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 38,515 | $389,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 26,747 | $385,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 30,160 | $382,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 27,659 | $381,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 36,334 | $378,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 43,086 | $373,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 36,001 | $371,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 29,489 | $371,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 30,833 | $368,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 52,745 | $368,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 26,411 | $366,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 47,342 | $357,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 150,000 | $357,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,629 | $356,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 39,642 | $354,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 17,476 | $354,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 27,009 | $350,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 33,973 | $347,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 27,000 | $347,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 21,766 | $345,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 23,962 | $343,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 27,134 | $343,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 29,700 | $336,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,763 | $335,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 39,457 | $329,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 25,900 | $323,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 43,006 | $318,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 20,640 | $316,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 28,670 | $314,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 144,159 | $313,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 23,587 | $310,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 38,829 | $309,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 16,288 | $306,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 16,488 | $306,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 30,000 | $305,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,277 | $304,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 6,188 | $299,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 26,731 | $296,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 26,737 | $296,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,686 | $294,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 40,664 | $294,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 11,011 | $293,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 15,522 | $292,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 43,673 | $292,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 41,783 | $288,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 72,344 | $283,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 27,407 | $280,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 22,300 | $272,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,637 | $271,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 27,552 | $271,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 20,342 | $270,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 13,508 | $264,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 56,496 | $262,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,021 | $261,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 25,238 | $259,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,300 | $259,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 26,733 | $258,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 23,641 | $256,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 19,840 | $256,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 96,400 | $256,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 10,033 | $254,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 28,696 | $250,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 40,617 | $250,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,435 | $249,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,761 | $248,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 55,232 | $248,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 26,832 | $247,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 25,000 | $246,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 17,746 | $244,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 73,048 | $242,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,522 | $241,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 35,345 | $240,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 25,000 | $240,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,692 | $239,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 18,383 | $234,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 54,298 | $232,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,061 | $231,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 22,132 | $230,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 16,112 | $226,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,162 | $224,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,069 | $222,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 14,643 | $218,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 29,121 | $217,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 37,693 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,754 | $216,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 17,205 | $214,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 22,925 | $212,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 11,548 | $212,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 41,187 | $210,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,400 | $210,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,475 | $210,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,270 | $209,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 24,944 | $206,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 15,609 | $202,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,811 | $202,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 16,713 | $201,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 17,200 | $200,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,631 | $199,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 26,390 | $195,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,082 | $189,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 23,847 | $186,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 17,133 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 14,704 | $185,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,113 | $181,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 13,600 | $181,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 18,300 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,610 | $172,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,269 | $172,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 21,126 | $172,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 38,768 | $170,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,040 | $168,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 59,210 | $164,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 14,824 | $162,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,054 | $160,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 19,487 | $160,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 31,887 | $158,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,983 | $158,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,790 | $157,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 16,550 | $157,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,218 | $156,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,304 | $155,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 22,596 | $155,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,411 | $154,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,402 | $152,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 10,485 | $152,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 11,299 | $151,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,957 | $151,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,400 | $149,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,152 | $147,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 14,510 | $147,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,067 | $146,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 26,441 | $145,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 14,490 | $145,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 12,411 | $142,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 11,388 | $141,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 51,686 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,969 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,625 | $138,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 29,900 | $138,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,259 | $137,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 29,032 | $136,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 10,459 | $136,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 382,773 | $134,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,482 | $133,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 33,494 | $132,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,816 | $127,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 12,478 | $126,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 12,006 | $125,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 25,140 | $122,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 10,209 | $121,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,983 | $118,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,221 | $116,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 288,021 | $115,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,392 | $114,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 13,400 | $113,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,484 | $109,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 25,955 | $108,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,531 | $102,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 13,292 | $101,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,959 | $99,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 11,934 | $99,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,236 | $97,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,722 | $91,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,746 | $84,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 17,047 | $84,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 86,666 | $84,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,444 | $81,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 43,437 | $79,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 300,000 | $78,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,173 | $77,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 16,079 | $77,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 40,541 | $75,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 15,499 | $74,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 23,524 | $74,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 52,356 | $74,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 29,106 | $73,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 13,871 | $71,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,933 | $70,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,201 | $69,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,650 | $69,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 14,348 | $68,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,179 | $68,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 11,513 | $67,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 39,207 | $66,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 14,900 | $65,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,420 | $63,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,079 | $61,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 11,083 | $61,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 100,000 | $60,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 57,243 | $57,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 48,346 | $57,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 16,140 | $56,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 13,650 | $56,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 11,909 | $56,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 20,841 | $55,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,606 | $55,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 18,996 | $55,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 14,779 | $53,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 21,520 | $52,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 14,312 | $52,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 56,181 | $47,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,090 | $46,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 14,362 | $45,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 30,234 | $44,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,381 | $42,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 47,491 | $42,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,800 | $41,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 38,416 | $41,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 200,000 | $40,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 12,262 | $37,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 223,600 | $34,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 75,000 | $26,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 16,333 | $21,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 10,900 | $19,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,989 | $13,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,095 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $3,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 21,490 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-19-000015 | this filing | 2019-02-14 | acceptance time not in the bulk data set |