13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 197 holding rows worth $1,301,085,000.
- Accession
- 0001357550-18-000035
- Filer
- CIK 1357550
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 197 entries on the cover page, a total value of $1,301,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,301,085,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 56,801,000 | $79,194,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 43,987,000 | $66,098,000 | thousands by filing date | principal |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 40,571,000 | $62,743,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 49,817,000 | $60,727,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 36,408,000 | $56,341,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 67,393,000 | $46,462,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 19,650,000 | $43,531,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,700,000 | $36,618,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,717,197 | $31,737,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 22,749,000 | $28,903,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 28,191,000 | $28,575,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 27,058,000 | $28,040,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $27,308,000 | thousands by filing date | put |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 15,000,000 | $24,429,000 | thousands by filing date | principal |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 2,356,100 | $23,914,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 80,000 | $23,258,000 | thousands by filing date | put |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 2,282,051 | $23,140,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 781,500 | $23,023,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,450,000 | $21,928,000 | thousands by filing date | put |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 2,307,600 | $21,922,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $20,234,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 772,255 | $20,063,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 11,171,000 | $17,737,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 15,552,000 | $17,185,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 160,100 | $16,908,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 16,250,000 | $16,816,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,718,000 | $15,718,000 | thousands by filing date | principal |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 1,541,773 | $14,955,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 609,551 | $14,123,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 1,450,000 | $13,848,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 113,800 | $13,760,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 195,869 | $13,343,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,325,460 | $13,334,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,300,000 | $12,766,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 955,500 | $12,368,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,180,727 | $11,418,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,021,750 | $9,778,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 982,181 | $9,586,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 275,000 | $9,538,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 400,082 | $9,150,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 842,500 | $8,181,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 800,000 | $8,128,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 8,000,000 | $7,999,000 | thousands by filing date | principal |
| GIGCAPITAL INC | 37518N106 | COM | 789,921 | $7,883,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,000,000 | $7,781,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P100 | COM CL A | 764,602 | $7,432,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,800,000 | $7,354,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 702,867 | $6,853,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 39,974 | $6,700,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 670,864 | $6,648,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 6,737,000 | $6,421,000 | thousands by filing date | principal |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 650,000 | $6,188,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,500,000 | $6,176,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 17,500 | $5,958,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 5,000 | $5,394,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 525,304 | $5,258,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 520,965 | $5,132,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 150,000 | $4,988,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 484,701 | $4,895,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 485,000 | $4,758,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 86,300 | $4,537,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19,402 | $4,370,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 224,000 | $4,148,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 405,839 | $4,099,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,590,000 | $4,080,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 147,000 | $4,022,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 390,000 | $3,925,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 400,000 | $3,824,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 391,624 | $3,779,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 283,200 | $3,512,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 343,067 | $3,321,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 302,000 | $3,132,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 300,000 | $3,072,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 300,000 | $2,955,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 299,800 | $2,910,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 615,133 | $2,891,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 259,000 | $2,647,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 299,993 | $2,634,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 266,250 | $2,596,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 261,827 | $2,532,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,100 | $2,418,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 459,013 | $2,410,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 138,292 | $2,372,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 100,000 | $2,090,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 212,000 | $2,056,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,000 | $1,893,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,000 | $1,852,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 32,565 | $1,841,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 175,000 | $1,718,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 175,000 | $1,683,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 173,525 | $1,666,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 15,000 | $1,619,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 160,000 | $1,557,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 148,200 | $1,503,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 142,482 | $1,455,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 49,637 | $1,260,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 24,000 | $1,248,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 83,625 | $1,129,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,372 | $1,018,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,865 | $967,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 525,000 | $966,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 121,807 | $963,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 35,000 | $933,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,983 | $928,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 103,207 | $878,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 78,268 | $837,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,070 | $778,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 75,000 | $769,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 75,000 | $764,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,808 | $734,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 73,245 | $719,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,249 | $708,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,602 | $698,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 23,900 | $637,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,208 | $628,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,150 | $577,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,462 | $575,000 | thousands by filing date | |
| FLUIDIGM CORP DEL | 34385PAD0 | NOTE 2.750 2/0 | 500,000 | $554,000 | thousands by filing date | principal |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 49,000 | $509,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 50,000 | $487,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,000 | $473,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 43,500 | $415,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 38,720 | $385,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,814 | $378,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,620 | $370,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,624 | $364,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,616 | $359,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 18,906 | $337,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 22,455 | $327,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 30,000 | $305,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 3,658 | $289,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 18,383 | $288,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 480,300 | $288,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,018 | $275,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,306 | $269,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 84,415 | $262,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,847 | $255,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 9,552 | $254,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 25,000 | $249,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 25,000 | $244,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 25,000 | $240,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,102 | $237,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 571 | $231,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 20,118 | $227,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,460 | $215,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,855 | $208,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,903 | $206,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 919 | $205,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,346 | $202,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,119 | $200,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 17,609 | $197,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 18,544 | $191,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,848 | $181,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 10,882 | $181,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,250 | $173,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 26,157 | $159,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,547 | $158,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,787 | $156,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 10,916 | $156,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 21,431 | $156,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,458 | $152,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 25,676 | $151,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 11,135 | $149,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,829 | $147,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,103 | $124,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,035 | $122,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 87,500 | $103,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 15,974 | $94,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 15,966 | $94,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,463 | $90,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 38,416 | $90,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 11,041 | $88,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 18,733 | $86,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,039 | $85,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,927 | $84,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,179 | $84,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,604 | $82,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 11,554 | $79,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,313 | $77,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 17,398 | $77,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,262 | $75,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 54,446 | $74,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,820 | $71,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $69,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 20,200 | $65,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 100,000 | $58,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 29,691 | $56,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 43,437 | $54,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 21,900 | $49,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,062 | $43,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 13,101 | $36,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 90,700 | $26,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $18,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 12,159 | $18,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,989 | $16,000 | thousands by filing date | |
| GABELLI CONV&INCOM SECS FD I | 36240B125 | RIGHT 10/17/2018 | 38,175 | $3,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 24,800 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-18-000035 | this filing | 2018-11-13 | acceptance time not in the bulk data set |