13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 201 holding rows worth $1,010,355,000.
- Accession
- 0001357550-18-000029
- Filer
- CIK 1357550
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 201 entries on the cover page, a total value of $1,010,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,010,355,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 49,817,000 | $62,316,000 | thousands by filing date | principal |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 468,719 | $57,184,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 23,150,000 | $52,366,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,700,000 | $41,344,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 23,013,000 | $34,406,000 | thousands by filing date | principal |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 28,673,000 | $31,153,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $27,084,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 41,143,000 | $26,153,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 14,500,000 | $24,787,000 | thousands by filing date | principal |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 2,282,051 | $22,889,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 781,500 | $22,030,000 | thousands by filing date | put |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 21,500,000 | $21,549,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $20,502,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 2,020,704 | $20,490,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 15,000,000 | $20,175,000 | thousands by filing date | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 755,259 | $19,818,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 11,476,000 | $19,394,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 12,213,000 | $16,781,000 | thousands by filing date | principal |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 1,600,000 | $16,064,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 819,384 | $16,060,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 11,100,000 | $14,846,000 | thousands by filing date | principal |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 14,250,000 | $14,527,000 | thousands by filing date | principal |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 1,376,118 | $13,624,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,325,460 | $13,056,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 1,230,499 | $12,379,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 1,269,800 | $12,241,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,200,000 | $12,036,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 6,506,000 | $11,812,000 | thousands by filing date | principal |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,200,000 | $11,700,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 955,500 | $10,760,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 805,677 | $10,095,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 877,665 | $10,093,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 306,667 | $9,660,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 275,000 | $9,570,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 950,000 | $9,566,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 9,593,000 | $9,265,000 | thousands by filing date | principal |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 947,000 | $9,252,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 899,159 | $8,866,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 789,921 | $7,789,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 7,000,000 | $7,698,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 100,000 | $7,456,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 719,701 | $7,175,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 715,443 | $7,104,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 293,174 | $6,813,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 685,000 | $6,686,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,000,000 | $6,142,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 611,510 | $5,919,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 575,040 | $5,555,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 188,100 | $5,440,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 519,415 | $5,173,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 520,965 | $5,090,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 478,600 | $4,858,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 462,750 | $4,558,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 450,000 | $4,545,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 141,491 | $4,543,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 3,000,000 | $4,254,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 413,943 | $4,181,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 34,512 | $4,180,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,400,000 | $4,117,000 | thousands by filing date | principal |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 405,839 | $4,034,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 391,624 | $3,764,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 12,635 | $3,705,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 27,141 | $3,647,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 250,000 | $3,565,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 348,000 | $3,334,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 309,300 | $3,161,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 317,067 | $3,057,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 308,364 | $3,044,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 306,250 | $3,007,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 3,000,000 | $2,955,000 | thousands by filing date | principal |
| OPES ACQUISITION CORP | 68373P100 | COM | 300,000 | $2,910,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 269,000 | $2,784,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 270,780 | $2,621,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 266,250 | $2,580,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 250,000 | $2,512,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,229,000 | $2,502,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 302,623 | $2,497,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,000 | $2,092,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 30,000 | $2,084,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 35,000 | $2,067,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,176,386 | $2,000,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 190,480 | $2,000,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 100,000 | $1,965,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,000 | $1,898,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 337,200 | $1,807,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 337,200 | $1,807,000 | thousands by filing date | put |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 175,000 | $1,759,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 150,000 | $1,528,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 152,358 | $1,521,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 1,175,000 | $1,504,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 138,252 | $1,385,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 1,000,000 | $1,323,000 | thousands by filing date | principal |
| WIX COM LTD SHS | M98068105 | Stock | 12,600 | $1,264,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,062,000 | $1,225,000 | thousands by filing date | principal |
| MINDBODY INC | 60255W105 | COM CL A | 28,750 | $1,110,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,050 | $1,098,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 155,640 | $1,089,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,372 | $903,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 90,432 | $883,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 75,000 | $811,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,865 | $773,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 75,000 | $761,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 74,898 | $756,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,983 | $749,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,070 | $713,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,220 | $692,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,249 | $687,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,808 | $647,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 48,581 | $598,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 33,703 | $591,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 1,000,000 | $571,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 96,692 | $570,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 25,800 | $518,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,150 | $515,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 19,963 | $513,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,000 | $499,000 | thousands by filing date | put |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 49,000 | $492,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 10,400 | $478,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 26,181 | $455,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 322,184 | $432,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,620 | $410,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,803 | $404,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 12,706 | $374,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,041 | $352,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,814 | $351,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,616 | $351,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 4,828 | $342,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,972 | $340,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,445 | $337,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 11,713 | $330,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 32,383 | $320,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,460 | $242,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,320 | $241,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 733,500 | $235,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 55,681 | $233,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 9,552 | $218,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,427 | $213,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 21,808 | $212,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 24,357 | $198,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,550 | $197,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 53,102 | $192,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 150,000 | $189,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,696 | $188,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 18,544 | $187,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 10,185 | $181,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,100 | $178,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 22,666 | $176,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 10,906 | $174,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,659 | $171,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 27,482 | $171,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 22,807 | $171,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,331 | $168,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,611 | $168,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,368 | $167,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 22,015 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,293 | $164,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,742 | $164,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,471 | $163,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 17,950 | $161,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 13,735 | $160,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,915 | $160,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,795 | $154,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 398,752 | $149,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 24,139 | $134,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 21,300 | $131,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,400 | $109,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 12,524 | $101,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 73,414 | $98,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,594 | $94,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 41,159 | $86,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 24,322 | $77,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 11,113 | $76,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,927 | $75,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 48,037 | $73,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 55,180 | $73,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 24,673 | $71,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 11,041 | $71,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,820 | $70,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 11,486 | $70,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $67,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 49,886 | $66,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 15,857 | $65,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,192 | $65,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 12,494 | $65,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 33,903 | $64,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 15,974 | $63,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 15,747 | $63,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,262 | $62,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,313 | $61,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 11,204 | $59,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 17,900 | $55,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,003 | $54,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,805 | $53,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,989 | $50,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,298 | $45,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 24,491 | $41,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 15,901 | $39,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $33,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 25,951 | $31,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 50,316 | $25,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 25,158 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-18-000029 | this filing | 2018-08-13 | acceptance time not in the bulk data set |