13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 228 holding rows worth $1,242,401,000.
- Accession
- 0001357550-18-000022
- Filer
- CIK 1357550
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 228 entries on the cover page, a total value of $1,242,401,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,242,401,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 9,567,429 | $126,481,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 65,232,000 | $88,697,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 720,248 | $83,765,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 500,000 | $58,150,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 49,817,000 | $57,222,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 16,353,000 | $54,154,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 23,150,000 | $48,903,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 33,173,000 | $41,950,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 32,730,000 | $36,163,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 51,143,000 | $30,396,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,700,000 | $29,053,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 781,500 | $23,437,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 300,000 | $22,635,000 | thousands by filing date | put |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 23,000,000 | $22,388,000 | thousands by filing date | principal |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 2,233,456 | $21,754,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 9,399,000 | $21,249,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $20,638,000 | thousands by filing date | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 779,959 | $19,795,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 162,588 | $19,276,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 1,588,758 | $15,586,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 1,294,293 | $14,871,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 9,750,000 | $13,736,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317303 | COM NEW | 144,700 | $13,686,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 10,000,000 | $13,301,000 | thousands by filing date | principal |
| UNION ACQUISITION CORP | G9366W101 | SHS | 1,337,500 | $12,813,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 1,131,401 | $11,201,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 1,133,771 | $10,907,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 90,000 | $10,670,000 | thousands by filing date | call |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,053,678 | $10,484,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,263,389 | $10,360,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,025,000 | $10,035,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 306,667 | $9,405,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 922,420 | $9,012,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 911,838 | $8,982,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 851,819 | $8,842,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 811,070 | $7,859,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 733,085 | $7,236,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 718,334 | $7,212,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 709,177 | $6,893,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 6,500,000 | $6,385,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 653,700 | $6,243,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 37,124 | $6,142,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 618,100 | $5,996,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 576,647 | $5,645,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 538,000 | $5,375,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 519,302 | $5,157,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 62,857 | $5,081,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 497,500 | $4,940,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 130,000 | $4,857,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 493,952 | $4,786,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 478,600 | $4,748,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 475,000 | $4,722,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 464,274 | $4,508,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 467,600 | $4,484,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 654,675 | $3,954,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 250,000 | $3,940,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 381,400 | $3,747,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 125,000 | $3,725,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 375,500 | $3,646,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 371,000 | $3,599,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 350,000 | $3,518,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 320,450 | $3,070,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 111,848 | $3,062,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 283,000 | $2,773,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 253,498 | $2,662,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 337,200 | $2,502,000 | thousands by filing date | put |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 250,000 | $2,400,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 181,627 | $2,399,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 50,000 | $2,394,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 156,678 | $2,319,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 200,000 | $2,170,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 337,000 | $2,064,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 30,400 | $2,049,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 190,480 | $2,038,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 210,000 | $2,016,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 100,000 | $1,895,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 1,650,000 | $1,813,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 57,963 | $1,636,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 182,742 | $1,581,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 262,337 | $1,535,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,504,000 | thousands by filing date | principal |
| CHEGG INC | 163092109 | COM | 72,400 | $1,496,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,000 | $1,470,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 150,000 | $1,470,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 620,712 | $1,465,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 102,441 | $1,358,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 133,326 | $1,205,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 61,235 | $1,193,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 191,242 | $1,172,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 111,200 | $1,100,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 147,856 | $1,078,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 122,089 | $1,066,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,372 | $1,014,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 63,088 | $992,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 1,000,000 | $984,000 | thousands by filing date | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 65,335 | $875,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 65,433 | $860,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,249 | $854,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,983 | $793,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,101 | $762,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 5,064 | $757,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 75,000 | $757,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 75,000 | $748,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 63,846 | $667,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 15,000 | $660,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 52,297 | $654,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,865 | $652,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,808 | $621,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,462 | $610,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 27,350 | $589,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 45,225 | $573,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 63,340 | $540,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 50,000 | $538,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 19,963 | $511,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 49,000 | $497,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 41,583 | $494,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 19,781 | $493,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,000 | $472,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 13,046 | $469,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 30,000 | $467,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 18,882 | $465,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,150 | $463,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,927 | $457,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,620 | $422,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 18,699 | $413,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 37,934 | $409,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,814 | $408,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 30,063 | $407,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,427 | $393,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 40,000 | $388,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,616 | $375,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 10,081 | $365,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,972 | $355,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 41,781 | $348,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 78,162 | $345,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,613 | $340,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 11,740 | $339,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 27,807 | $329,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 52,700 | $323,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,238 | $311,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,332 | $307,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 29,581 | $294,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,460 | $293,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,282 | $267,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,046 | $255,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 32,964 | $254,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 25,000 | $245,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,274 | $234,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 25,349 | $230,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 19,151 | $228,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,763 | $228,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,899 | $226,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 15,078 | $219,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 14,019 | $213,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 743 | $210,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,717 | $206,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,065 | $204,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,717 | $204,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 9,552 | $203,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,352 | $202,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,600 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,023 | $198,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,100 | $197,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 55,681 | $195,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 19,000 | $192,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 18,544 | $184,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,407 | $183,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 29,245 | $182,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,586 | $181,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,251 | $179,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 11,547 | $178,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,541 | $178,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,030 | $178,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,516 | $178,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,121 | $176,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,607 | $176,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 26,208 | $176,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,697 | $175,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 37,976 | $174,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,247 | $173,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 22,319 | $173,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,054 | $171,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 20,916 | $171,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 13,735 | $169,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 12,957 | $168,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,103 | $166,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,994 | $163,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 16,181 | $161,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 14,620 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,226 | $155,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,684 | $155,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,866 | $153,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 11,431 | $150,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,658 | $148,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,860 | $142,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 12,417 | $141,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 38,026 | $129,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,432 | $117,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,834 | $116,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 16,275 | $116,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 16,017 | $115,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,000 | $115,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 11,457 | $113,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,569 | $109,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,000 | $104,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 44,689 | $101,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 31,551 | $94,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,036 | $92,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 48,050 | $91,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 24,004 | $90,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 24,327 | $89,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,353 | $86,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 46,408 | $85,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,596 | $85,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,467 | $83,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 38,345 | $77,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,514 | $77,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $64,000 | thousands by filing date | principal |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 100,000 | $62,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,729 | $54,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 43,557 | $54,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,062 | $48,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,825 | $47,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,473 | $47,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $34,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 18,400 | $31,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,520 | $27,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 11,603 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-18-000022 | this filing | 2018-05-15 | acceptance time not in the bulk data set |