13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 260 holding rows worth $1,147,142,000.
- Accession
- 0001357550-18-000003
- Filer
- CIK 1357550
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 260 entries on the cover page, a total value of $1,147,142,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,147,142,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 198,161 | $116,172,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 7,682,729 | $102,949,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 914,818 | $72,106,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 375,500 | $61,424,000 | thousands by filing date | call |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 40,788,000 | $56,494,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 23,150,000 | $50,590,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 43,317,000 | $49,620,000 | thousands by filing date | principal |
| Janus Capital | 47102XAH8 | CONV | 16,900,000 | $28,557,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,300,000 | $24,635,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 23,151 | $24,387,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 290,000 | $23,493,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $21,114,000 | thousands by filing date | put |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,941,527 | $18,464,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 17,805,000 | $17,953,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 31,183,000 | $17,375,000 | thousands by filing date | principal |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,798,700 | $17,357,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 572,739 | $15,470,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200,000 | $14,986,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 1,523,342 | $14,929,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 15,000,000 | $14,618,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500,000 | $13,955,000 | thousands by filing date | put |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 223,000 | $12,488,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 84,100 | $11,750,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 982,133 | $11,687,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 43,000 | $10,955,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 1,084,186 | $10,755,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,100,000 | $10,692,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $10,346,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $10,346,000 | thousands by filing date | put |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 975,000 | $9,409,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 962,321 | $9,344,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 851,819 | $8,782,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 47,826 | $8,627,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 842,000 | $8,252,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 46,000 | $7,918,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 826,085 | $7,715,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 252,367 | $7,700,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 750,000 | $7,252,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,052,680 | $6,674,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 682,400 | $6,626,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 674,300 | $6,561,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 48,000 | $6,123,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 526,278 | $5,694,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 890,858 | $5,514,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 553,334 | $5,506,000 | thousands by filing date | |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 4,500,000 | $5,480,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 519,302 | $5,167,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 323,345 | $5,044,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,000 | $4,816,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 175,000 | $4,807,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 493,195 | $4,794,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 475,000 | $4,688,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 470,000 | $4,634,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 257,449 | $4,312,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 387,183 | $4,100,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 200,983 | $3,230,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 16,322 | $3,004,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 300,000 | $3,000,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,500,000 | $2,790,000 | thousands by filing date | principal |
| FORUM MERGER CORP | 34985B103 | COM CL A | 272,885 | $2,723,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 253,498 | $2,611,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 245,600 | $2,503,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 250,000 | $2,482,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 250,000 | $2,468,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 200,000 | $2,270,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 76,373 | $2,221,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 190,480 | $1,991,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 198,900 | $1,983,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 200,000 | $1,952,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 100,000 | $1,905,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 1,650,000 | $1,829,000 | thousands by filing date | principal |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 77,478 | $1,739,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 175,800 | $1,702,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 83,609 | $1,688,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 152,562 | $1,642,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,000 | $1,630,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 170,957 | $1,479,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 836 | $1,453,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 159,595 | $1,425,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 182,686 | $1,363,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 126,676 | $1,348,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 11,372 | $1,187,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 75,644 | $1,033,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 27,500 | $1,031,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 55,980 | $983,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 100,000 | $980,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,249 | $971,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,983 | $905,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 68,769 | $904,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 90,000 | $878,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 27,487 | $850,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 35,572 | $802,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 125,338 | $771,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 11,639 | $750,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 63,686 | $746,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,707 | $737,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 88,496 | $727,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 138,219 | $720,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 146,262 | $714,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 56,572 | $704,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,613 | $689,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 47,083 | $678,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,458 | $660,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 43,579 | $655,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 27,341 | $640,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,865 | $610,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 38,700 | $608,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 500,000 | $608,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 47,205 | $591,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 86,629 | $584,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,808 | $571,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 51,827 | $567,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 56,097 | $564,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 51,006 | $555,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 69,881 | $553,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 23,655 | $553,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 15,936 | $548,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 43,641 | $541,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 46,157 | $536,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 42,558 | $514,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 19,963 | $508,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 34,942 | $500,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,150 | $496,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 97,564 | $495,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,506 | $479,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 17,865 | $477,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 30,357 | $471,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 39,754 | $469,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 32,084 | $467,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 33,789 | $465,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 41,592 | $461,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 14,525 | $461,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 35,107 | $436,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 55,851 | $433,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 38,608 | $433,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,620 | $432,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,462 | $427,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,814 | $422,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 15,892 | $415,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,616 | $409,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 21,124 | $404,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,022 | $398,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 42,107 | $384,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,400 | $380,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 18,876 | $371,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 53,265 | $371,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 25,960 | $365,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 18,560 | $360,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,427 | $357,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,766 | $343,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 75,454 | $331,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,775 | $331,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,279 | $329,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 21,923 | $324,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 23,421 | $323,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,524 | $318,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 22,996 | $317,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 28,661 | $316,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,460 | $313,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 20,451 | $311,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 166,800 | $309,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,275 | $300,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,167 | $294,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,227 | $290,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 21,206 | $282,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,989 | $281,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 21,113 | $280,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,785 | $278,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 64,756 | $278,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 14,437 | $276,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 43,410 | $273,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 35,314 | $272,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 20,496 | $267,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 26,811 | $267,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 15,250 | $266,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,365 | $263,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 19,527 | $261,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 48,929 | $261,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,105 | $259,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,335 | $257,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,651 | $257,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,125 | $256,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 19,645 | $255,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 14,191 | $254,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,910 | $253,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 39,090 | $253,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,450 | $252,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 41,233 | $241,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 15,895 | $240,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 15,821 | $238,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 28,063 | $236,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 20,523 | $232,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 17,945 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,317 | $225,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8,548 | $223,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 571 | $215,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 15,646 | $214,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 16,995 | $213,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 4,606 | $211,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,883 | $209,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,763 | $209,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,223 | $207,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,243 | $207,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 13,041 | $205,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 25,472 | $195,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,930 | $194,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 13,725 | $193,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 15,346 | $191,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 36,693 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,757 | $185,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 11,099 | $182,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,332 | $182,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 14,927 | $178,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 18,239 | $172,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,995 | $168,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,404 | $165,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 16,097 | $156,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,488 | $155,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 22,887 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,373 | $147,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,929 | $142,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,531 | $140,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 10,830 | $138,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,906 | $135,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 10,769 | $133,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 21,655 | $128,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,660 | $124,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 14,305 | $123,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 17,182 | $122,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 15,101 | $121,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 19,088 | $118,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,412 | $118,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 17,950 | $117,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 14,898 | $113,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,292 | $100,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 26,509 | $89,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,722 | $79,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 16,230 | $77,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 11,447 | $72,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,093 | $70,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 52,264 | $68,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 10,313 | $65,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 22,025 | $65,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $65,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 26,570 | $63,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 19,125 | $62,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 14,016 | $62,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 34,058 | $61,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 14,342 | $61,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 19,516 | $60,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 24,090 | $58,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,613 | $58,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 13,683 | $53,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 42,564 | $52,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,531 | $50,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,431 | $49,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 11,309 | $44,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 19,605 | $34,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,062 | $29,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-18-000003 | this filing | 2018-02-14 | acceptance time not in the bulk data set |