13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 110 holding rows worth $901,467,000.
- Accession
- 0001357550-17-000019
- Filer
- CIK 1357550
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 110 entries on the cover page, a total value of $901,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $901,467,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 66,046,000 | $94,011,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 375,500 | $76,959,000 | thousands by filing date | call |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 1,966,222 | $76,486,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 12,445,000 | $59,037,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 23,150,000 | $55,124,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 43,500,000 | $52,578,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 24,757,000 | $33,309,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 17,480,000 | $32,155,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 24,000,000 | $30,281,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 22,975,000 | $28,718,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 2,286,597 | $23,438,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 290,000 | $23,165,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 19,000,000 | $22,962,000 | thousands by filing date | principal |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $21,304,000 | thousands by filing date | put |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 47,414 | $19,013,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 18,750,000 | $18,787,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 12,500,000 | $18,015,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,366,583 | $13,147,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500,000 | $12,930,000 | thousands by filing date | put |
| M III ACQUISITION CORP | 55378T104 | COM | 1,057,400 | $10,394,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 727,825 | $10,379,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $10,363,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $10,363,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 18,683,000 | $10,322,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,301,535 | $8,789,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 842,000 | $8,218,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 155,089 | $8,141,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 221,688 | $7,783,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 300,000 | $7,464,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 700,000 | $6,769,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 788,386 | $6,189,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,014,000 | $6,159,000 | thousands by filing date | principal |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 550,000 | $5,362,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 515,371 | $5,025,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 292,396 | $4,278,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 425,000 | $4,195,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 426,400 | $4,145,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 25,800 | $3,034,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 300,000 | $2,958,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 324,840 | $2,754,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 253,498 | $2,593,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,400 | $2,563,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 217,505 | $2,219,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206205 | UNIT 02/08/2019 | 195,000 | $2,005,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 195,600 | $1,995,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 190,480 | $1,989,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 128,848 | $1,971,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 326,000 | $1,791,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 69,692 | $1,562,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q207 | UNIT 08/15/2022 | 150,000 | $1,536,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,500,000 | $1,495,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 26,300 | $1,395,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 126,676 | $1,343,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 33,131 | $1,154,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,438 | $1,115,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 174,960 | $1,099,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 100,000 | $1,055,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,000 | $1,027,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 100,000 | $1,022,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 100,000 | $1,012,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 100,000 | $982,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 90,000 | $886,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,185 | $691,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 38,700 | $634,000 | thousands by filing date | put |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 17,462 | $629,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 58,965 | $616,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,083 | $593,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,835 | $559,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,760 | $534,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,625 | $488,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 33,700 | $435,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,901 | $397,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,173 | $388,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 14,557 | $374,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,345 | $339,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,810 | $313,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 22,020 | $312,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 53,605 | $311,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,400 | $309,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,984 | $301,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,808 | $266,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,852 | $261,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,748 | $260,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,067 | $259,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,357 | $257,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,663 | $253,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,440 | $238,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,192 | $234,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,538 | $216,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,507 | $215,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,607 | $209,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,975 | $202,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,997 | $200,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,320 | $186,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,519 | $183,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,225 | $153,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 15,946 | $137,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 12,635 | $133,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,737 | $109,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 294,037 | $109,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,900 | $107,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 12,279 | $106,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,003 | $106,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,592 | $106,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,593 | $106,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,593 | $105,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,144 | $104,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $63,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $35,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,916 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-17-000019 | this filing | 2017-11-14 | acceptance time not in the bulk data set |