13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 99 holding rows worth $970,543,000.
- Accession
- 0001357550-17-000017
- Filer
- CIK 1357550
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 99 entries on the cover page, a total value of $970,543,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $970,543,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 2,116,640 | $101,175,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 10,259,000 | $74,184,000 | thousands by filing date | principal |
| PANERA BREAD CO | 69840W108 | CL A | 234,155 | $73,675,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 55,616,000 | $72,857,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 78,368 | $67,977,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 265,500 | $64,540,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485AE6 | SDCV | 23,150,000 | $52,712,000 | thousands by filing date | principal |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 123,276 | $48,447,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 985,242 | $35,272,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 2,323,457 | $33,899,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 23,500,000 | $29,528,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L100 | COM | 1,230,000 | $27,860,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 290,000 | $23,133,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 17,225,000 | $22,022,000 | thousands by filing date | principal |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 771,548 | $21,526,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 200,000 | $21,322,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 2,076,897 | $20,956,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,583,615 | $15,852,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 5,659,000 | $13,278,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,167,933 | $11,119,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 1,057,400 | $10,363,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,301,535 | $9,237,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $8,454,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $8,454,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 788,386 | $6,812,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 5,000,000 | $6,610,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 250,000 | $6,168,000 | thousands by filing date | put |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,455,000 | $6,121,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 737,847 | $5,888,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,000,000 | $5,282,000 | thousands by filing date | principal |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 458,400 | $4,607,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 472,871 | $4,592,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 450,000 | $4,396,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 213,300 | $4,281,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 24,938 | $3,527,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 300,000 | $3,015,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 274,727 | $2,868,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 250,000 | $2,538,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 246,000 | $2,522,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 250,000 | $2,425,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 200,000 | $2,152,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 133,221 | $2,116,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 43,596 | $2,040,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 279,257 | $1,966,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 190,480 | $1,964,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 1,700,000 | $1,808,000 | thousands by filing date | principal |
| M I ACQUISITIONS INC | 55304A104 | COM | 175,300 | $1,769,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 150,000 | $1,530,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 149,734 | $1,517,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 126,676 | $1,317,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 73,747 | $1,162,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 100,000 | $1,026,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 90,000 | $890,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 44,100 | $643,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 38,700 | $634,000 | thousands by filing date | put |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 51,637 | $495,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 19,754 | $429,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 30,310 | $420,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,000 | $367,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 41,196 | $358,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 9,311 | $320,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 23,940 | $317,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,847 | $280,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 21,020 | $278,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 27,098 | $277,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,808 | $274,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 29,285 | $274,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,419 | $244,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,478 | $225,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 13,722 | $209,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 18,226 | $200,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 15,783 | $199,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,306 | $172,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,202 | $169,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 11,161 | $166,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,054 | $166,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 19,543 | $164,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,023 | $163,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,838 | $162,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 18,999 | $160,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,450 | $158,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,944 | $155,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,343 | $154,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 25,449 | $153,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,176 | $148,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 16,472 | $144,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,381 | $144,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,499 | $132,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 14,033 | $126,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 12,432 | $120,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,869 | $118,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L128 | *W EXP 12/31/202 | 124,999 | $100,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 250,000 | $87,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $64,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $58,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,440 | $56,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 13,951 | $49,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 250,000 | $45,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 195,415 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-17-000017 | this filing | 2017-08-11 | acceptance time not in the bulk data set |