13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 73 holding rows worth $772,070,000.
- Accession
- 0001357550-17-000013
- Filer
- CIK 1357550
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 73 entries on the cover page, a total value of $772,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $772,070,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 21,992,000 | $119,368,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 52,629,000 | $71,523,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 17,590,000 | $66,886,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 61,739,000 | $62,449,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 35,373,000 | $51,486,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 15,300,000 | $45,406,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 19,062,000 | $38,174,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 25,007,000 | $28,958,000 | thousands by filing date | principal |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 228,737 | $26,081,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 220,000 | $25,128,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,320,000 | $23,470,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 13,841,000 | $19,975,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1,836,395 | $18,272,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 13,983,000 | $17,132,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 125,000 | $13,226,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,196,315 | $11,928,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,500,000 | $10,790,000 | thousands by filing date | principal |
| M III ACQUISITION CORP | 55378T104 | COM | 1,058,000 | $10,368,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,010,275 | $10,072,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 496,362 | $9,818,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 814,000 | $8,407,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 750,000 | $7,515,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 100,000 | $7,338,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 121,010 | $7,314,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $6,470,000 | thousands by filing date | put |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 121,000 | $5,973,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 500,000 | $5,220,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 400,000 | $4,000,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 350,000 | $3,955,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 3,000,000 | $3,835,000 | thousands by filing date | principal |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 290,400 | $2,904,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 2,750,000 | $2,886,000 | thousands by filing date | principal |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 246,000 | $2,546,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 317,293 | $2,459,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 220,143 | $2,419,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 112,775 | $2,064,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 185,598 | $1,921,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 207,572 | $1,822,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 196,864 | $1,662,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 24,793 | $1,441,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 126,676 | $1,324,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 25,000 | $1,026,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 85,086 | $853,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 74,500 | $769,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 38,700 | $673,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 38,400 | $479,000 | thousands by filing date | put |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 46,561 | $388,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 34,000 | $374,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 26,062 | $293,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 53,736 | $266,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,507 | $262,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 16,647 | $159,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,122 | $159,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,126 | $158,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 11,042 | $157,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,320 | $156,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,470 | $155,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 27,348 | $152,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 18,999 | $151,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,330 | $151,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,054 | $151,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,001 | $150,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,524 | $149,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,330 | $148,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,277 | $148,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 11,148 | $124,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 14,234 | $115,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L128 | *W EXP 12/31/202 | 124,999 | $100,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 70,000 | $69,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,293 | $62,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 18,141 | $48,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $26,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 195,415 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-17-000013 | this filing | 2017-05-12 | acceptance time not in the bulk data set |