13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 215 holding rows worth $667,468,000.
- Accession
- 0001357550-17-000004
- Filer
- CIK 1357550
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 215 entries on the cover page, a total value of $667,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $667,468,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 54,675,000 | $74,389,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 33,628,000 | $71,889,000 | thousands by filing date | principal |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 341,235 | $46,067,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 24,153,000 | $44,861,000 | thousands by filing date | principal |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 3,824,400 | $38,053,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 36,385,000 | $36,653,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 5,434,000 | $28,902,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,017,325 | $28,333,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 28,034 | $21,375,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 173,737 | $20,741,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 275,000 | $18,939,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1,836,395 | $18,180,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 256,630 | $15,947,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,196,315 | $11,844,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 7,819,000 | $11,166,000 | thousands by filing date | principal |
| M III ACQUISITION CORP | 55378T104 | COM | 1,058,000 | $10,316,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 331,800 | $8,451,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 814,000 | $8,425,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 5,200,000 | $8,160,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 6,025,000 | $7,691,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200,000 | $6,322,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 847,238 | $5,846,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 60,000 | $5,269,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 300,000 | $5,139,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,307,473 | $5,039,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 500,000 | $5,000,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 474,901 | $4,711,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 400,000 | $4,200,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 400,000 | $4,000,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 399,393 | $3,974,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 2,627,000 | $3,781,000 | thousands by filing date | principal |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 35,000 | $3,669,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,500,000 | $3,450,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 3,000,000 | $3,446,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 50,000 | $3,284,000 | thousands by filing date | |
| Eaton Corp PLC | G2920Y101 | COM | 300,000 | $3,075,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 340,523 | $2,830,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 2,750,000 | $2,761,000 | thousands by filing date | principal |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 246,000 | $2,546,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 2,000,000 | $2,000,000 | thousands by filing date | principal |
| CF CORP | G20307107 | SHS CL A | 196,960 | $1,966,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 228,559 | $1,833,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 157,000 | $1,595,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 126,676 | $1,317,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 84,369 | $1,193,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 97,036 | $1,004,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 187,690 | $995,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 99,147 | $948,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 73,708 | $900,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 92,700 | $862,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 53,404 | $831,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 43,525 | $827,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 78,509 | $791,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 98,327 | $718,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 49,055 | $690,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 88,170 | $668,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 38,700 | $638,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 49,002 | $623,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 113,828 | $587,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 86,445 | $586,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 124,000 | $577,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 46,252 | $567,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 38,563 | $552,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 41,005 | $498,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 47,621 | $490,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 53,101 | $476,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007PBC2 | NOTE 10/10 | 376,539 | $474,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 30,292 | $469,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 21,065 | $451,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 62,786 | $450,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 31,653 | $446,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 21,608 | $446,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 49,158 | $440,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 25,876 | $440,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 39,241 | $433,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 30,687 | $404,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 40,400 | $398,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 16,993 | $390,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 35,362 | $386,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 17,956 | $379,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 40,654 | $378,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,025 | $370,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 71,286 | $366,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 19,757 | $353,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 61,872 | $341,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 14,540 | $336,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 24,161 | $334,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 21,491 | $334,000 | thousands by filing date | |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 360,000 | $334,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 26,019 | $333,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 24,510 | $328,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 16,991 | $325,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 23,920 | $302,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,569 | $298,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 40,000 | $296,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 24,618 | $294,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,986 | $283,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,317 | $283,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 33,992 | $281,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 11,820 | $281,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 21,245 | $272,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 20,670 | $269,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 17,326 | $269,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,785 | $267,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,884 | $265,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,303 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 18,348 | $255,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,735 | $252,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,540 | $249,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 18,869 | $240,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 43,827 | $239,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 13,541 | $237,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 5,678 | $237,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 14,743 | $236,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 5,236 | $234,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 184,158 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 16,980 | $229,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,596 | $228,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,305 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,450 | $225,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,563 | $224,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,481 | $223,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,204 | $223,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 15,768 | $222,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 10,635 | $218,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,407 | $218,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,018 | $214,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,538 | $213,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 17,464 | $211,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 9,540 | $210,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 29,923 | $210,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 21,286 | $209,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,875 | $209,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,327 | $207,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,558 | $206,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,077 | $206,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,387 | $205,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,672 | $205,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,889 | $205,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,753 | $205,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,515 | $205,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,281 | $204,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,004 | $204,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 23,888 | $204,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,905 | $203,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,905 | $203,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 5,454 | $203,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,007 | $203,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,985 | $202,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 8,460 | $202,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,482 | $202,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 10,202 | $202,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,785 | $201,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 7,151 | $201,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,622 | $200,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,918 | $200,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 13,068 | $199,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 16,121 | $199,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 25,885 | $198,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,000 | $197,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 27,399 | $196,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 12,015 | $195,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,904 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,599 | $192,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 21,989 | $192,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 14,002 | $192,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 12,691 | $192,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,080 | $191,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 19,465 | $191,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 12,148 | $191,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,592 | $190,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 19,061 | $190,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,416 | $189,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 17,163 | $189,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 22,391 | $189,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 24,317 | $188,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,373 | $187,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,422 | $186,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 33,175 | $185,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 31,013 | $185,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,005 | $183,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,451 | $181,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,103 | $181,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,241 | $181,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 14,397 | $181,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 34,142 | $177,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,437 | $167,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,495 | $167,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 23,587 | $167,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,654 | $166,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,529 | $165,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,000 | $162,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 11,326 | $161,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,893 | $159,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,386 | $158,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,917 | $156,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 12,474 | $153,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,338 | $153,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 18,348 | $139,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 11,257 | $133,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,869 | $131,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 10,819 | $123,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 14,399 | $123,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,018 | $119,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,802 | $116,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,461 | $108,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,877 | $105,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 500,000 | $100,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 378,000 | $94,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,743 | $92,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 10,152 | $88,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 11,560 | $44,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 195,415 | $15,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $13,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L128 | *W EXP 12/31/202 | 124,999 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-17-000004 | this filing | 2017-02-14 | acceptance time not in the bulk data set |