13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 238 holding rows worth $394,619,000.
- Accession
- 0001357550-16-000013
- Filer
- CIK 1357550
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 238 entries on the cover page, a total value of $394,619,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $394,619,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M
- included managerBIP GP LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TYSON FOODS | 902494301 | COM | 412,667 | $25,041,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 12,860,000 | $19,174,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 10,700,000 | $15,743,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 6,000,000 | $15,484,000 | thousands by filing date | principal |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 1,569,800 | $15,227,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 1,330,000 | $13,114,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 11,000,000 | $12,833,000 | thousands by filing date | principal |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,311,233 | $12,535,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 1,257,926 | $12,240,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 699,284 | $12,091,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,228,471 | $10,725,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 637,969 | $9,914,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 780,000 | $9,664,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 401,707 | $7,998,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 769,301 | $7,616,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 120,000 | $7,338,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 700,000 | $7,049,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 616,600 | $5,944,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 572,500 | $5,622,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 3,005,463 | $5,360,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 42,400 | $4,770,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P126 | SHS | 423,246 | $4,211,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 665,303 | $4,098,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 400,000 | $4,044,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 451,595 | $3,839,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 160,246 | $3,644,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 452,395 | $3,470,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 359,850 | $3,469,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 370,716 | $3,344,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 220,816 | $3,127,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 192,600 | $3,124,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 112,211 | $3,122,000 | thousands by filing date | |
| Eaton Corp PLC | G2920Y101 | COM | 300,000 | $2,985,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 167,666 | $2,911,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 151,916 | $2,739,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 265,000 | $2,602,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 257,000 | $2,526,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 300,000 | $2,482,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 250,000 | $2,462,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 142,289 | $2,160,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 162,500 | $2,137,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 109,836 | $2,119,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 196,800 | $1,891,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 175,000 | $1,724,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 123,083 | $1,571,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 149,647 | $1,464,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 81,363 | $1,443,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 150,000 | $1,425,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 108,047 | $1,402,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 105,797 | $1,399,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 169,299 | $1,381,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 97,500 | $1,361,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 162,500 | $1,316,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 43,297 | $1,284,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 100,886 | $1,250,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 93,935 | $1,205,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 145,202 | $1,105,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 125,172 | $1,097,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 235,312 | $1,075,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 72,975 | $1,046,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 82,984 | $1,022,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 127,270 | $998,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 139,690 | $993,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 51,354 | $948,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 113,711 | $931,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 111,873 | $921,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 74,389 | $918,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 92,575 | $916,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 71,581 | $907,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 72,968 | $892,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 65,987 | $882,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 135,914 | $863,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 78,599 | $826,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 58,109 | $822,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 45,962 | $819,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 106,589 | $819,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 25,250 | $806,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 20,807 | $785,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 52,461 | $773,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 70,303 | $742,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 155,551 | $739,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 51,775 | $739,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 138,084 | $739,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 129,833 | $719,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 50,134 | $706,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 139,170 | $703,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 50,696 | $696,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 58,389 | $687,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 62,778 | $677,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 35,358 | $675,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 87,860 | $671,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 165,949 | $670,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 96,545 | $657,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,853 | $653,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 43,128 | $630,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 99,069 | $625,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 55,639 | $618,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 87,746 | $614,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 44,023 | $595,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 47,489 | $587,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 25,981 | $585,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 63,366 | $580,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 39,203 | $572,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 35,929 | $568,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 30,759 | $567,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 109,542 | $554,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 56,716 | $551,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 55,547 | $550,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 37,394 | $546,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 50,346 | $526,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 111,478 | $523,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 40,334 | $515,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 39,765 | $513,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 40,961 | $513,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 25,090 | $513,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 21,634 | $498,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 50,000 | $495,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 58,372 | $494,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,207 | $488,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 40,799 | $488,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 31,890 | $481,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 82,887 | $478,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 23,118 | $463,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 45,924 | $450,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 60,171 | $448,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 27,088 | $447,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 39,415 | $445,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 20,915 | $443,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 130,878 | $441,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 43,689 | $436,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 59,832 | $428,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 31,573 | $423,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 33,243 | $420,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 28,912 | $420,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 32,942 | $409,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 37,929 | $397,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 40,948 | $390,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 34,213 | $387,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 27,150 | $385,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 63,453 | $376,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,567 | $364,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 36,760 | $358,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 19,563 | $351,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 152,528 | $344,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 19,944 | $336,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 17,624 | $335,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 28,909 | $335,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 26,566 | $333,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 43,005 | $328,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 27,898 | $328,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 25,715 | $318,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 23,574 | $310,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 29,977 | $308,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 55,456 | $306,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 48,894 | $305,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 34,900 | $304,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 20,588 | $304,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 24,633 | $302,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,564 | $295,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 21,988 | $294,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 23,028 | $285,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 20,370 | $282,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,034 | $281,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,584 | $276,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,313 | $274,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 23,914 | $262,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 18,551 | $258,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 25,209 | $256,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,168 | $251,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,084 | $249,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 28,933 | $246,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 11,207 | $246,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 21,259 | $241,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 19,783 | $238,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,036 | $237,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 23,714 | $236,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 21,373 | $235,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 31,807 | $231,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 21,336 | $231,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 16,262 | $226,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 28,536 | $221,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 48,772 | $220,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 125,237 | $220,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 16,482 | $218,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,933 | $215,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 69,432 | $214,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 20,963 | $212,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,942 | $212,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,671 | $207,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,710 | $198,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 34,050 | $196,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 35,293 | $196,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,827 | $195,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 13,366 | $195,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,115 | $194,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 33,301 | $192,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 17,488 | $189,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 38,196 | $189,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 20,148 | $188,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 18,122 | $185,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 18,012 | $181,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 31,394 | $180,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 10,823 | $180,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 23,425 | $179,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,595 | $178,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,913 | $177,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 16,361 | $175,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 23,048 | $173,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 15,894 | $161,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,907 | $158,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,512 | $151,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 27,466 | $150,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 21,819 | $150,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 62,878 | $143,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,095 | $141,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,977 | $139,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,072 | $136,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,605 | $135,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,387 | $126,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 14,166 | $125,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 13,768 | $114,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 14,459 | $110,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 23,939 | $109,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,981 | $103,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,633 | $97,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,979 | $93,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 22,718 | $87,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,466 | $85,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 10,194 | $79,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,426 | $77,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,037 | $73,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y119 | RIGHT 02/1 | 300,000 | $45,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 159,850 | $35,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,000,000 | $27,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 79,100 | $24,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 119,000 | $24,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 19,075 | $10,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 25,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-16-000013 | this filing | 2016-02-12 | acceptance time not in the bulk data set |