13F-HR filed by Weiss Asset Management LP
Weiss Asset Management LP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 116 holding rows worth $274,326,000.
- Accession
- 0001357550-14-000004
- Filer
- CIK 1357550
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 116 entries on the cover page, a total value of $274,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $274,325,000 with VALUE read as thousands by filing date, 13F file number 028-12911. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWEISS ANDREW M028-12279
- included managerBIP GP LLC028-12910
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 6,357,189 | $63,318,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 402,060 | $29,841,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 16,000,000 | $19,101,000 | thousands by filing date | principal |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 11,500,000 | $18,371,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 275,000 | $17,784,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 1,200,000 | $12,216,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,200,000 | $8,676,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 369,363 | $6,704,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 990,100 | $5,108,000 | thousands by filing date | |
| QUARTET MERGER CORP | 747717304 | UNIT 11/01/2015T | 500,000 | $5,005,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 553,404 | $4,804,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 229,134 | $4,768,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 132,500 | $4,599,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 207,858 | $4,384,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 240,070 | $3,311,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 107,579 | $2,955,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20,800 | $2,744,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 157,669 | $2,699,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 325,000 | $2,642,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R101 | SHS | 320,000 | $2,544,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 224,688 | $2,027,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 1,000,000 | $1,986,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 259,936 | $1,950,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 132,719 | $1,947,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 137,068 | $1,761,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 98,228 | $1,572,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,500 | $1,570,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 82,773 | $1,477,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 35,003 | $1,324,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 131,778 | $1,249,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 62,407 | $1,244,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 119,163 | $1,211,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 59,654 | $1,193,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 1,250,000 | $1,177,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 98,400 | $994,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 1,500,000 | $987,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 55,012 | $946,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 106,384 | $885,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 53,004 | $878,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 73,535 | $846,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 44,608 | $817,000 | thousands by filing date | |
| EUNITS 2 YR US EQTY MKT PTNT | 29841R102 | UNIT | 67,398 | $789,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 40,311 | $705,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 75,663 | $684,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 36,268 | $664,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 22,750 | $622,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 51,708 | $612,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 19,805 | $605,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,094 | $567,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 41,501 | $566,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 25,600 | $542,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 32,797 | $515,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 41,060 | $500,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 38,863 | $498,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 85,703 | $482,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 38,054 | $470,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 29,680 | $463,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 45,828 | $459,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 37,684 | $458,000 | thousands by filing date | |
| EUNITS 2 YR U S MKT PARTN TR | 298411109 | UNIT | 38,036 | $444,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 24,504 | $437,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,521 | $399,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 32,177 | $392,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 32,919 | $387,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 26,583 | $385,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 27,983 | $385,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 30,300 | $384,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 30,636 | $384,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 42,608 | $380,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 26,782 | $366,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 18,390 | $364,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,152 | $361,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 29,420 | $355,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 30,276 | $350,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 30,305 | $337,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 23,629 | $336,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,880 | $335,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 31,009 | $333,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 26,746 | $332,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 24,306 | $308,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,452 | $305,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,847 | $295,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 31,505 | $283,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 22,915 | $279,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 22,227 | $268,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 19,664 | $260,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,971 | $253,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 20,929 | $247,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 25,778 | $245,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 25,239 | $237,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 12,848 | $236,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 18,523 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,002 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,112 | $211,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,013 | $208,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,088 | $197,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 17,314 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,443 | $193,000 | thousands by filing date | |
| INFINITY CROSS BORDER ACQUIS | G4772R119 | *W EXP 07/25/201 | 320,000 | $192,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 14,988 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,294 | $182,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 11,531 | $172,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 14,381 | $172,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 13,181 | $159,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 15,126 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,047 | $146,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 12,800 | $136,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 19,902 | $131,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 15,895 | $121,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 13,908 | $115,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 10,796 | $112,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 13,887 | $107,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 14,278 | $106,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 13,466 | $88,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 19,957 | $71,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R116 | W | 98,400 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001357550-14-000004 | this filing | 2014-02-12 | acceptance time not in the bulk data set |