13F-HR filed by TORONTO DOMINION BANK
TORONTO DOMINION BANK filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-04, with 1,261 holding rows worth $16,190,943,000.
- Accession
- 0001354488-16-007221
- Filer
- CIK 947263
- Filed
- 2016-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 1,921 entries on the cover page, a total value of $16,190,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,190,935,000 with VALUE read as thousands by filing date, 13F file number 028-11527. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTDAM USA INC.028-05929
- reports for this filerTD ASSET MANAGEMENT INC028-05987
- reports for this filerTD Securities (USA) LLC028-11451
- included managerTD SECURITIES INC028-11512
- included managerTD GLOBAL FINANCE028-11579
- included managerToronto Dominion (New York) LLC028-11510
- included managerTORONTO DOMINION (SOUTH EAST ASIA) Ltd028-15608
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVNET INC COM | 053807103 | Stock | 724 | $32,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,428 | $32,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 532 | $32,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 299 | $32,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,000 | $32,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,231 | $31,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 260 | $31,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,096 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 600 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 699 | $31,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 657 | $31,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 9,489 | $31,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 541 | $30,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 529 | $29,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 247 | $29,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 805 | $29,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 5,500 | $29,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 566 | $28,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,251 | $28,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 250 | $28,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 823 | $28,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 751 | $28,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,000 | $28,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 388 | $28,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,000 | $28,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,860 | $28,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 510 | $27,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 575 | $27,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 659 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 7,400 | $27,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 1,029 | $27,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 811 | $27,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 262 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $26,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,588 | $26,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 418 | $26,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,958 | $26,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 804 | $26,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 329 | $26,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $26,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 751 | $26,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,000 | $26,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 232 | $26,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 574 | $26,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 803 | $25,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 983 | $25,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,359 | $25,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 451 | $24,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,968 | $24,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 783 | $23,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 800 | $23,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,272 | $23,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,017 | $23,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,149 | $23,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $22,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,100 | $22,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 40,198 | $22,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 800 | $22,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 50 | $22,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,072 | $22,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 9,792 | $22,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 10,000 | $22,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 7,000 | $22,000 | thousands by filing date | put |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,000 | $22,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,924 | $21,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 634 | $21,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,025 | $21,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 19,814 | $21,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,315 | $21,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,359 | $21,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,000 | $21,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20,548 | $21,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 375 | $19,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 518 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 504 | $19,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 537 | $18,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 400 | $18,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 704 | $17,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,400 | $17,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 400 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 520 | $16,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 275 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 512 | $16,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,000 | $16,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 43 | $15,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,850 | $15,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 456 | $15,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,357 | $15,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 2,921 | $15,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 16,800 | $15,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 218 | $15,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,100 | $15,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,394 | $14,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 326 | $14,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 200 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 553 | $13,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 211 | $13,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 288 | $13,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 130 | $12,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 234 | $12,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 251 | $12,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 307 | $12,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 6,000 | $12,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,697 | $12,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 452 | $11,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 456 | $11,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,000 | $11,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,000 | $11,000 | thousands by filing date | put |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,247 | $11,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 1,093 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,576 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 130 | $10,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,267 | $10,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 550 | $10,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,176 | $10,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 1,918 | $10,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 500 | $9,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 1,279 | $9,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 404 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,717 | $9,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 417 | $9,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 100 | $9,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,500 | $9,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 310 | $8,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,210 | $8,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,200 | $8,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 300 | $8,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 7,286 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 748 | $7,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 237 | $7,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,000 | $7,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 200 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 700 | $7,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,000 | $7,000 | thousands by filing date | call |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,600 | $7,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 98 | $6,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 176 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $6,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,500 | $6,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 210 | $6,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 450 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 361 | $6,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 525 | $6,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 65 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,146 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $5,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 45 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,047 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 300 | $4,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 4,100 | $4,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 44 | $3,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 52 | $3,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 222 | $3,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 29 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 300 | $3,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 300 | $3,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 75 | $3,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 45 | $3,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 2,000 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,800 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $3,000 | thousands by filing date | put |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 2,041 | $3,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 76 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 250 | $2,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 27 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 287 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 110 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 26 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,500 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 480 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 900 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 956 | $2,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 76 | $2,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 756 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 300 | $2,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,500 | $2,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 16 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 470 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 500 | $2,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 400 | $2,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 38 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 501 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 489 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $1,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 37 | $1,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 20 | $1,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 28 | $1,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 17 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 17 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 50 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,311 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50 | $1,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 25 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 200 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 120 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | put |
| VERITIV CORP | 923454102 | COM | 36 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 1,311 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 137 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,330 | $1,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 2,335 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 80 | $1,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 142 | $1,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 218 | $1,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULLER H B CO COM | 359694106 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPENLANE INC | 48238T109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGE ENERGY INC | 55277P104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOPTA INC | 8676EP108 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Transition Therapeutics, Inc. | 893716209 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUESTAR CORP | 748356102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHMONT MINES INC | 76547T106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LACLEDE GROUP INC/THE | 505597104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 511 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREE GOLD INC | 29383G100 | COM | 448 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLYMET MINING CORP | 731916102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Timmins Gold Corp | 88741P103 | COM | 687 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURASIAN MINERALS INC | 29843R100 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M400 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXI ENERGY INC COM | 23286A104 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H104 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001354488-16-007221 | this filing | 2016-05-04 | acceptance time not in the bulk data set |