13F-HR filed by TORONTO DOMINION BANK
TORONTO DOMINION BANK filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 787 holding rows worth $28,496,724,000.
- Accession
- 0001354488-13-006197
- Filer
- CIK 947263
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 1,283 entries on the cover page, a total value of $28,496,724,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,496,724,000 with VALUE read as thousands by filing date, 13F file number 028-11527. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTDAM USA INC.028-05929
- reports for this filerTD ASSET MANAGEMENT INC028-05987
- reports for this filerTD Securities (USA) LLC028-11451
- included managerTD SECURITIES INC028-11512
- included managerTD GLOBAL FINANCE028-11579
- included managerToronto Dominion (New York) LLC028-11510
- included managerTORONTO DOMINION (SOUTH EAST ASIA) Ltd028-15608
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,512 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 8,000 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC. | 1055102 | COM | 2,885 | $178,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 2,850 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 49,500 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,530 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,800 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 15,000 | $173,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| BP Prudhoe Royalty Trust | 55630107 | COM | 2,000 | $173,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,675 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,023 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,201 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,600 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,700 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,195 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,109 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,275 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,500 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 5,000 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 2,840 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,500 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAE INC COM | 124765108 | Stock | 13,700 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOA, INC. | 13817101 | COM | 18,398 | $150,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DEL MONTE CORP ORD | G36738105 | Stock | 5,025 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,000 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,975 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,900 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 1,950 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 3,496 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA LABS INC COM | 59064R109 | Stock | 2,066 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,000 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 800 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,550 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,000 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 10,000 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 78314101 | COM | 17,350 | $132,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 715 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 3,125 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,512 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,000 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,000 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,654 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,224 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,930 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 1,600 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 3,050 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3,100 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON POST CO | 939640108 | CL B | 200 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,600 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,610 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 5,311 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 3,700 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 2,525 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Big Lots Inc | 89302103 | Equities | 3,165 | $117,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 16,000 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5,000 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL GOLD INC | 780287108 | COM | 2,314 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION CASTPARTS CORP | 740189105 | COM | 500 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 10,200 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 1,125 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,300 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,290 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A104 | COM | 2,100 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 5,000 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,450 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 4,977 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERVALU INC | 868536103 | COM | 13,000 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 5,500 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 8,900 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,325 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 1,169 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 425 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP | 115637100 | CL A | 1,500 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,500 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 66800103 | COM | 153,108 | $99,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| THE ADT CORPORATION | 00101J106 | COM | 2,410 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 845 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 225 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,000 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED NEVADA GOLD CORP | 19344100 | COM | 22,800 | $95,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 5,950 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED NEVADA GOLD CORP | 19344100 | COM | 21,700 | $91,000 | thousands by filing date | putThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODS INC | 54303102 | COM | 4,400 | $90,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 425 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEUCADIA NATL CORP | 527288104 | COM | 3,200 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC. | 57224107 | COM | 1,775 | $87,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| IHS INC | 451734107 | CL A | 750 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 2,500 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE GOLD CORP | 510728108 | COM | 211,500 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 775 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,275 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,210 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POST HLDGS INC | 737446104 | COM | 2,000 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,924 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286848 | EXCHANGE TRADED | 6,800 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,400 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,540 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,260 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W106 | COM | 13,300 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRAYER ED INC | 863236105 | COM | 1,750 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDION INC | 65563c105 | COM | 8,408 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 3,631 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,000 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 500 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,800 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,070 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 900 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAX CORP | 45245E109 | COM | 2,200 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOLL BROTHERS INC COM | 889478103 | Stock | 2,000 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 700 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,575 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amarin Corp Plc New Adrf | 23111206 | SPONS ADR NEW | 10,000 | $63,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 2,100 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020104 | COM | 400 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M & T BK CORP COM | 55261F104 | Stock | 550 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 1,390 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,600 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 4,020 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,067 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,700 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 400 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,075 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 5,000 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 1,100 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,000 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN INC. | 18490102 | COM | 600 | $54,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 3,194 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAP INC COM | 364760108 | Stock | 1,320 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,400 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,295 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 8,400 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 459 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 21,250 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 800 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 700 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 7,000 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 500 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 550 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,000 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 500 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATAMARAN CORP | 148887102 | COM | 1,000 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIED NEVADA GOLD CORP | 19344100 | COM | 11,000 | $46,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 40,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,200 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,800 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,785 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,050 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 15,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,900 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER STD RES INC | 82823L106 | COM | 6,400 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 8,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 245 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 400 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 4,900 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,900 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 500 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 2,000 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,350 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 810 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,100 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 8,300 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,000 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 800 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTNERRE LTD | G6852T105 | COM | 325 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 400 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURANT INC COM | 04621X108 | Stock | 500 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 7,100 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 422 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 7,175 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD SPONS ADR | 375204 | COM | 1,000 | $24,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,316 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 400 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Progressive Corporation | 743315103 | COM | 800 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 600 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 550 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 310 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,100 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC | 436440101 | COM | 810 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CST BRANDS INC | 12646R105 | COM | 576 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 135 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lincoln National Corporat | 524901105 | COM | 437 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 1,100 | $15,000 | thousands by filing date | callThe CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 675 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 228 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STILLWATER MINING CO | 86074Q102 | COM | 1,254 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,075 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 4,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 310 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 300 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 300 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OIL STS INTL INC | 678026105 | COM | 100 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 500 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 300 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 1,200 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,600 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 2,018 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 218 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 507 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANDGOLD RES LTD | 752344309 | ADR | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMUCKER J M CO | 832696405 | COM NEW | 59 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 1,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 450 | $6,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| INGREDION INC COM | 457187102 | Stock | 70 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 60 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPIRA INC | 441060100 | COM | 122 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549104 | COM | 300 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINISH LINE/THE CL A | 317923100 | COM | 194 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 270 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 387 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 110 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 810 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 100 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINDSAY CORPORATION | 535555106 | COM | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNEDISON INC | 86732Y109 | COM | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHESTER MED CORP | 771497104 | COM | 200 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 74 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 379 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 200 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 25 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 480 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291102 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,242 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 1,500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAIC INC | 78390X101 | COM | 143 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STILLWATER MINING CO | 86074Q102 | COM | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 897 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 26 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVITA INC COM | 23918K108 | Stock | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 79 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 97 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QEP RESOURCES INC | 74733V100 | COM | 35 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 129 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 298 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BORGWARNER, INC. | 99724106 | COM | 10 | $1,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,039 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VISTEON CORP | 92839U206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Transition Therapeutics, Inc. | 893716209 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TELLABS INC | 879664100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AOL INC | 00184X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 299 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LONCOR RESOURCES INC | 54179W101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUATERRA RES INC | 747952109 | COM | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLATSA RES CORP | 49477102 | COM | 411 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001354488-13-006197 | this filing | 2013-11-13 | acceptance time not in the bulk data set |