13F-HR filed by BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 178 holding rows worth $342,235,000.
- Accession
- 0001352860-21-000005
- Filer
- CIK 1352860
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 187 entries on the cover page, a total value of $342,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $342,235,000 with VALUE read as thousands by filing date, 13F file number 028-11658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 227,057 | $97,606,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 622,427 | $26,852,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 249,927 | $26,029,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,120,810 | $22,217,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 155,465 | $16,160,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 452,029 | $15,103,000 | thousands by filing date | |
| VTI | 922908769 | COM | 53,194 | $11,825,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 26,916 | $10,633,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 37,900 | $8,301,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 459,177 | $8,293,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 47,052 | $7,058,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 414,208 | $6,040,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,745 | $6,023,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 59,203 | $5,931,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,930 | $5,590,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 277,280 | $4,266,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 46,517 | $3,570,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 51,808 | $3,499,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 82,726 | $2,712,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 225,539 | $2,576,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,143 | $2,558,000 | thousands by filing date | |
| PACER FDS TR | 69374H477 | CMN | 106,003 | $2,334,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 15,414 | $2,284,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 250,845 | $2,170,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 116,121 | $1,723,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 54,608 | $1,710,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 50,162 | $1,569,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 89,552 | $1,508,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,517 | $1,303,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 40,906 | $1,302,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 30,450 | $1,288,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 42,609 | $1,250,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 89,949 | $1,181,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,287 | $1,176,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 73,654 | $1,174,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 37,878 | $1,170,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 44,815 | $1,156,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 38,609 | $1,113,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 111,704 | $1,089,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 81,965 | $1,085,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 34,908 | $1,064,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 106,724 | $979,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 29,913 | $945,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 57,015 | $812,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 24,243 | $760,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,503 | $736,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 19,009 | $627,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 20,758 | $603,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,500 | $574,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,808 | $573,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 18,207 | $542,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,986 | $516,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 13,331 | $514,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,252 | $509,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 24,611 | $498,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,440 | $482,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 55,042 | $474,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 16,431 | $469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,750 | $460,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 10,634 | $434,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,911 | $426,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 62 | $363,000 | thousands by filing date | call |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 20,491 | $347,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,137 | $335,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 7,704 | $328,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 8,981 | $324,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 33,078 | $323,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,075 | $312,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,405 | $306,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,392 | $296,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 34,667 | $287,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,189 | $282,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 8,679 | $267,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,745 | $243,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 7,336 | $240,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 11,955 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 3,767 | $213,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 5,957 | $199,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,682 | $166,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,221 | $162,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 5,667 | $162,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 3,896 | $141,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 4,600 | $135,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 4,420 | $135,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,328 | $130,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 248 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,123 | $118,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 758 | $116,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 5,009 | $115,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 9,721 | $114,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 5,180 | $108,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 965 | $107,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 670 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,580 | $98,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 440 | $88,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 3,167 | $85,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 994 | $82,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,052 | $64,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 606 | $62,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5,524 | $62,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 475 | $61,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 6,600 | $60,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,061 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 505 | $58,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 1,886 | $56,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 859 | $54,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,176 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 600 | $49,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 2,399 | $46,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,374 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 89 | $40,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,994 | $40,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 151 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 184 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 903 | $33,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 300 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 120 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 1,100 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 417 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 1,000 | $27,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 575 | $26,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 2,510 | $26,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 700 | $25,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 164 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 79 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 823 | $23,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 498 | $22,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 302 | $22,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 9,688 | $22,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 800 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,295 | $21,000 | thousands by filing date | |
| JPMORGAN HEDGED EQUITY A | 46637k315 | EF | 797 | $21,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 617 | $20,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 2,447 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 286 | $19,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 154 | $16,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,400 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 900 | $14,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 600 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 276 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 434 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 269 | $13,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 50 | $12,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 425 | $11,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 165 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 315 | $10,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 200 | $10,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 500 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 614 | $8,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 626 | $8,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 100 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 200 | $7,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 170 | $7,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 208 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 736 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 150 | $4,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 200 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 215 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 132 | $4,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E903 | CALL | 2 | $4,000 | thousands by filing date | put |
| RENN FD INC | 759720105 | COM | 1,067 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 60 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 25 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 65 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 40 | $2,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 1 | $2,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC | 24703L902 | CALL | 1 | $2,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 80 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 18 | $1,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 111 | $1,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 58 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 15 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45783Y400 | FUND | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRX PHARMACEUTICALS INC | 629444900 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352860-21-000005 | this filing | 2021-11-10 | acceptance time not in the bulk data set |