13F-HR filed by BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-25, with 225 holding rows worth $220,160,000.
- Accession
- 0001352860-18-000003
- Filer
- CIK 1352860
- Filed
- 2018-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 238 entries on the cover page, a total value of $220,160,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,160,000 with VALUE read as thousands by filing date, 13F file number 028-11658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 148,461 | $40,274,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 672,696 | $23,087,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1,267,313 | $19,542,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 274,426 | $17,835,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 578,840 | $15,345,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 196,347 | $12,957,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,395,970 | $8,934,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 78,866 | $8,036,000 | thousands by filing date | |
| Dividend & Income Fund | 25538A105 | COM | 469,050 | $5,783,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 22,711 | $5,513,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,552 | $4,021,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 230,191 | $3,457,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 202,232 | $3,195,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 50,786 | $2,698,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 36,053 | $2,652,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,502 | $2,595,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 44,711 | $2,454,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 87,316 | $2,228,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 233,883 | $2,046,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 7,512 | $1,874,000 | thousands by filing date | |
| NASDAQ 100TR | 631100104 | UNIT SER 1 | 8,284 | $1,422,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 165,948 | $1,406,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 25,980 | $1,377,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 110,932 | $1,344,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 10,923 | $1,321,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 14,775 | $1,120,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 57,147 | $1,056,000 | thousands by filing date | |
| NFJ | 65337H109 | EXCHANGE TRADED | 83,493 | $1,054,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 38,579 | $999,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 37,575 | $973,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,797 | $955,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 93,975 | $942,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 30,912 | $861,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,106 | $843,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,758 | $828,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24,927 | $824,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,475 | $761,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 61,816 | $618,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,022 | $542,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 47,272 | $536,000 | thousands by filing date | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 4,501 | $534,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 78,473 | $518,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 48,415 | $509,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 15,156 | $507,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 32,895 | $484,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 29,316 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,955 | $473,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,550 | $443,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,400 | $413,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 13,320 | $392,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 36,478 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,985 | $368,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 38,715 | $364,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,530 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,553 | $327,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 25,455 | $314,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 36,410 | $285,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,783 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,200 | $258,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,032 | $253,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 35,828 | $251,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 24,447 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 8,181 | $219,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,483 | $214,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,026 | $214,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,328 | $212,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,894 | $203,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 3,555 | $202,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,732 | $196,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,688 | $180,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,795 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,800 | $170,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,276 | $170,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 9,161 | $168,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,280 | $162,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,694 | $148,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,293 | $146,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 5,125 | $124,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 24,517 | $123,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,572 | $123,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,749 | $122,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,083 | $121,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 9,874 | $119,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,525 | $112,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 6,440 | $104,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 525 | $103,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,755 | $102,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 958 | $97,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 6,039 | $95,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 5,167 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,058 | $94,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,185 | $91,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,804 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287905 | CALL | 15 | $89,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,870 | $89,000 | thousands by filing date | |
| LMP CAPITAL & INCOME | 795500107 | COM | 6,595 | $85,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,170 | $84,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,625 | $84,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 8,175 | $83,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,650 | $83,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,400 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 450 | $80,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 6,670 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,425 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,160 | $69,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 2,725 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 300 | $56,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 10 | $56,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 900 | $56,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 2,750 | $55,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 542 | $54,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,300 | $54,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 5,467 | $52,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,000 | $51,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 400 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,401 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,257 | $48,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 20,297 | $48,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,250 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 862 | $46,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,011 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,750 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,359 | $42,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,416 | $41,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 56 | $40,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 1,650 | $40,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,346 | $34,000 | thousands by filing date | |
| Gabelli Global Deal Fund | 36245G103 | COM | 3,671 | $34,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,798 | $31,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,250 | $28,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 750 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $27,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,100 | $25,000 | thousands by filing date | |
| MADISON CLAYMORE CALL &EQTY | 556582104 | COM | 3,287 | $24,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 300 | $23,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 780 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 508 | $23,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 400 | $22,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 900 | $22,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,480 | $21,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 963 | $20,000 | thousands by filing date | |
| Clough Global Opportunities | 18914E403 | COM | 1,850 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,265 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 500 | $16,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,700 | $16,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 49 | $16,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 270 | $16,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 1,670 | $16,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 1,449 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 370 | $14,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 282 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 300 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 500 | $14,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 2,417 | $14,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 200 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 300 | $13,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,450 | $13,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,700 | $13,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 556 | $12,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 598 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 220 | $12,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,031 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 125 | $11,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 1 | $11,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 200 | $11,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 118 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 200 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 82 | $9,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,500 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 55 | $9,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 78 | $8,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 2 | $8,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 100 | $8,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 123 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 26 | $7,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 200 | $7,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 478 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 614 | $6,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 320 | $6,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 212 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 60 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 60 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 132 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 700 | $5,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 361 | $5,000 | thousands by filing date | |
| Foxby Corp. | 351645106 | common stock | 2,400 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 736 | $4,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 375 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 50 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 250 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 50 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 100 | $3,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 186 | $3,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 324 | $3,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 100 | $3,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 400 | $3,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 220 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 2 | $2,000 | thousands by filing date | call |
| ISHARES | 464286830 | EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 20 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 250 | $2,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 12 | $2,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 25 | $1,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 2 | $1,000 | thousands by filing date | call |
| PHILLIPS 66 | 718546904 | CALL | 4 | $1,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S903 | CALL | 2 | $1,000 | thousands by filing date | call |
| WEYERHAEUSER CO | 962166904 | COM NEW | 2 | $1,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 1 | $1,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6 | $1,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 33 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 6 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MVC CAPITAL INC | 553829102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X909 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T908 | Cmn | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352860-18-000003 | this filing | 2018-07-25 | acceptance time not in the bulk data set |