13F-HR filed by BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-29, with 406 holding rows worth $165,591,000.
- Accession
- 0001352860-14-000003
- Filer
- CIK 1352860
- Filed
- 2014-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 406 entries on the cover page, a total value of $165,591,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,591,000 with VALUE read as thousands by filing date, 13F file number 028-11658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 129,099 | $25,267,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 308,497 | $14,447,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 54,128 | $9,088,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 388,747 | $8,156,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 170,131 | $8,119,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 209,406 | $7,710,000 | thousands by filing date | |
| ADAMS EXPRESS CO | 6212104 | CEF | 431,953 | $5,939,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 846,071 | $5,085,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 292,313 | $4,882,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837109 | COM | 153,655 | $2,211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 51,427 | $2,203,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 28,496 | $2,186,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 168,794 | $1,948,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 30,417 | $1,667,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 198,093 | $1,662,000 | thousands by filing date | |
| NASDAQ 100TR | 631100104 | UNIT SER 1 | 17,355 | $1,630,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 100,360 | $1,606,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 38,873 | $1,488,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 63,403 | $1,389,000 | thousands by filing date | |
| Dividend & Income Fund | 25538A105 | COM | 84,670 | $1,351,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 32,275 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 28,074 | $1,214,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 58,339 | $1,208,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,835 | $1,103,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 40,178 | $1,046,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,256 | $1,035,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 47,788 | $1,015,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 17,853 | $866,000 | thousands by filing date | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 6,767 | $866,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 6,600 | $861,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,205 | $826,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 9,020 | $820,000 | thousands by filing date | |
| LMP CAPITAL & INCOME | 795500107 | COM | 46,008 | $816,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVIDEN | 21060108 | CONV BONDS | 91,102 | $813,000 | thousands by filing date | The CUSIP as filed is malformed. |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 30,329 | $799,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 37,894 | $787,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 4,300 | $772,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 105,039 | $769,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,590 | $754,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,954 | $735,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 61,888 | $724,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,961 | $711,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,960 | $708,000 | thousands by filing date | |
| American Intl Group Inc | 26874107 | COM | 12,150 | $663,000 | thousands by filing date | The CUSIP as filed is malformed. |
| International Business Machines Corporation | 459200101 | COM | 3,484 | $632,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,250 | $624,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,275 | $609,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,679 | $594,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,620 | $569,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 8,124 | $559,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,447 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,248 | $541,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,054 | $532,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 14,183 | $505,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,383 | $496,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 35,660 | $474,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,694 | $470,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,611 | $449,000 | thousands by filing date | |
| AGIC EQUITY & CONV INCOME FD | 00119P102 | COM | 21,820 | $441,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 21,181 | $436,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 11,019 | $434,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 30,227 | $407,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,950 | $402,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,650 | $380,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,074 | $369,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,252 | $348,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,442 | $348,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,114 | $343,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,470 | $337,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 14,304 | $331,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,277 | $330,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 10,269 | $320,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 33,715 | $317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,800 | $310,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,938 | $307,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,605 | $296,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,286 | $296,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,245 | $283,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,750 | $282,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,300 | $263,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 17,773 | $262,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 20,564 | $261,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 15,225 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,125 | $247,000 | thousands by filing date | |
| SPDR Oil & Gas Exploration & P | 86330E620 | COM | 3,000 | $247,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 19,021 | $246,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 29,387 | $240,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,316 | $237,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,175 | $236,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,635 | $235,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,400 | $233,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 5,488 | $229,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,499 | $220,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,008 | $220,000 | thousands by filing date | |
| EMERGIN MKTS TELECOMM | 290890102 | COM | 15,254 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,495 | $211,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,491 | $210,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 15,000 | $208,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,146 | $207,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,209 | $205,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 12,050 | $205,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,348 | $201,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,150 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,400 | $196,000 | thousands by filing date | |
| American Express | 25816109 | COM | 2,040 | $193,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,300 | $192,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 7,358 | $189,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,780 | $187,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,346 | $184,000 | thousands by filing date | |
| Gabelli Global Deal Fund | 36245G103 | COM | 16,742 | $182,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,900 | $180,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,753 | $174,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,300 | $173,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,676 | $170,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,110 | $167,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 11,488 | $167,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 15,833 | $166,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,700 | $162,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 16,580 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,900 | $147,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,157 | $141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,350 | $140,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,036 | $140,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,600 | $137,000 | thousands by filing date | |
| CITIGROUP INC | 172967101 | COM | 2,897 | $136,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 2,352 | $136,000 | thousands by filing date | |
| AMER STRAT INCOME PORT INC 11 | 30099105 | COM | 15,398 | $135,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,610 | $134,000 | thousands by filing date | |
| Suncor Energy Inc. | 867229106 | COM | 3,135 | $134,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,897 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,675 | $132,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,040 | $131,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,892 | $118,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,628 | $118,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,892 | $118,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 12,339 | $116,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,733 | $115,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,981 | $114,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,100 | $113,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,830 | $109,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,035 | $107,000 | thousands by filing date | |
| COVIDIEN LTD | G2552X108 | COMMON STOCK | 1,184 | $107,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 8,294 | $106,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 501 | $105,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,039 | $105,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,158 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 700 | $103,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,129 | $102,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,300 | $100,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 3,790 | $98,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,600 | $98,000 | thousands by filing date | |
| Time Warner Cable Inc. | 88732J108 | common | 661 | $97,000 | thousands by filing date | |
| IJH | 464287507 | COM | 670 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,000 | $96,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 6,050 | $96,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 1,760 | $96,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 38,354 | $95,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 800 | $94,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 940 | $94,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,250 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,832 | $92,000 | thousands by filing date | |
| TYCO ELECTRONICS LTD | G9144P105 | COMMON STOCK | 1,484 | $92,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,533 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,600 | $91,000 | thousands by filing date | |
| SPDR S&P 500 GROWTH ETF | 7846A409 | COM | 1,000 | $91,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 5,829 | $90,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,441 | $89,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 8,420 | $89,000 | thousands by filing date | |
| Berkshire Hathaway - Class B | 84670207 | COM | 700 | $89,000 | thousands by filing date | The CUSIP as filed is malformed. |
| A T & T Corp New | 1957505 | COM | 2,513 | $89,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HERSHEY CO COM | 427866108 | Stock | 900 | $88,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,050 | $88,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 350 | $88,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,057 | $87,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 4,025 | $87,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,200 | $86,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 980 | $84,000 | thousands by filing date | |
| Pub Svc Ent Group Inc | 744573 | COM | 2,030 | $83,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,050 | $82,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,289 | $82,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 5,600 | $82,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,442 | $79,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 3,372 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,100 | $78,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,238 | $77,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 6,267 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,300 | $74,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,700 | $73,000 | thousands by filing date | |
| TYCOINTLLTDNEW | 902124106 | COM | 1,574 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,245 | $72,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,384 | $71,000 | thousands by filing date | |
| BANK OF MONTREAL | 63671101 | COM | 960 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK INTERNATIONAL GROW | 92524107 | COM BENE INTER | 8,607 | $71,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HESS CORP | 42809H107 | COM | 700 | $69,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 750 | $69,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 7,989 | $68,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,328 | $67,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 6,258 | $67,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,900 | $66,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 803 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,515 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $60,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 6,002 | $59,000 | thousands by filing date | |
| Aberdeen Latin Ameri | 51827Q106 | COM | 1,982 | $59,000 | thousands by filing date | |
| Argonaut Group | 40157109 | COM | 1,160 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,750 | $58,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 480 | $58,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 1,020 | $57,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 636 | $56,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 666 | $55,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 608 | $54,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 900 | $52,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,960 | $52,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 890 | $51,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,450 | $51,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,948 | $51,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 350 | $51,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 680 | $51,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 450 | $50,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 600 | $49,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 150 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK GLOBAL | 92501105 | COM | 3,200 | $48,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Cisco Systems,Inc. | 17275R102 | COM | 1,907 | $47,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 402 | $47,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 380 | $47,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,000 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 800 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,300 | $46,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 3,085 | $45,000 | thousands by filing date | |
| TIME WARNER INC | 887317105 | COMMON STOCK | 636 | $45,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 336 | $44,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,571 | $44,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,291 | $44,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,552 | $44,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,050 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 500 | $42,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,074 | $42,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 400 | $42,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 468 | $42,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 620 | $41,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 800 | $41,000 | thousands by filing date | |
| BlackRock S&P Qual Gl Eq | 783834104 | COM | 3,016 | $41,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 689 | $40,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 750 | $40,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 437 | $40,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 450 | $39,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 675 | $39,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 550 | $39,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 500 | $39,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 461 | $39,000 | thousands by filing date | |
| Ocean Shore Holding Co | 67501P107 | COM | 2,638 | $39,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,500 | $38,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,128 | $38,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 975 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 522 | $37,000 | thousands by filing date | |
| BANCROFT FUND LTD COM | 59695106 | COM | 1,810 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 400 | $36,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $36,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 390 | $36,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 151 | $36,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 724 | $35,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,005 | $35,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 420 | $35,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,900 | $35,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 750 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 700 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 800 | $34,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 600 | $33,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 300 | $32,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 400 | $32,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 602 | $32,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 609 | $31,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 500 | $31,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2,200 | $31,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 434 | $30,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 568 | $30,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 190 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 500 | $30,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 5,804 | $30,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 520 | $29,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 349 | $29,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,320 | $29,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 250 | $29,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 400 | $29,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 377 | $29,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,198 | $29,000 | thousands by filing date | |
| WENDYS INTL INC | 950590109 | COMMON STOCK | 3,400 | $29,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 337 | $28,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 600 | $28,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 301 | $27,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 500 | $27,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 783 | $27,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,608 | $27,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,000 | $27,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,267 | $27,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 327 | $26,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,696 | $26,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 1,410 | $26,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 367 | $26,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 345 | $25,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $25,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,200 | $25,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 200 | $25,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 473 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 400 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,400 | $24,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 400 | $24,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W100 | ADR | 705 | $24,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 649 | $23,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $23,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 233 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABBOTT LABORATORIES | 2824100 | COM | 570 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 300 | $22,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 800 | $22,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 320 | $21,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 600 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 300 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $21,000 | thousands by filing date | |
| SCCO | 843611104 | Stock | 707 | $21,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,720 | $21,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 125 | $21,000 | thousands by filing date | |
| Visa Inc Com CL A | 92851S204 | COM | 100 | $21,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,386 | $20,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,516 | $20,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 3,419 | $20,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 200 | $19,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,316 | $19,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 900 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 857 | $18,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,700 | $18,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,296 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,245 | $17,000 | thousands by filing date | |
| SPDR S&P Midcap 400 | 595635103 | COM | 61 | $16,000 | thousands by filing date | |
| Amer Strategic Incm Port | 30098107 | COM | 1,600 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400 | $15,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 1,670 | $15,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 850 | $15,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 870 | $15,000 | thousands by filing date | |
| BLACKROCK MUNICIPL INC QL | 92479104 | TYCOM | 1,030 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 826 | $13,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 960 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 400 | $13,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 233 | $12,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 200 | $12,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,650 | $12,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 500 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,470 | $12,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 200 | $12,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 500 | $12,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 1,000 | $12,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 120 | $11,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 600 | $11,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 745 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 200 | $10,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 637 | $10,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 800 | $10,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 400 | $10,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,000 | $10,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 769 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $9,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 144 | $9,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 363 | $9,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,000 | $9,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 112 | $9,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 434 | $8,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318102 | UNIT | 337 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 200 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 614 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 500 | $7,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 213 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 736 | $6,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 186 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 300 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 100 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 82 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 413 | $5,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 621 | $5,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 597 | $5,000 | thousands by filing date | |
| Foxby Corp. | 351645106 | common stock | 2,400 | $5,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 212 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 198 | $4,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 262 | $4,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 200 | $3,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 134 | $3,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 117 | $3,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 255 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 205 | $2,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 98 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 100 | $2,000 | thousands by filing date | |
| Zweig Fund Inc | 989834106 | COM | 148 | $2,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 33 | $1,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 97 | $1,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 115 | $1,000 | thousands by filing date | |
| NFJ | 65337H109 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 32 | $1,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 30 | $1,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 86 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| First Opportunity Fund | 33587T108 | common stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA PAC FD INC COM | 44901106 | CLSD FD | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352860-14-000003 | this filing | 2014-07-29 | acceptance time not in the bulk data set |