13F-HR filed by Regis Management CO LLC
Regis Management CO LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 89 holding rows worth $648,149,000.
- Accession
- 0001352776-17-000004
- Filer
- CIK 1352776
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 89 entries on the cover page, a total value of $648,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $648,140,000 with VALUE read as thousands by filing date, 13F file number 028-11606. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 1,018,193 | $131,876,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,946,546 | $84,500,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,593,351 | $69,422,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 570,229 | $39,049,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 563,362 | $38,579,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 319,271 | $34,085,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 258,072 | $21,443,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 161,417 | $20,138,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 227,495 | $18,172,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 241,314 | $15,485,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 153,991 | $14,411,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 103,101 | $11,431,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 159,894 | $11,004,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 140,093 | $8,533,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25,000 | $8,527,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 144,467 | $7,804,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 80,927 | $6,633,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 82,250 | $6,324,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 61,799 | $5,580,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 69,732 | $5,429,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 35,934 | $5,364,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 100,376 | $5,185,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 47,163 | $5,169,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 28,190 | $5,168,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 117,635 | $4,838,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 34,502 | $4,183,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,106,440 | $3,828,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,776 | $3,712,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 57,772 | $3,414,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 45,482 | $2,920,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 197,204 | $2,357,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 9,565 | $2,249,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $2,198,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 24,945 | $2,039,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 76,177 | $1,970,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,491 | $1,952,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 34,208 | $1,815,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 33,121 | $1,734,000 | thousands by filing date | |
| VANGUARD LTD-TERM TX-EX ADM | 922907886 | BOND FUNDS | 156,430 | $1,719,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17,963 | $1,618,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 48,080 | $1,492,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,542 | $1,458,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,612 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 25,541 | $1,144,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 12,287 | $1,081,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 130,000 | $1,066,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,538 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,202 | $972,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 49,100 | $934,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,644 | $916,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,158 | $834,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,765 | $814,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,012 | $732,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,450 | $647,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 9,780 | $612,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 16,027 | $569,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 23,780 | $526,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 42,400 | $514,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,902 | $490,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,729 | $483,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 19,565 | $450,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,940 | $442,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 116,787 | $433,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,497 | $426,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,313 | $425,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,213 | $418,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,386 | $413,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,267 | $406,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,269 | $384,000 | thousands by filing date | |
| IVANHOE MINES LTD COM CL A ISI | 46579R104 | COM | 108,834 | $345,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,300 | $342,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 10,064 | $332,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 16,406 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,492 | $327,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 9,594 | $319,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 3,457 | $318,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 18,500 | $278,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,900 | $277,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,355 | $275,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $243,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 134,250 | $238,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 231 | $222,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,175 | $209,000 | thousands by filing date | |
| NEXT FIFTEEN COMMU ORDF | g6500g109 | COM | 34,803 | $200,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,000 | $177,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,509 | $146,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,709 | $142,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,180 | $130,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,710 | $124,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352776-17-000004 | this filing | 2017-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001352776-18-000003 | base | 2018-05-08 | acceptance time not in the bulk data set |