13F-HR filed by Hartford Financial Management Inc.
Hartford Financial Management Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-16, with 323 holding rows worth $337,350,000.
- Accession
- 0001352526-20-000004
- Filer
- CIK 1352526
- Filed
- 2020-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 323 entries on the cover page, a total value of $337,350,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,350,000 with VALUE read as thousands by filing date, 13F file number 028-11822. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 272,058 | $13,415,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 54,209 | $11,402,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 146,679 | $8,418,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,525 | $8,399,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 99,519 | $7,730,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 62,917 | $7,294,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,855 | $6,347,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,186 | $6,083,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 54,766 | $5,960,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 37,112 | $5,836,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 40,000 | $5,795,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 46,171 | $5,729,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 109,893 | $5,690,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,745 | $5,590,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 104,265 | $5,205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 348,371 | $5,132,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 178,000 | $5,062,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,956 | $4,931,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,551 | $4,846,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 33,037 | $4,579,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 32,734 | $4,550,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,040 | $4,258,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 36,465 | $4,127,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 27,395 | $4,045,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 18,714 | $4,030,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 79,004 | $4,013,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 12,592 | $3,922,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,850 | $3,855,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,539 | $3,707,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,070 | $3,632,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,600 | $3,552,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 41,719 | $3,461,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 42,705 | $3,371,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,000 | $3,331,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,759 | $3,102,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 51,684 | $2,969,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 49,588 | $2,948,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 48,875 | $2,947,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 932 | $2,935,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,217 | $2,868,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 231,063 | $2,757,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,190 | $2,702,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,804 | $2,651,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,095 | $2,584,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,840 | $2,577,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,000 | $2,523,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 43,772 | $2,519,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 40,689 | $2,421,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,559 | $2,415,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,089 | $2,310,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 38,547 | $2,301,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,719 | $2,283,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,901 | $2,206,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 47,323 | $2,189,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,433 | $2,174,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 36,272 | $2,118,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 21,924 | $2,087,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 59,874 | $2,080,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 76,500 | $2,067,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,000 | $2,041,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,683 | $2,032,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,020 | $2,027,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,986 | $2,025,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 8,581 | $2,021,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 9,501 | $2,002,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 51,177 | $1,878,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,406 | $1,870,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 46,904 | $1,812,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,866 | $1,800,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,755 | $1,794,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 62,235 | $1,775,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $1,752,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 17,235 | $1,734,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,185 | $1,672,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 21,241 | $1,593,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 28,714 | $1,593,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 24,292 | $1,516,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,000 | $1,489,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 50,579 | $1,477,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,800 | $1,436,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 58,457 | $1,408,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 25,183 | $1,365,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,074 | $1,334,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 47,589 | $1,257,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 34,823 | $1,248,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,238 | $1,246,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,982 | $1,238,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 28,671 | $1,207,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,016 | $1,169,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,455 | $1,162,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,600 | $1,154,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 28,067 | $1,138,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 14,871 | $1,133,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,000 | $1,120,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 13,494 | $1,076,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,759 | $1,045,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 25,705 | $1,043,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 50,652 | $995,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 32,135 | $983,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 30,028 | $973,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,582 | $928,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,300 | $864,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 5,021 | $851,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 27,323 | $834,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 17,691 | $832,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,000 | $826,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 19,100 | $780,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,209 | $654,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 12,775 | $651,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,932 | $619,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 39,153 | $618,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,045 | $543,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,920 | $539,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,041 | $524,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,000 | $508,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 2,000 | $503,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 324 | $475,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,388 | $473,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,198 | $472,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,550 | $452,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,500 | $429,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,000 | $423,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,163 | $393,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,383 | $387,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,969 | $374,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,287 | $358,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,641 | $356,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,546 | $355,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 666 | $333,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,470 | $310,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,000 | $308,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,500 | $286,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,422 | $283,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,463 | $278,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,428 | $264,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,000 | $247,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,662 | $238,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 38,848 | $235,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,783 | $230,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,000 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,000 | $212,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,549 | $211,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 35,035 | $210,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,662 | $202,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,320 | $186,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 38,440 | $171,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,840 | $168,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,946 | $157,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,500 | $137,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,340 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,300 | $130,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,188 | $129,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,080 | $127,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,755 | $124,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,854 | $118,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,000 | $116,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,217 | $112,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,153 | $107,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 718 | $106,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,940 | $103,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 960 | $101,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 9,751 | $101,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,653 | $98,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 641 | $96,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,584 | $96,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,101 | $94,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,225 | $93,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,300 | $91,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 262 | $88,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,983 | $87,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 275 | $85,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,078 | $83,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,000 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,971 | $76,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 177 | $68,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,500 | $67,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,800 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $65,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,600 | $63,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 145 | $62,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,000 | $62,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 300 | $61,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,000 | $58,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,170 | $57,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,168 | $57,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,000 | $55,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,560 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 2,135 | $53,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 205 | $52,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 1,465 | $52,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,377 | $52,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 500 | $50,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,400 | $50,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,587 | $50,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 963 | $48,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,025 | $46,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,801 | $46,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,897 | $45,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,046 | $44,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 520 | $42,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 645 | $42,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $42,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,394 | $42,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 672 | $41,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 160 | $40,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 206 | $39,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 187 | $37,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 125 | $37,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 107 | $36,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 740 | $36,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 350 | $35,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 300 | $35,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 48,010 | $34,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 115 | $33,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 388 | $32,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,178 | $31,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 466 | $31,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,115 | $31,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 600 | $30,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 278 | $30,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,075 | $30,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 699 | $30,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 800 | $30,000 | thousands by filing date | |
| VTI | 922908769 | COM | 160 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 210 | $26,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 75 | $25,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 700 | $25,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,124 | $25,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 524 | $24,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 4,800 | $24,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200 | $23,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 445 | $22,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 200 | $22,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,755 | $22,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 80 | $21,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 99 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 732 | $21,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 9,500 | $21,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 450 | $20,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 496 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 744 | $20,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 184 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 601 | $17,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,192 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 642 | $16,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 5,000 | $16,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 880 | $15,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 56 | $14,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $14,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $14,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 325 | $13,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 50 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 420 | $13,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 650 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 51 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 400 | $12,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 218 | $11,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 53 | $11,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 58 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 80 | $11,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 3,500 | $11,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 16,000 | $11,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 124 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 59 | $10,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 86 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 110 | $9,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 175 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 60 | $9,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 170 | $9,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 35 | $8,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 133 | $8,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,124 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $8,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,000 | $8,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 5,000 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 200 | $7,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 180 | $7,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 600 | $7,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 105 | $7,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 776 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 250 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,355 | $6,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 598 | $6,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 6,442 | $6,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $5,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 370 | $5,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $5,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 111 | $5,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 195 | $5,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 25 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 202 | $5,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 40 | $5,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 100 | $5,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 42 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 240 | $4,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 225 | $4,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 175 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 85 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 8,000 | $3,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100 | $3,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 39 | $3,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 4,000 | $3,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 25 | $2,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 55 | $2,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 56 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $2,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 44 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 418 | $2,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 2,500 | $2,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 1,000 | $2,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 14 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $1,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 34 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 75 | $1,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 15 | $1,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 127 | $1,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,000 | $1,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 1,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352526-20-000004 | this filing | 2020-10-16 | acceptance time not in the bulk data set |