13F-HR filed by Hartford Financial Management Inc.
Hartford Financial Management Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-01, with 404 holding rows worth $295,306,000.
- Accession
- 0001352526-18-000007
- Filer
- CIK 1352526
- Filed
- 2018-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 405 entries on the cover page, a total value of $295,306,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,306,000 with VALUE read as thousands by filing date, 13F file number 028-11822. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 284,708 | $8,766,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 53,773 | $8,522,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 74,368 | $8,392,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 108,286 | $8,019,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 47,895 | $6,696,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 165,641 | $5,966,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 83,240 | $5,353,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 31,710 | $5,277,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 46,040 | $5,266,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 110,342 | $5,218,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 66,693 | $4,893,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23,529 | $4,874,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 34,517 | $4,769,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20,038 | $4,707,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 235,479 | $4,684,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 35,320 | $4,319,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 67,287 | $4,177,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 51,132 | $4,025,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 47,300 | $4,021,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,569 | $3,809,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 24,969 | $3,762,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 24,394 | $3,720,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 32,345 | $3,616,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 76,500 | $3,527,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 30,977 | $3,520,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 40,000 | $3,519,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 126,650 | $3,493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 16,907 | $3,484,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 38,483 | $3,477,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 31,931 | $3,470,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,070 | $3,115,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,600 | $2,996,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 36,625 | $2,929,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,128 | $2,766,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,528 | $2,739,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,082 | $2,737,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 37,276 | $2,620,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,244 | $2,434,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 54,277 | $2,392,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,449 | $2,336,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 39,555 | $2,332,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,106 | $2,281,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,098 | $2,268,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,087 | $2,264,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 26,564 | $2,166,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,152 | $2,142,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 39,501 | $2,109,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 48,905 | $2,101,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 64,655 | $2,086,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,048 | $2,019,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 54,228 | $1,914,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $1,892,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,233 | $1,888,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 22,390 | $1,885,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,246 | $1,862,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,049 | $1,861,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 35,000 | $1,848,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,020 | $1,843,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,165 | $1,829,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,000 | $1,735,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 16,227 | $1,733,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 13,000 | $1,713,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 16,840 | $1,674,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 9,770 | $1,644,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,000 | $1,610,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 30,000 | $1,576,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 48,449 | $1,564,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 32,416 | $1,502,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,030 | $1,496,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 43,727 | $1,468,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 6,709 | $1,397,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,801 | $1,394,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,900 | $1,371,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 32,218 | $1,361,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,057 | $1,330,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,000 | $1,319,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,600 | $1,300,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 17,557 | $1,293,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 640 | $1,282,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 44,248 | $1,271,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,338 | $1,251,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 23,015 | $1,230,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 30,068 | $1,162,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,611 | $1,136,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,317 | $1,104,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 26,529 | $1,086,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 38,362 | $959,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 17,068 | $957,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,336 | $888,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,100 | $864,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,065 | $846,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 6,000 | $835,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,050 | $823,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,500 | $805,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 17,042 | $796,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,237 | $787,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,349 | $747,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 26,744 | $727,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 32,674 | $727,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,695 | $713,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,371 | $689,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 19,100 | $669,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 58,837 | $664,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,925 | $657,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,360 | $630,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 13,288 | $628,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,000 | $615,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,752 | $613,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,741 | $607,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,076 | $571,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,000 | $554,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,169 | $549,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,730 | $545,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,286 | $533,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 12,000 | $520,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,553 | $520,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 398 | $480,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,760 | $475,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,660 | $472,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,060 | $455,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,096 | $445,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,121 | $430,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,296 | $429,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 359 | $428,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,135 | $398,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 27,600 | $384,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,183 | $359,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,827 | $346,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 7,700 | $340,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 26,455 | $339,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,535 | $329,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 12,000 | $326,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,858 | $325,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 7,204 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,300 | $318,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,772 | $316,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,100 | $294,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,347 | $290,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,550 | $288,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,455 | $285,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 751 | $281,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,570 | $279,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,673 | $275,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,000 | $273,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 15,861 | $272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 10,565 | $263,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,641 | $256,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 9,357 | $252,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,412 | $249,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,590 | $246,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,324 | $237,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 6,000 | $237,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,488 | $221,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,262 | $220,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,673 | $217,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 6,238 | $211,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,755 | $208,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,025 | $192,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,666 | $190,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,009 | $187,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,500 | $185,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,000 | $183,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 1,785 | $182,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,105 | $178,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,640 | $177,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,662 | $170,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,840 | $167,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,689 | $166,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,850 | $163,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 6,500 | $162,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,498 | $152,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 514 | $149,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,803 | $140,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 690 | $140,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 23,350 | $139,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,453 | $138,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,460 | $135,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,725 | $133,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,630 | $130,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 815 | $130,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 340 | $125,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,000 | $121,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,768 | $120,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 60 | $119,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,050 | $119,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 525 | $118,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,882 | $112,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,227 | $109,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,600 | $109,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 48,010 | $108,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,700 | $105,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,600 | $103,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,833 | $102,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 288 | $100,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 567 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 815 | $86,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,900 | $86,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 718 | $85,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 6,600 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,017 | $82,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 10,000 | $82,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 670 | $81,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,078 | $77,000 | thousands by filing date | |
| VTI | 922908769 | COM | 517 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 2,050 | $77,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,540 | $76,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 1,500 | $75,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,910 | $75,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8,607 | $73,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 780 | $71,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 150 | $71,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,990 | $70,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,314 | $70,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,124 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,971 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,377 | $63,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 7,300 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,510 | $56,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 633 | $55,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 300 | $54,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,025 | $52,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 585 | $52,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 675 | $51,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,072 | $51,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 280 | $50,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 700 | $50,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,670 | $49,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,400 | $48,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 520 | $45,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 503 | $45,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,168 | $45,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,250 | $45,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 520 | $44,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,000 | $44,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 750 | $43,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 820 | $43,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 5,400 | $43,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 3,500 | $42,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,190 | $41,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 115 | $41,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 550 | $40,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,046 | $39,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 300 | $39,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 950 | $38,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 500 | $37,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 997 | $37,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,102 | $37,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,500 | $35,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 250 | $34,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 500 | $34,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,278 | $33,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 500 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 770 | $32,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 107 | $31,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 466 | $31,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,427 | $31,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 533 | $31,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 450 | $30,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,129 | $29,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $29,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 9,500 | $28,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 620 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,075 | $27,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 598 | $25,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 385 | $25,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 455 | $24,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 80 | $22,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 670 | $22,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $22,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 642 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 732 | $22,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 575 | $22,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 400 | $21,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,755 | $21,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 300 | $20,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 880 | $20,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 280 | $19,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,500 | $19,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 600 | $18,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 184 | $18,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 175 | $18,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 174 | $18,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 300 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 268 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 420 | $18,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 90 | $17,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 105 | $17,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 352 | $17,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 500 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 300 | $17,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 330 | $16,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 145 | $16,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 283 | $16,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 99 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 240 | $15,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,000 | $15,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 300 | $14,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 105 | $14,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 100 | $14,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 8,000 | $14,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 150 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 590 | $14,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 400 | $13,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 175 | $13,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 18,000 | $13,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 50 | $12,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $12,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 200 | $12,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 68 | $12,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 87 | $12,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $12,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 124 | $12,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 140 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 110 | $11,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 60 | $11,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 34 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 195 | $10,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 266 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 51 | $10,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 400 | $10,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 569 | $10,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 500 | $10,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 59 | $9,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 165 | $9,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 40 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 300 | $9,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 4,000 | $9,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 134 | $8,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 53 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $8,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 175 | $8,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 176 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 20 | $8,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 70 | $8,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 125 | $8,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 50 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 200 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 80 | $7,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $7,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 58 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $7,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $7,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 125 | $7,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 60 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 334 | $7,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 425 | $7,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 45 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 149 | $6,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 100 | $6,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $6,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 30 | $6,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 400 | $6,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 120 | $6,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 117 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 290 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 201 | $6,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 75 | $6,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 125 | $6,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 476 | $6,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 239 | $6,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 100 | $5,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 145 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 400 | $5,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 25 | $5,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 75 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 200 | $5,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 100 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 200 | $5,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 175 | $5,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $4,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 25 | $4,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 111 | $4,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 500 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $3,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 25 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 70 | $3,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 69 | $3,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 225 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 240 | $3,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 189 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25 | $2,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 44 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 25 | $2,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 45 | $2,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 30 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 70 | $2,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 45 | $2,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 40 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 105 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 45 | $1,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 50 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 400 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 32 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 51 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 500 | $1,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 4,500 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352526-18-000007 | this filing | 2018-11-01 | acceptance time not in the bulk data set |