13F-HR filed by Hartford Financial Management Inc.
Hartford Financial Management Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-29, with 284 holding rows worth $166,882,000.
- Accession
- 0001352526-14-000007
- Filer
- CIK 1352526
- Filed
- 2014-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 283 entries on the cover page, a total value of $166,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,882,000 with VALUE read as thousands by filing date, 13F file number 028-11822. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 60,163 | $5,521,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 63,371 | $5,043,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,176 | $4,453,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 126,032 | $3,687,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 40,656 | $3,619,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 69,490 | $3,556,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 56,392 | $3,397,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 93,892 | $3,269,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 26,974 | $3,218,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 29,561 | $3,179,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 78,465 | $3,100,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 154,530 | $3,072,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 226,769 | $3,022,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 39,170 | $2,928,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 37,622 | $2,858,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 32,596 | $2,708,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 90,917 | $2,632,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 27,512 | $2,587,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 78,977 | $2,531,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 105,105 | $2,435,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 56,279 | $2,340,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 30,944 | $2,220,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 62,928 | $2,156,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,014 | $2,132,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,846 | $2,115,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 31,905 | $2,091,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 39,454 | $2,046,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 59,577 | $2,042,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 49,610 | $2,031,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 77,645 | $1,989,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,792 | $1,959,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,956 | $1,947,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20,705 | $1,899,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,808 | $1,898,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,264 | $1,793,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,261 | $1,793,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 49,101 | $1,730,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 53,445 | $1,664,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 49,864 | $1,658,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 50,810 | $1,657,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,511 | $1,615,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 18,300 | $1,605,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,796 | $1,577,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,946 | $1,538,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 27,244 | $1,536,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 76,880 | $1,486,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 35,756 | $1,440,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 21,300 | $1,335,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 128,364 | $1,319,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 18,093 | $1,266,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 103,034 | $1,242,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 17,231 | $1,236,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 9,561 | $1,233,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,347 | $1,214,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 14,782 | $1,201,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 35,974 | $1,183,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 13,202 | $1,149,000 | thousands by filing date | |
| Covidien LTD | 030852800 | COM | 13,247 | $1,145,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 13,258 | $1,127,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,056 | $1,090,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 34,931 | $1,052,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,147 | $1,037,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 36,100 | $1,008,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 26,636 | $1,001,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,225 | $969,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 44,406 | $959,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 14,665 | $938,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 23,324 | $937,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,916 | $898,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,000 | $837,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,827 | $808,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 16,800 | $798,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,125 | $769,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 10,010 | $758,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 23,835 | $694,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 16,062 | $626,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,150 | $625,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,654 | $597,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 18,192 | $593,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 23,615 | $577,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,544 | $572,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,150 | $537,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,010 | $526,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 5,917 | $511,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,917 | $494,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,300 | $467,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,056 | $466,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,325 | $440,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,655 | $424,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,900 | $414,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,200 | $404,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,050 | $380,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,015 | $369,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,434 | $369,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,193 | $361,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,600 | $352,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,817 | $344,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 95,530 | $340,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,850 | $332,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 21,751 | $314,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,250 | $298,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 8,841 | $290,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,030 | $289,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,192 | $270,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,650 | $268,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,151 | $258,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,910 | $247,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,324 | $221,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,300 | $211,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,000 | $209,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,450 | $205,000 | thousands by filing date | |
| 38259p508 | COM | 318 | $187,000 | thousands by filing date | ||
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,600 | $178,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,125 | $161,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,240 | $161,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,461 | $158,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 489 | $157,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,200 | $156,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,160 | $152,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,860 | $149,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,400 | $149,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,950 | $146,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,248 | $144,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,500 | $132,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,850 | $128,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,610 | $128,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 218 | $125,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,825 | $116,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,532 | $114,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,476 | $112,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,600 | $110,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,300 | $106,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,050 | $98,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,763 | $94,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 932 | $94,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,123 | $94,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,500 | $93,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 780 | $93,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,850 | $91,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,128 | $91,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 628 | $88,000 | thousands by filing date | |
| Transocean Co. New | 040674667 | COM | 2,700 | $86,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,163 | $85,000 | thousands by filing date | |
| Henderson Global Tech FD-C | 425067303 | COM | 3,440 | $85,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,000 | $81,000 | thousands by filing date | |
| Energy XXI Ltd | 048521614 | OPT | 7,100 | $80,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,400 | $77,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,136 | $73,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 8,730 | $72,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 738 | $70,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,475 | $68,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,600 | $65,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,690 | $64,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 2,652 | $62,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 600 | $62,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,077 | $61,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,600 | $58,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 600 | $56,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 530 | $53,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,000 | $51,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 870 | $49,000 | thousands by filing date | |
| CIGNA Corp | 125509110 | COM | 547 | $48,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 550 | $47,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,300 | $47,000 | thousands by filing date | |
| Aspen Insurance Holdings Ltd | 018228122 | CMN | 1,100 | $47,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,400 | $46,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 275 | $45,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,000 | $43,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,200 | $42,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 800 | $36,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 503 | $35,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 1,600 | $35,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 11,000 | $33,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 716 | $30,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 32,000 | $29,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 300 | $28,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 205 | $26,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 400 | $26,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,930 | $25,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 55 | $24,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,507 | $24,000 | thousands by filing date | |
| FIDELITY SELECT HEALTH CARE PORTFOLIO | 316390301 | OPEN END TAXABLE NO LOAD FUND | 102 | $22,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 600 | $21,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 500 | $20,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 100 | $19,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 400 | $19,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 280 | $19,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,186 | $17,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 400 | $17,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 2,100 | $17,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 299 | $16,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,325 | $16,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 450 | $16,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 264 | $16,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,200 | $16,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 5,400 | $16,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 300 | $15,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 480 | $15,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 175 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 140 | $14,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 151 | $13,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 255 | $13,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 400 | $13,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 200 | $12,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 126 | $12,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,600 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 184 | $12,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 184 | $11,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 59 | $11,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 335 | $10,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 140 | $10,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 898 | $10,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 90 | $9,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 204 | $9,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 68 | $9,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 229 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 225 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 70 | $9,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 127 | $9,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 604 | $9,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 1,700 | $9,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 65 | $8,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 90 | $8,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 71 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 500 | $8,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200 | $7,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 64 | $7,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 175 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 152 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 162 | $7,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 130 | $7,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30 | $6,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 483 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 200 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 49 | $6,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 100 | $6,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 160 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 400 | $6,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 400 | $6,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 303 | $6,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 70 | $5,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 58 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 170 | $5,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 88 | $5,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 100 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110 | $5,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 24 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,682 | $5,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 56 | $5,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 86 | $5,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 66 | $4,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 42 | $4,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 40 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 87 | $4,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 117 | $4,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 127 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 51 | $4,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 50 | $4,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 80 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 400 | $4,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 112 | $4,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 88 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 273 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 150 | $3,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 84 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 570 | $3,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 661 | $3,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 28 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 20 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 50 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14 | $2,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 40 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,204 | $2,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 40 | $2,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 90 | $2,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 27 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 240 | $1,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 900 | $1,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 400 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 300 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001352526-14-000007 | this filing | 2014-10-29 | acceptance time not in the bulk data set |