13F-HR filed by AlphaMark Advisors, LLC
AlphaMark Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 605 holding rows worth $276,573,000.
- Accession
- 0001348183-21-000004
- Filer
- CIK 1348183
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 607 entries on the cover page, a total value of $276,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,573,000 with VALUE read as thousands by filing date, 13F file number 028-11550. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 13 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 22 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 75 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 200 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 65 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 100 | $3,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 90 | $3,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 857 | $3,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 46 | $3,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 22 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 125 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 115 | $3,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 35 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 200 | $3,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 195 | $3,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 2,306 | $3,000 | thousands by filing date | |
| Global X MSCI Argentin | 37950E697 | ETF | 100 | $3,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 45 | $2,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 20 | $2,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 100 | $2,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 77 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 25 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 40 | $2,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 200 | $2,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 12 | $2,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 15 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 20 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 50 | $2,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 200 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 37 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 40 | $2,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 100 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 50 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 409 | $2,000 | thousands by filing date | |
| FIRST GRAPHENE LTD. | Q3860H107 | COM | 12,500 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 200 | $2,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10 | $1,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5 | $1,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 12 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 57 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 42 | $1,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 12 | $1,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 400 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 25 | $1,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 222 | $1,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 125 | $1,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 17 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 100 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 60 | $1,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 50 | $1,000 | thousands by filing date | |
| CHARLOTTES WEB HLDGS I F | 16106R109 | Equity | 575 | $1,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 6 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 140 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 125 | $1,000 | thousands by filing date | |
| IZOTROPIC CORP COM | 46604F109 | COM | 1,000 | $1,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 200 | $1,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 100 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 400 | $1,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 34 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 116 | $1,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1,000 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATERA INC COM | 632307104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL RES INC | 212015101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,523 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUE LEAF BRANDS INC | 89785f209 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST INC | 08653C106 | SPONSORED ADS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740C261 | IPTH S&P VIX NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMV INC | 44974L103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHORD ENERGY CORP | 674215116 | CHORD ENERGY CORP | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APT Sytems Inc | 03834Y101 | COM | 13,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bridgeway Natl Corp | 10874R102 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001348183-21-000004 | this filing | 2021-11-05 | acceptance time not in the bulk data set |